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This contribution analyses two complex examples of the generic extension of lyric poetry in recent British literature. Tony Harrison’s film poem “The Shadow of Hiroshima” (1995) expands the lyric text into the visual dimension; Glyn Maxwell’s collection “The Sugar Mile” (2005) arranges a large number of individual lyric poems into a dramatic scenario. In both cases the generic transition is coupled with a further generic extension – the elaboration of a distinctly narrative sequentiality. In two important aspects the generic extension of these examples affects the rendering of a particular experience, namely the perception of and reaction to massive violence and destruction. One aspect concerns the organization of speech situation and perspective, especially the relation between a superordinate authorial voice and possible subordinate voices, the other aspect pertains to the status of the represented experience in the ambiguity between factuality and fictionality, characteristic of the stance of the lyric utterance in various periods throughout the history of poetry. In both respects the generic expansion in Harrison’s “The Shadow of Hiroshima” and in Maxwell‘s “The Sugar Mile” can be shown to utilize the representational potentials of lyric poetry in distinctly alternative directions.
A new genre has emerged in contemporary literature: the ‘novel in poems.’ This genre hybridizes the novel and poetry in order to construct characters and a plot through relatively autonomous poems in series. The ‘novel in poems’ appears in different subtypes, which can be categorized according to the following criteria: (1) the presence of one speaker versus several speakers, (2) the presence of a speaker as lyric protagonist and/or narrator, and (3) the presence of a blend of distinct modes of lyric, narrative, and dramatic representation in various forms of combination. Specific characteristics of the ‘novel in poems’ are: 1) variation of constituent poetic forms with different degrees of semantic autonomy and brevity; 2) hyper-structuring through symmetries, holism, and equivalences; 3) a tendency to differentiate mediating instances within the text; 4) the reduction or elimination of the narrator or of narrative principles and the use of an omnipresent textual subject; 5) the presence of metapoetic reflections on topics such as poetry and creativity; 6) an emphasis on voice, person, and subjectivity; 7) episodic plot construction through montage techniques and a tendency toward chronological order; 8) the predominance of present speech and action; 9) contradictions between the speaker as subject and addresser, via the lyric fiction of performativity, and the function of narration; 10) a necessity imposed upon the reader to reconstruct the plot and characters. This essay establishes three subtypes within the proposed genre: a lyric ‘novel in poems’ with one speaker (Irina Ermakova), a polyphonically narrative ‘novel in poems’ that combines third-person narration with several alterior speakers (Lana Hechtman Ayers), and, finally, a dramatic ‘novel in poems’ with shifting primary speakers (Glyn Maxwell).
This contribution examines the question of how contemporary lyric poetry expands upon established generic concepts by considering the work of Monika Rinck, one of the most striking voices among a generation of exceedingly talented poets who made their debut in the 2000s. In her poetry, we find numerous examples of how the expectations of lyric are deliberately undermined: among them, formal features reminiscent of prose, such as her tendency to use extremely long lines and prose-typical abbreviations, as well as her explicit interest in the discursive exploration of ‘concepts.’ As her essays suggest, this interest manifests itself most readily in Rinck’s efforts to avoid the totalizing economization of society (as well as art and language) and has, as a result, motivated the development of her own style within experimental language poetry. However, while Rinck has played a leading role in expanding the contemporary concept of poetry, the poetic principles to which she refers in her theoretical writings and poems are by no means new. In this article, her poem „Augenfühlerfisch“ (“eye-tentacle fish”) serves not only to illustrate her tendency to expand poetry into discursive prose but demonstrates how it is rooted in a long-standing philosophical tradition. The terminology used in the poem can be traced back to early modern epistemology and particularly to the foundation of scientific aesthetics by Alexander Gottlieb Baumgarten. In referring to Baumgarten’s definition of poetry as “fully sensuous speech” [„vollkommen sinnliche Rede“] (as well as the specific deployment of this definition by Johann Adolf Schlegel), it becomes clear that Rinck reactivates an epistemological potential in lyric that had been hidden by the paradigm of Erlebnislyrik [experiential lyric]. Moreover, Rinck is able to relax the Erlebnislyrik’s pretense to sincerity in part thanks to the same prose features, such as the multiplication of voices, already mentioned above.
The work of Japanese-German writer Yoko Tawada (Tawada Yōko) stands out as an example of ‘in-between’ writing. Instead of simply ‘translating’ Japanese into German and vice versa, Tawada blends both languages and cultures, often self-reflexively. As a result, poetic in-between spaces emerge, in which creative work, cultural translation, and social criticism can take place. The texts also construct in-between spaces on a formal level. For instance, the verse novels “Kasa no shitai to watashi no tsuma” (『傘の死体とわたしの妻』, 2006) and “Ein Balkonplatz für flüchtige Abende” (2016) feature both narrative progression and poetic devices (vivid imagery, association, and wordplay), defying categorization either as volumes of poetry or as novels. In addition, the in-between space of genres becomes visible in Tawada’s self-translations, which often amount to rewritings and lead to a change in genre – travel essay to novella, novel to drama, or poem to prose text. An example of this genre-transcending bilingualism as entryway to an in-between space are the texts „Die Orangerie“ (1997) and “Orenji-en nite” (「オレンジ園にて」, 1997/1998), which initially appear as a poem and its (apparently) prose translation. However, a number of textual peculiarities of both pieces point to the mutual influences between versions. Thus, I read all four examples as hybrid forms of poetry, which perform the mixing of genres, languages, and cultures that occurs in today’s world. In their cultural hybridity especially, the poems point to underlying social issues of homo- and xenophobia.
This article asks what “world lyric in transition” could mean to literary scholarship by clarifying the terms “lyric,” “world lyric,” and “transition.”
More than any other literary form, contemporary poetry is in transition: interspersed with narrative and dramatic genres, combining prose and verse, and even incorporating other media, such as visual arts, music, film, and digital technology. It shifts the borders between public and private spheres, aesthetic and discursive approaches, and producer and recipient. On the basis of case studies, this issue addresses the challenges of poetry in transition and stimulates new approaches in lyric theory and methodology.
More than any other literary form, contemporary poetry is in transition: intermingling with narrative and dramatic genres, combining prose and verse, and even incorporating other media, such as visual art, music, film and digital technology, shifting the borders between public and private spheres, aesthetic and discursive approaches, and producer and recipient. On the basis of case studies, this issue addresses the challenges of poetry in transition and stimulates new approaches in lyric theory and methodology.
According to the “Ältestes Systemprogramm des deutschen Idealismus” philosophy resolves itself into poetics at the end. Hölderlin elaborates this idea in his poetic fragments. The article describes the systematic impact of Hölderlin’s concept of „Wechsel der Töne“ on the act of composing poems. On the example of the seven keywords of an unwritten poem „Ovids Rükkehr nach Rom“, the article focusses on a specific metamorphosis: the one from a pure intellectual and pre-lingual realm into the lingual sphere of a concrete poem. Thereby it becomes clear that the way of thinking (in its pre-lingual sense) is poetic; the process of thinking transforms itself into a genuine poetic progress, and vice versa the structure of a poem turns out to be part of a creative development of thinking. By contrast, the described transformative process elucidates an impact of contemporary poetics, because transformation as a core issue is mostly only referred to linguistic, social, or cultural aspects.
How do Germanophone contemporary writers conceive of their poetry in relation to their proper lives and experiences? Comparing two cycles of poems from the beginning of the years 2000 dealing with invasive medical treatments their empirical authors supposedly have undergone themselves – Ulrike Draesner’s „bläuliche sphinx (metal)“ on a missed abortion and Thomas Kling’s „Gesang von der Bronchoskopie“ on a biopsy of the lungs –, this paper explores how poetic language is used to shape and to offer experiences that are staged as escaping entire translation into linguistic propositions, thus claiming a kind of ‘complementary knowledge’ that is conceived as exclusively conveyed, or rather generated, by poetry.
This paper characterizes several ways of transferring knowledge via lyric poetry. It is argued that conveying information via schemata is a prevalent mode of that kind. But there are also others like employing a concise use of language or pointing at other texts using intertextual references. Besides, many poetry books establish some sort of a lyric sequence to further elaborate a certain topic. As information in lyric poetry is not only schematized, but also sketchy, from a critical reception point of view it may also be highlighted that recipients can make use of it as some kind of a template that enables them to gain new insights related to their own living environment.
The important role of schemata as well as the other kinds of knowledge transfer specified in this paper are exemplified with reference to the contemporary poetry of ageing and with a special focus on several poems by Harald Hartung. As ageing is a process that becomes more and more important to western societies due to demographic development, the poetry of ageing and of old age in particular may serve as a tool for gaining knowledge and especially knowledge of what-it-is-like regarding that topic. This adds even more authority to the question of how knowledge is transferred via literature and lyric poetry in particular.
Can we learn something from poetry? Can poems convey to their readers insight, knowledge, orientation, understanding or even wisdom? The paper assumes that general answers to these questions are possible but often lacking in substance. Instead, it is worthwhile to consider (a) different types of cognitive achievements and (b) sub-genres of poetry to which specific cognitive achievements have been attributed in certain aesthetic traditions as well as in literary criticism.
For this purpose, the paper introduces a modern descriptive vocabulary for various types of cognitive significance and advocates an orientation to the concept of “knowledge” instead of more vague terms like “insight” or “understanding”. In a second step, the paper deals with three sub-genres of lyric poetry, whose cognitive value has repeatedly been claimed in aesthetic traditions as well as in literary studies: “didactic poetry”, “philosophical poetry” (Germ. „Gedankenlyrik“) and “poetry of moods”.
By means of concrete examples, the paper shows how each of the three sub-genres privileges a certain type of cognitive significance or a certain “mechanism” of knowledge communication. In a third step, the paper points out which basic features of poetry, such as fictionality, argumentativeness, and literariness, are essential and which are irrelevant to the different types of cognitive significance. Finally, the paper discusses (a) whether the three sub-genres of lyric poetry can be defined without reference to their cognitive functions and (b) whether it would be more appropriate to postulate corresponding practices of reading lyric poetry that are linked but not restricted to these sub-genres of lyric poetry and therefore can basically be applied to every poem.
The paper gives a survey on the German tradition of didactic poems and nature poems from the 18 th century to the immediate present. The early modern pattern of nature as a peaceful Arcadia, the enlightenment pattern of nature reflecting God in every detail, and the romanticist pattern of nature that is impenetrable but nevertheless a permanent object of longing (“Sehnsucht”) are proved to be models of nature poetry that are the most important reference points up to now. The poems about nature written in the early 21st century refer to these models as well as to their destruction and deconstruction by the modernists and avantgardes of the 20th century. The most convincing poets devoting their attention to nature today play with these traditions with artistic perfection and in an ironic manner at the same time. Often, annotations, essays, and talks on nature are accompanying the lyrical texts. In the present, female writers are the authors of some of the best poems about nature. In several poems, the relationship between love and nature appears under new perspectives. Other important subjects are the landscapes of far-away countries.
Evaluation in lyrical poetry is mostly uncharted territory, although subgenres such as panegyric or elegy suggest that it has a rich tradition. This contribution proposes a definition of evaluation in lyrical poetry and explores possible forms and functions of such evaluations in selected examples. The analyses suggest that contemporary poetry, although it may be full of evaluative expressions, provides few clues to the actual object of evaluation or the axiology of evaluation, which makes evaluation in poetry appear vague, incomplete or enigmatic. Despite this tendency towards vagueness, evaluation in poetry may help to convey knowledge to its recipients. Among others, poems by Erika Burkart, Daniela Danz and Wulf Kirsten will demonstrate that evaluation may serve as an enhancement of represented experiences, in particular by tapping into a phenomenological knowledge of ‘what-it-feels-like’ to be in such and such a situation.
Literature and thus also historical poetry want “not only to convey factual truth and to exhort subjective truthfulness, but also to give orientation for the – in whatever respect – correct or appropriate world behavior” (Lamping 2013: 65f.). The question of this paper is to what extent and how the 9/11-poems of Thomas Kling and Durs Grünbein offer a specific counter-historiography beyond the dichotomies of truth and falsehood, fact and fiction, in order to achieve a different level of knowledge. Due to the exhibited self-relatedness Grünbein presents not only in his essayistic pretext but also in his poem „September-Elegien“ mainly a subjective truthfulness rather than any certain orientation-knowledge. Kling’s historiographical-wrapped and complex instrumented poem „Manhattan Mundraum Zwei“ offers over-temporal, metaphysical-existential (counter-)truths and gives orientation beyond media-presented “facts” about 9/11.
Die "Gedankenkunst" des lyrischen Schöpfertums. Metaphysische Aspekte in der Poetik Olʼga Sedakovas
(2019)
This article examines the features of cognition gained through poetic creativity. First, three aspects of the theoretical considerations of Russian poet Olʼga Sedakova are considered: the attributes of the poetic state, the subject of poetical creation and of poetical reception, and the relationship of poetical creation and mystical experience. Second, parallels to her literary work are demonstrated in an overview, but also discussed in a concrete analysis of one of her poems («Vzgljad kota»). It is shown that Sedakova is entangled in contradictions in her theoretical work because she reproduces the openness and ambiguity of poetic writing in her theoretical texts. Finally, it is demonstrated that the poetic state can be characterized on the basis of her theoretical and poetical work as non-propositionally, founded in a pre-conscious mental structure, and can be qualified with Leibniz’ concept of the cognitio clara et confusa.
This article analyses the depiction of school as a place of knowledge in contemporary poetry in English. In dealing with the poetry of Jean Breeze (Jamaica/GB), Gillian Clarke (Wales/GB), Carol Ann Duffy (England/GB), Thabo Jijana (South Africa), Meena Kandasamy (Tamil Nadu/India), Claudia Rankine (USA) and Edwin Thumboo (Singapore), it does not only enable the reader to draw pedagogical conclusions from poetic evidence. The article differentiates further between a poem’s potential of knowledge and its process of knowledge developed during its reception; taking, additionally, into account how its reception might interfere with the poem’s potential of knowledge and even with its author’s intention. Eventually, each poem highlights an important anglophone region ranging from the United States, the Caribbean, India and South Africa to the British Isles and Singapore. Hence, each poem is also interpreted in its cultural and historical context. Last but not least, the article tries to undertake a comparative analysis of the role of contemporary German-language poetry within educational contexts in Germany.
The ability of poetry – on the basis of its generic capability to bring together playfulness and awareness, an anticipated future (Ahnung) and the present – has had consequences for the history of German poetry insofar as poetry could function as a seismograph of tectonic shifts in times of societal crisis. Such was the case in the 1980s, when the East German state entered a phase of agony and there was ever more apparent disquiet in society. Multiple moments of consolidation shaped the poetry of the GDR which ought to be investigated for its epistemological potential: first, the return of political “poems for the times” (Zeitgedichte) in satirical diagnoses, second, poetic anticipation in accumulated collections of surreal visual constructs in poetry and the emphasis of grotesque effects, third, the exorbitant adventure to bring to life a space of thought and language beyond authoritarian surveillance – that is, the ambition to free the diffuse, the Proteus-esque, the marginalized, and the secretive from ossified discourse structures. A fourth tendency further resides in the historical-philosophically grounded self-determination of position and reassurance (Standortbestimmung und Vergewisserung) in poetry. Repeatedly these are bound to decided rejections of every kind of teleological progress, at times with apocalyptic scenarios. Premonition and anticipated knowledge intertwine when, for example, Volker Braun foresees the fall of the Berlin Wall in a poem written in 1988.
Walter Benjamin developed his concept of the “aura” on the basis of the poetry of Baudelaire and applied this term to objects of art, nature, and man. Georg Picht transformed Benjamin’s aura-concept into a method of pre-rational knowledge forms, whose mediums includes foremost music, but also poetry and art. In modern nature poetry the varieties of aura cognition can be determined and described with the help of Benjamin’s and Picht’s concepts: Gennadij Ajgi creates poetic equivalents for the experience of nature-aura; Keijiro Suga makes a diagnosis of aura of areas of natural sites or landscapes and their historical transformation through war and nuclear catastrophe (Fukushima); Christian Lehnert translates auratic communication with nature in poetic conversations.
The article considers the question whether poets lie against the background of the possible difference between poetical and discursive knowledge. Starting from Plato’s thesis, namely that poets lie, the article refers to Rorty, who, in contrast to Plato and with the example of Nabokov, recognizes in poetry a special kind of knowledge. It is opposed to discursive knowledge, which is closely related to prose. In the second part Parmenides’ didactic poem “On Nature” is seen as an example of proposing discursive truth in poetic words. Heidegger read Parmenides’ poem as a case for the evidence of truth in non-ambiguous poetical words (cf. the example “a-letheia” – un-concealedness, truth). Popper, however, interpreted the same text very differently, namely as a critical reference to the principal ambiguity of the word in human language and as the first known instance of the presentation of the deductive method. In this context the works of Nietzsche and Solov’ev are seen as opposed to each other, as Nietzsche in “Zarathustra” identified philosophical and poetical knowledge, whereas Solov’ev in his main work kept them separate from each other. The last part of the article studies the relation of poetical and discursive knowledge in poems of Gennadij Ajgi with their closeness to the dream, of Vera Stepanova with the intriguing opening to the co-presence of the Poetical I and the Other in one and the same word and of Durs Grünbein, who exposes the ambiguity of poetical language as a means to show that even untruth can open a way to come to truth. Then the lie of poetical words can be their way to say the truth.
“But now I know”: Erkenntnisprozesse als mentale Ereignisse in zeitgenössischer englischer Lyrik
(2019)
On account of its constitution as a temporally organized sequence of verbal utterances, typically presented from a speaker’s subjective perspective, lyric poetry is particularly suited to simulate mental processes and thereby mediate forms of cognition and insight. Indeed, the presentation of cognitive phenomena can be considered one of the prime functions of lyric poems throughout the history of poetry. For the analysis of such processes in poems a transgeneric narratological approach is here proposed, which is ultimately based on the anthropological fact that human existence is inescapably subject to temporality and change and that individuals are therefore permanently concerned with understanding, structuring, planning or preventing change. For this purpose, they employ the basic operation of narration in their communication both with others and themselves as well as in the production and reception of the various artistic genres, not only in fiction, drama and film, but also in lyric poetry. Poems employ narrative elements in a variety of modes which are specific to poetry, such as psycho-narration, mini-narratives, condensed, implicit or metaphorical narratives. A central device for structuring and interpreting a narrative sequence is the event, a transformation or decisive turn in the chain of changes, which then constitutes the moment of cognition or insight in the poem. The presentation of such a mental transformation from the speaker’s limited subjective perspective allows for a critical assessment of status and motivation of the process of cognition on the part of the reader.
This transgeneric narratological approach to the cognitive dimension of lyric poetry will first be demonstrated with the analysis of an older prototypical example, W. B. Yeats’s “The Second Coming”, and then applied to three recent, complex British-Irish poems, Eavan Boland’s “The Making of an Irish Goddess”, Kathleen Jamie’s “The Way We Live” and Paul Muldoon’s “Why Brownlee Left”, exemplifying the range of variation in which lyric poetry can perform and mediate mental processes of cognition.
Lyrik und Erkenntnis
(2019)
This text examines various positions and opinions on the question of the relationship between lyric and knowledge. In this respect, we can, on the one hand, determine traditional positions which contend that poetry may be understood as a tool of thought or at least offer access to knowledge. On the other hand, there are positions that strongly advocate the view that knowledge depends on methodically secured insight (cognition) that cannot be realized in poetry. This article adopts Gabriel’s (2013) mediating position, which assumes that there are other forms of non-propositional knowledge besides propositional knowledge, such as ‘knowing-what-it-is-like’ and others. Following the definition of lyric by Zymner (2009), the focus is then set on the issue of how lyric may convey nonpropositional knowledge. An analysis of a poem by Herta Müller will provide an example for an imparting of lyrical knowledge by showing (‚Aufweisen‘).
The problem of this volume is not so much ‚Lyrik‘ but rather ‚Erkenntnis‘ (knowledge, cognition). This paper, therefore, discusses a revision of the notion of ‚erkennen‘ (knowing, realizing, understanding), explaining it as a way of transforming our way of thinking things at the same time as understanding ourselves and other cognizant beings. In this way, the notion of knowledge / understanding is to be freed from the narrow restrictions of science, by which most of us have acquired the habit of limiting understanding to specific scientific methods. Beyond the bounds of established scientific standards, the practice of philosophical thinking reveals analogies to the practice of lyrical thinking. Both try to explore new ways of thinking beyond the limits of established methodological guidelines. Which characteristics do they share, which differences remain? But most of all, how can these nonscientific ways of searching for knowledge be protected from confusion and disorientation? How may their ways of thinking be legitimized? Where do they lead?
A major thesis of the paper argues that both ways of searching for knowledge, poetry and philosophy, question the generally accepted distinction of analytical and synthetic judgements. This distinction is a constitutive element of any scientific discourse manifesting itself in the importance of the introductory definitions of its specific basic terms. They start from the common experience that seemingly evident words and notions, by being used in unaccustomed ways, may change their meanings, i.e. their relations to other words and notions. Both in their own traditions, experimental practices of thinking poetry as well as philosophy, may succeed in opening up new ways of perceiving of things as well as realizing the thinkers’ own position in the world while attempting to convince others to join them in doing so.
From the point of view of a philosophy of literature the position of lyric poetry is specific. While epistemic approaches focus on fiction and its forms of cognition, lyric poetry is often reduced to conveying emotions or atmosphere. While arguing for the epistemic content of lyric poetry, the paper will focus on the concept of representation (‚Vergegenwärtigung‘). Emphasis will be placed on the non-propositional component of cognition as well as on a specific understanding of experience in the form of knowing, ‘what-it-islike’. While didactic poetry displays a propositional character, nonsense-poetry with its emphasis on analogy as well as the poetry of experience (‚Erlebnisdichtung‘) fall on the non-propositional side. The form of cognition that is central, here, resembles that of Bertrand Russell’s ‘knowledge by acquaintance’, albeit as one of indirect acquaintance. In contrast to phenomenal experience and an emotivistic reading of poetry the non propositional knowledge it conveys is based on cognitive procedures such as imagination and/or projection. In sum, then, the epistemic impact of literature is not restricted to fiction but can also be said to apply to lyric poetry.
The relation between poetry and cognition has seldom been discussed theoretically due to the assumption that poetry has more to do with emotion than with cognition. The following article attempts to survey this field. It distinguishes between three types of cognition in poetry referring mostly to European and American poems of the 20th century: cognition that is caused by poems, cognition that is imparted in poems, and cognition that is formed in poems.
The relationship between poetry and cognition appears, at first glance, as hardly compelling as that of art and science, of feeling and thinking, or even of intuition and analysis. For this reason, its analysis is fundamentally concerned with questions from philosophical and literary criticism perspectives: Which forms of “cognition” are possible in poetry? In what way and in what forms can poetry also be a medium of generation and/or mediation of cognition, experience or even knowledge and truth? And which processes, matters, or “information” are thereby privileged? Are there subgenres of poetry, for example historical poetry, reflective poetry or didactic poetry, that are especially relevant as regards cognitive functions? And can cognition also be mediated through aura, Stimmung or experience?
Zum Geleit
(2019)
”Poetry and Cognition“ is a topic which could be regarded as paradigmatic for the objective of this journal: Exploring a phenomenon which primarily discloses itself to a transdisciplinary and polyperspectivic approach, extending across research areas defined by disciplines and subjects. The question of knowledge gained by and within poetry neither exclusively falls within the scope of a genuinely literary, philological or even lyricological research area, nor does it entirely belong into various fields of philosophy, such as aesthetics or epistemology, but requires for its discussion both, an approach from the perspective of specialised academic research on poetry as well as from an epistemological point of view.
Lyrik gilt vielfach als hermetisch, gefühlszentriert oder ästhetisch überdeterminiert. Daher ist das Verhältnis von Lyrik und Erkenntnis auf den ersten Blick so wenig zwingend wie das von Kunst und Wissenschaft, von Fühlen und Denken oder auch von Intuition und Analyse. Die Beiträge des Bandes widmen sich aus philosophischer und literaturwissenschaftlicher Perspektive Praktiken und Formen, die sich in der Lyrik, insbesondere in der Gegenwartslyrik, möglicher Erkenntnisfunktionen bedienen. Dabei geht es um grundsätzliche Fragen zum Verhältnis von Lyrik und Erkenntnis: Welche Formen von ‚Erkenntnis‘ sind in der Lyrik überhaupt möglich? Inwiefern und mit welchen Formen kann Lyrik auch ein Mittel der Generierung und/oder Vermittlung von Erkenntnis, Erfahrung oder gar Wissen und Wahrheit sein und welche Verfahren, Inhalte oder ‚Informationen‘ werden dabei bevorzugt? Gibt es Subgenres der Lyrik, beispielsweise Geschichtslyrik, Gedankenlyrik oder Lehrdichtung, die im Hinblick auf Erkenntnisfunktionen besonders relevant sind? Und kann Erkenntnis auch durch Aura, Stimmung oder Erlebnis vermittelt werden?
Transnational protest movements continue to expose the enduring legacies of colonial exploitation and institutionalised racism within and beyond European cities. They foreground the systemic conditions under which Black lives are rendered disproportionately vulnerable to premature death. In doing so, they expose the enduring entanglements of racial capitalism, state violence and spatial exclusion. Through their ongoing political agitation these movements highlight the need for spatio-temporally situated and relationally embedded engagements with Black urban lives. My thesis responds to that call by examining place-making practices of enclosure and refusal throughout Black London’s post-World War II development.
Grounded in the ethnographic narrative of “being halfway while shooting”, I explore how Black lives are enclosed by institutional racism, how this enclosure is spatialised and how Black and differently racialised Londoners refuse these spatial enclosures through everyday and collective place-making practices. At the intersection of structural constraint and the desire to enact Black freedom in London, I specifically foreground the emergence of fugitive place-making practices.
Conceptually, I bring (critical) urban geography scholarship, Black studies and Black (British)Geographies scholarship into conversation. I develop “being halfway while shooting” as a relational concept that foregrounds the production of racialised urban knowledges, the multiplicity of Black enclosures, and the plurality of place-based strategies committed to refusal. I do so by stressing the relevance of Black fugitive thinking to account for the ongoing refusals that mark the relationship between Blackness and the British city. Methodologically, I adopt a research-activist ethnographic approach, grounded in my long-term engagement with a housing campaign in East London that organises around the housing needs of London’s racialised and gendered urban poor. Using qualitative methods - archival research, interviews, (non-)participant observations, document and media analysis - I embed contemporary struggles into long and ongoing histories of racial-capitalist urban development as well as Black and multi-ethnic refusal.
The empirical chapters trace place-making practices of enclosure and refusal across London’s post-World War II urban development. By examining the aftermath of urban revolts and changing urban welfare regimes, I explore how racialised urban governance has been historically materialised in and through the city. At the same time, I foreground how within this racialised construction of the British city, Black and differently racialised Londoners continue to hold open the possibility of refusal through places in which communal care and self-determination can be enacted. I then turn to the struggle over housing in East London, showing how contemporary processes of racialised dehumanisation and ongoing displacement are both historically rooted and actively contested. In the final empirical chapter I accentuate the relevance of these findings for German-speaking critical urban geography debates.
The research shows that racial capitalist urbanism reproduces enclosures through practices of value extraction, spatial displacement, and the policing of Black subjectivities. In response, Black and differently racialised Londoners engage in fugitive place-making. Rooted in communal care, political organisation, collective education and cultural affirmation, these practices reassert Black presence and belonging. They offer an enduring mode of place-based refusal and the ongoing possibility to stay in the city differently. These findings not only demonstrate the academic significance of my research but also underscore the urgent need to support the place-making practices of Black and differently racialised urban communities, who continue to refuse the racialised enclosure of the British city from within.
From these empirical insights, I propose the concept of a fugitive sense of place - a theoretical lens that accounts for the racialised reproduction of urban space and the transformative place-making practices of those who refuse its logics. Rather than offering prescriptive policy recommendations, I call for a reorientation of urban geographical enquiry by centring Black spatial practices, knowledges and imaginations. Through the lens of “being halfway while shooting”, I argue for a rethinking of human habitation and urban theory through the lived experiences of Black survival and refusal. Attending to a fugitive sense of place, I propose new avenues for human geography research to explore how fugitive place-making practices reshape the meanings, conditions, and possibilities of urban life.
Income composition can have a significant impact on workers’ well-being, productivity, and career paths. Wages often include a variety of components, such as unconditional bonuses, profit-sharing payments, and incentives based on the individual performance of employees. Each of these may influence employee labour outcomes differently and the worker composition may matter for managers when designing the salary package. Simultaneously, workers’ employment choices and well-being are influenced by income outside the job, such as inheritances and lottery winnings, as well as by external factors like technological change. This dissertation includes five empirical studies that investigate these issues, yielding new insights on the role of monetary gifts, financial incentives, labour market institutions, and technology disruptions in affecting employees’ labour and well-being outcomes.
The role of implicit motives for affective, cognitive and behavioral processes has been a focal part of psychological research for decades. Yet, the majority of research in this field has been concentrated on processes involving implicit motives in adulthood. The systematic investigation of developmental correlates of implicit motives remains largely uncharted. The studies cumulated in this thesis aim to add to the sparse research on implicit motives in childhood and adolescence. Specifically, the development of the implicit power motive in the transition of middle to late childhood as a function of parenting behavior (Chapter 4), the predictive value of the implicit achievement motive for objective swimming performance in children and adolescents (Chapter 5) and the role of motive congruence for successful goal realization in adolescent samples across two cultures (Chapter 6) were investigated. Results of Study 1 (Chapter 4) indicate a negative longitudinal association of authoritarian parenting with the implicit power motive in children that is moderated by children’s perception of psychologically controlling parenting. Study 2 (Chapter 5) extends existing research on the assumed positive association of the implicit achievement motive and sports performance and demonstrates the moderating role of competitive anxiety on this association. Finally, Study 3 (Chapter 6) illustrates a moderating effect of implicit motives on the association of goal commitment and successful goal realization in German and Zambian adolescents, however, this effect was only observed in the domain of power motivation. Findings from all three studies are discussed in the context of the significance of implicit motives for psychological research.
Many developed countries, including Germany, face a steady rise in the share of
individuals obtaining higher education. While rising education itself bears a series
of advantages as extensively studied in previous literature, it is also conceptually
linked to a higher likelihood of working in an occupation that does not match
one’s formal qualifications. Previous studies have predominantly evaluated
how demographic or job‐related aspects correlate with the likelihood of being
educationally ﴾mis﴿matched. However, they have largely ignored institutional
facets of the educational system or industrial organization. Moreover, little is
known about how private wealth affects educational mismatch or whether job
satisfaction is homogenously affected among individuals once such a mismatch
occurs. The five projects collected in this thesis aim to answer these open
questions in the literature for Germany, using data from the Socio‐Economic Panel
and employing different time intervals between 1984 and 2022.
Beginning with the educational system in early childhood, Chapter 2 evaluates
the impact of school‐starting age on the likelihood of over‐ and undereducation.
It exploits the exogenous variation in school‐entry rules across federal states
and years in Germany with regression discontinuity designs. The results report
a negative impact of school‐starting age on the likelihood of undereducation,
but no systematic relationship with overeducation.
Subsequently, Chapter 3 explores the variation in education costs by leveraging
the quasi‐experimental setting induced by the time‐limited introduction of tuition
fees in several German federal states between 2006 and 2014. The increase
in education costs among treated graduates results in a significantly higher
likelihood of overeducation, which endures even several years post‐graduation.
Chapter 4 focuses on the industrial relations system and examines the
correlation between trade union membership and the likelihood and extent of
educational ﴾mis﴿match. The results reveal that trade union members report
significantly less overeducation at both the intensive and extensive margin
and also a higher likelihood of being matched compared to non‐members. Furthermore, the heterogeneity analysis provides evidence that this correlation
is driven by improved bargaining power instead of informational advantages.
Chapter 5 focuses on private wealth as a determinant of educational mismatch
by investigating the impact of a wealth shock through inheritances, lottery
winnings or gifts on the likelihood of over‐ and undereducation. Due to
the diminishing marginal returns of wages with increasing windfall gains the
likelihood of undereducation is expected to decrease, while that of overeducation
is expected to increase. Empirically, these suppositions are supported for
overeducation, as its likelihood increases significantly after the windfall gain.
Further analyses reveal that this effect is driven by individuals switching
occupations while increasing their leisure time, and it materializes only for
medium to large windfall gains.
Contrary to the previous chapters, Chapter 6 focuses on educational mismatch,
more precisely on overeducation, as the independent variable. In particular, it
investigates the correlation between overeducation and job satisfaction. The
results align with the previously established negative correlation for private sector
employees exclusively. In contrast, interaction and subsample analyses reveal a
positive correlation for public sector employees. This link is driven by individuals
with a high degree of altruistic motivation and family orientation.
This dissertation examines how individuals unlock their personal power by investigating individual differences in self-regulation, in particular, how situational conditions interact with the personality dispositions of action versus state orientation. Action-oriented individuals are well able to regulate their affective states and to bridge the intention–behavior gap, showing initiative, implementing demanding intentions, and resisting temptations. State-oriented individuals, by contrast, often struggle to regulate affect and experience difficulties enacting intentions, especially under demanding conditions, tending to hesitate and ruminate. While extensive research has highlighted the advantages of action orientation across various domains such as education and health, this thesis challenges the prevailing one-sided perspective that presents action orientation as inherently superior and frames state orientation negatively. Drawing on Personality Systems Interactions theory, the dissertation adopts a dynamic view that understands these dispositions as context-sensitive rather than fixed. The central assumption is that action and state orientation each require different kinds of situational conditions to fully unlock their potential. Across six empirical studies (overall N = 1,067) using a multimethod approach that combines experimental and survey-based research in diverse populations and contextual settings, this dissertation examines (1) action and state orientation as distinct dispositions, (2) their dynamic interaction with situational factors, and (3) ways to support each in mobilizing personal power. Overall, the findings show that each disposition offers unique advantages - they simply require different situational conditions for their potential to unfold.
Measuring the economic activity of a country requires high-quality data of businesses. In the case of Germany, this is not only required at national level, but also at federal state level and for different economic sectors. Important sources for high-quality business data are the business register and, among others, also 14 business surveys which are conducted by the Federal Statistical Office of Germany. However, the quality requirements of the Federal Statistical Office are in contrast to the interests of the businesses themselves. For them, answering to a survey's questionnaire is an additional cost factor, also known as response burden. A high response burden should be avoided, since it can have a negative impact on the quality of the businesses' responses to the surveys. Therefore, sample coordination can be used as a method to control the distribution of response burden while securing high-quality data.
When applying already existing business survey coordination systems, developed by different statistical institutes, legal and administrative standards of German official statistics have to be taken into account. These standards consider different sampling fractions, rotation fractions, periodicity, and stratification of the aforementioned 14 business surveys. Therefore, the aim of this doctoral thesis is to check the existing business survey coordination systems for their applicability in the context of German official statistics and, if necessary, to modify them accordingly. These modifications include the introduction of individual burden indicators which aim to take the individual perception of response burden into account.
For this purpose, several synthetic data sets have been created to test the application of the modified versions of the different business survey coordination systems through Monte Carlo simulation studies. These data sets include a large panel data set, reflecting the landscape of businesses in Rhineland-Palatinate and three smaller, synthetic data sets. The latter have been created with the help of the R package BuSuCo which has been developed within the scope of this thesis. The above mentioned simulation studies are evaluated based on different measures for estimation quality as well as for the concentration and distribution of response burden.
Bilevel problems are optimization problems for which parts of the variables
are constrained to be an optimal solution to another nested optimization
problem. This structure renders bilevel problems particularly well-suited for
modeling hierarchical decision-making processes. They are widely applicable
in areas such as energy markets, transportation systems, security planning,
and pricing. However, the hierarchical nature of these problems also makes
them inherently challenging to solve, both in theory and in practice.
In this thesis, we study different nonlinear problem settings for the
nested optimization problem. First, we focus on nonlinear but convex bilevel
problems with purely integer variables. We propose a solution algorithm that
uses a branch-and-cut framework with tailored cutting planes. We prove
correctness and finite termination of the method under suitable assumptions
and put it into context of existing literature. Moreover, we provide an
extensive numerical study to showcase the applicability of our method and
we compare it to the state-of-the-art approach for a less general setting on
suitable instances from the literature. Furthermore, we discuss challenges that
arise when we try to generalize our approach to the mixed-integer setting.
Next, we study mixed-integer bilevel problems for which the nested
problem has a nonconvex and quadratic objective function, linear constraints,
and continuous variables. We state and prove a complexity-theoretical hardness result for this
problem class and develop a lower and upper bounding scheme to solve
these problems. We prove correctness and finite termination of the proposed
method under suitable assumptions and test its applicability in a numerical
study.
Finally, we consider bilevel problems with continuous variables, where
the nested problem has a convex-quadratic objective function and linear
constraints. We reformulate them as single-level optimization problems using
necessary and sufficient optimality conditions for the nested problem. Then,
we explore the family of so-called P-split reformulations for this single-level
problem and test their applicability in a preliminary numerical study.
In Vielfalt geeint? Europäische Identitätskonstruktionen im bundesdeutschen Diskurs seit 1990
(2025)
Die Arbeit untersucht den bundesdeutschen Diskurs zur europäischen Integration seit 1990 aus diskurslinguistischer Perspektive und versteht ihn als Aushandlungsraum europäischer Identitätskonstruktionen. Ausgangspunkt ist die Annahme, dass institutionelle Vertiefung und geografische Erweiterung der EU nicht allein als verrechtlichte Integrationsschritte zu begreifen sind, sondern stets auch identitätspolitische Dimensionen tragen. Ziel der Studie ist es, die sprachliche Konstituierung der EU als identitätspolitisches Referenzsystem sichtbar zu machen und damit eine diskurslinguistische Ergänzung zur interdisziplinären Integrationsforschung zu leisten. Auf Grundlage eines diachronen Korpus, das zentrale integrationspolitische Etappen und Krisenphasen umfasst, wird ein Mixed-Methods-Ansatz entwickelt, der korpusgeleitete Verfahren mit der hermeneutischen Annotation diskurslinguistischer Kategorien verbindet. Analysiert werden nicht nur lexikalisch-semantische Repräsentationen Europas, sondern vor allem diskursive Grundfiguren wie Einheit, Vielfalt, Eigenes und Fremdes sowie deren Verbindung zu politischen Sinnzuschreibungen. Die Ergebnisse zeigen, in welchem Maße sich im deutschen Diskurs ein stabiler identitätspolitischer Bezugspunkt zur EU herausgebildet hat, wie sich normative Leitbilder und funktionale Rationalitäten überlagern und wie europäische Integration sprachlich zwischen symbolischer Aufladung und strategischer Instrumentalisierung verhandelt wird.
Extracellular enzymes in microbial communities play a central role in nutrient cycling and the degradation of (pollutant) substances in various natural and anthropogenic systems. Bound in aquatic biofilms, sludge aggregates, or even unbound at their interfaces, they are of great importance for both the environment and human health. In particular, in wastewater treatment plants and inland waters, hydrolytic activities influence the wide-reaching efficiency of nutrient removal and self-purification, thus contributing significantly to overall water quality.
The main goal of this dissertation project was to investigate the factors that influence enzymatic activity and the health of microbial communities in activated sludge and river systems, particularly in relation to anthropogenic influences and natural environmental conditions. The aim was to contribute to a better understanding of the sensitivity of our freshwater ecosystems and to support the long-term preservation of water quality and ecological stability. The development and optimization of appropriate methods, as well as their testing and applicability, were the focal points.
For this purpose, a fluorometric microplate assay was developed and adapted to determine both extracellular enzyme activities (EEAs) in activated sludge samples and in intact biofilms. Its suitability for field studies was subsequently tested. Inhibition and activity of selected hydrolases under different conditions were investigated to better understand the mechanisms and potential environmental risks posed by anthropogenic influences and seasonal fluctuations of hydrochemical and climatic parameters.
The first phase of the doctoral thesis involved studies on the inhibition of alkaline phosphatase in activated sludge by oxyanions. Using the fluorometric microplate assay, the inhibitory effect was sensitively detected over a pH range of 7.0 to 8.5. IC50- and IC20-concentrations were calculated from modeled dose-response functions. It was found that vanadate and tungstate caused strong inhibitory effects, while molybdate moderately inhibited the enzyme. An increasing pH led to a reduction in the inhibitory effect of tungstate and molybdate. The inhibition effects of vanadate were not significantly affected by the pH. In municipal wastewater, the concentrations of such metal ions are usually low, but industrial wastewater may have pollutant loads that can significantly impact the removal of phosphorus-containing compounds, and thus the efficiency of treatment plants.
In the second phase, an attempt was made to further adapt the developed methodology to investigate EEA and kinetics in intact freshwater biofilms. Four different types of bead materials (lava, glass, sintered quartz, and ceramics) fitting into a 96-well microplate were tested as carriers for biofilms on both the laboratory and field scale. The analysis included a total of seven hydrolases as representatives of key nutrient cycles such as phosphorus, carbon, and nitrogen: phosphatases, glucosidases, peptidases (two different types), and sulfatase. Experiments with increasing substrate concentrations led to classical kinetic profiles according to the Michaelis-Menten mechanism. This allowed for the prediction of the biofilm enzymes’ response to different substrate concentrations. Parameters such as Vmax and Km could be derived from the modeled curves.
Ceramic beads are particularly suitable for long-term studies due to their high stability, while sintered quartz beads should be preferred for the use in stagnant media (material loss under turbulent conditions). Lava and glass beads, on the other and, proved suboptimal for uniform biofilm development due to their surface properties. The potential use of this fast and sensitive test for ecotoxicological or even human-toxicological studies was demonstrated by the effects of caffeine on the activity of PDE. The result of this part of the research represents a powerful tool for assessing environmental pollution and monitoring water quality.
The high application potential was clearly highlighted in the final phase of the project. The goal here was to deepen the understanding of interactions between seasonal factors, anthropogenic influences, and biofilm processes in rivers by investigating EEA and biofilm parameters such as biomass and relating them to hydrochemical and climatic factors. Ceramic beads were exposed both upstream and downstream of a wastewater treatment plant discharge and sampled over a period of seven months. EEAs and biomass varied depending on the season and location, with higher microbial activity observed upstream in winter. Winter conditions led to the dilution of most nutrients as well as in an increse of dissolved oxygen. Nutrient concentrations analyzed downstream were significantly higher in the summer. Accumulation of nutrient or pollutants during the summer months cannot be excluded, which may have led to a general reduction in enzyme activities.
Potential causes could be inhibitory effects on the enzymes, or a reduced enzyme activity due to a sufficiently high nutrient supply. In general, the sampling site upstream showed a more pronounced seasonal dynamics, with a significant proportion of the variance in biological parameters (activity and biomass) attributable to seasonal factors. A secondary component, likely reflecting the impact of the treatment plant discharge, explained another portion of the data variance. Regardless of the season, high correlations between biological parameters were observed upstream, while downstream the data were more decorrelated. This could be because the biofilms, under chronic stress, respond less dynamically to seasonal fluctuations.
This dissertation illustrates that in addition to anthropogenic stress factors, seasonal fluctuations of hydrochemical and climatic parameters should also be considered in "stress downstream the pipe" studies. The selected methods are recommended for explaining and considering the data variance, as they highlight the complex interplay between microbial enzymatic activity, environmental factors, and pollutants in the activated sludge of wastewater treatment plants and also in aquatic systems. The novel bead assay could pave the way for the future standardization of effect-oriented studies on intact aquatic biofilms.
Perennial crops eliminate soil disturbance and reduce the amount of synthetic chemicals that are applied to the soil, improving soil biodiversity and food web structure. Additionally, perennial cropping is characterised by all year-round surface coverage which benefits soil biota in terms of habitat and food sources. Perennial intermediate wheatgrass (Thinopyrum intermedium, IWG) was domesticated and commercialised by The Land Institute in Kansas as Kernza® and serves as an example for these nature-based solutions. It develops an extensive root system that has a higher nutrient retention, possibly reducing nutrient runoff. It thereby follows a more resource-conservative strategy with improved belowground-oriented resource allocation in its root system. This may reduce the need for excessive fertiliser as the crop has a higher nitrogen efficiency, among other things.
IWG promoted the earthworm community and its diversity, more specifically, the occurrence of epigeic species (litter inhabitants), since those species benefit from the increased soil coverage and elimination of disturbances in the soil. As IWG creates a dense and extensive root system, as shown by the increased occurrence of root-feeding nematodes, endogeic species (horizontal burrowers) are supported through the provision of a reliable food source. IWG was characterised as a mostly undisturbed system with a highly structured food web through nematode analysis, as expressed through the promotion of structure indicators, for example, that are sensitive to disturbances in the soil and are therefore supported under no-till management. The root microbiome is continuously being shaped by the host as the crop regrows from the roots each vegetation period. This creates a symbiotic relationship and a beneficial feedback loop for the crop. Resultantly, the root-endophytic microbiome under IWG had a higher network complexity, connectivity and stability compared to annual wheat. The regrowth from the roots for IWG requires increased nutrient and energy storage, which was indicated by increased starch values. Correspondingly, the longer residence time of the roots in the soil resulted in higher lignin values. Furthermore, the decomposition pathway was dominated by fungivorous nematodes which may correspond to stimulated nutrient cycling and a heterogeneous resource environment, as seen for low input systems.
Overall, perennial wheat cultivation improved soil biodiversity already after an establishment of 3-6 years. As those benefits were present for all three countries, the varying soil and climate conditions do not seem to interfere with the positive effect of perennial wheat on the soil ecosystem, demonstrating a wide transferability and adaptability of the crop onto other study sites as well. Enhanced complexity and connectivity of the food web in comparison to annual wheat may indicate a resistance against abiotic stress, suggesting IWG cultivation as a viable option for a sustainable and resilient agriculture. The improvement in nutrient cycling and the resource-efficient cultivation strategy for IWG could enable cultivation on marginal land where annual crop cultivation is not possible as the soils are susceptible to erosion and nutrient runoff. This opens up new possibilities for agricultural cultivation on previously unused land, thus contributing to food security in the future.
The application of machine learning and deep learning methods to hydrological modelling has advanced significantly in recent years, offering alternatives to traditional conceptual and physically based approaches. Within the numerous algorithms, long short-term memory (LSTM) networks have proven themselves particularly useful for the task of streamflow modelling. This thesis provides a collection of publications that investigate the capabilities, limitations and interpretability of LSTM for the purpose of streamflow modelling and climate change impact assessment within the lowland Ems catchment in Northwest Germany.
Within a comparative performance evaluation, LSTM and its predecessor, the recurrent neural network, demonstrate superior accuracy compared to the conceptual HBV model across various statistical performance metrics. However, a decline in performance was observed during low-flow conditions in certain sub-catchments. The evaluation of the flow duration curve revealed that the ML models more effectively capture the water balance, while HBV better represents streamflow dynamics.
To enhance the interpretability of LSTM, six explainable artificial intelligence techniques were applied. These methods consistently identified seasonal patterns in the temporal relevance of hydroclimatic input data. In combination with an observed correlation between the internal LSTM states and catchment-scale soil moisture dynamics, the findings suggest that LSTM models are capable of implicitly learning the relevant hydrological processes.
Following, the capabilities of LSTM to model climate change impact scenarios, particularly when they extend beyond historically observed climate conditions, are addressed. An ensemble of climate change projections is provided as hydroclimatic input to evaluate the performance of LSTMs and conceptual models. While all models reveal heterogeneous alterations in streamflow under future climate conditions, significant differences emerge based on the model type. Results provide evidence that LSTMs, in combination with the temperature-based Haude formula for estimating potential evaporation, work inadequately under altered climatic regimes, raising concerns about their applicability in long-term projections. The study also indicates the potential need to incorporate physical constraints into LSTM architectures to ensure model robustness and hydrological plausibility beyond the historical training range.
Collectively, this thesis contributes important insights into the applicability and interpretability of LSTM models in streamflow modelling. Despite the presence of a physically realistic representation of soil moisture dynamics of the Ems catchment, no robust change signals for streamflow under climate change can be derived. Those results underscore the potential of LSTM model approaches for accurate streamflow simulation, however, they require us to always critically question LSTM results, particularly when they are applied outside the training range.
Modellierung von o-PO4- Einträgen in saarländische Oberflächenwasserkörper im Trockenwetterfall
(2025)
Die Verfügbarkeit von ortho-Phosphat (o-PO₄) trägt wesentlich zur Eutrophierung von Fließgewässern bei und gefährdet damit das Erreichen des „guten ökologischen Zustands“ gemäß der EU-Wasserrahmenrichtlinie. Da die kommunalen Kläranlagen zentrale Eintragsquellen darstellen, gewinnt die Reduktion von o-PO₄ an dieser Stelle an Bedeutung. Neben der chemischen Phosphorelimination bietet insbesondere die vierte Reinigungsstufe, primär zur Entfernung von Mikroschadstoffen konzipiert, einen Synergieeffekt mit potenziellen Phosphorentfernungsraten von bis zu 85 %.
Zur Bewertung des Einflusses einer solchen Reinigungsstufe wurde ein Modell für ausgewählte saarländische Oberflächenwasserkörper (OWK) entwickelt, das den Trockenwetterfall als eutrophierungsrelevantes Szenario abbildet. Ein zentraler Bestandteil ist ein neu erarbeiteter Retentionsansatz, der biochemische und physikalische Prozesse wie Adsorption, Sedimentation und biologische Assimilation berücksichtigt. Auf Basis der Differenz zwischen emissionsseitig bilanziertem und gemessenem o-PO₄-Gehalt wurden für jeden OWK Verminderungsraten je Fließmeter abgeleitet und schließlich eine Gleichung zur Abschätzung der Retention in Abhängigkeit der Einzugsgebietsgröße formuliert. Die Validierung zeigt hinreichende Modellgenauigkeit, wenngleich negative Frachtdifferenzen in einigen Gewässern auf zusätzliche, nicht eindeutig quantifizierbare Einträge – etwa aus Landwirtschaft oder Kanalverlusten – hindeuten.
Die Szenarienanalyse belegt, dass eine vierte Reinigungsstufe grundsätzlich zur Reduktion von o-PO₄ an den Messstellen beiträgt. Eine Unterschreitung des geltenden Orientierungswertes wird jedoch nur erreicht, wenn sämtliche Kläranlagen eines OWK nachgerüstet werden – und auch dann nur in einigen Fällen. Damit stellt die vierte Reinigungsstufe allein keine ausreichende Alternative zu den Maßnahmen des 3. Bewirtschaftungsplans des Saarlandes dar, kann jedoch als ergänzende Strategie zur Verringerung der Phosphoreinträge dienen.
Present-day air quality is known through dense monitoring and extensive pollu-
tion control mechanisms. In contrast, knowledge of historical pollution,
particularly before the industrial revolution, is accessible only through occasional
reports of singular local events and through natural archives such as ice or
sediment cores that record global-scale pollution. However, the regular local to
regional pollution that most affects human life is hardly known. Historical
sciences have argued both for and against significant air pollution in and around
historic cities and manufacturing sites. For the Roman era, it has been
hypothesized that air quality played a role in several patterns of action of the period.
However, to the author's knowledge, there are no quantitative studies of
Roman emissions. Using the results of modern experimental archaeology, this
study attempts to quantify the emissions from Roman pottery kilns and their
impact on surrounding human settlements. It is shown that although the
pollution did not reach today's limits, it must have approached levels known to cause
adverse health effects. A series of additional test simulations have been
conducted to determine how these first results might be improved in the future.
Spatial microsimulation is an important tool for integrating geographical information into the evaluation of public policies and the analysis of social phenomena in urban regions. These models simulate the behavior and interaction between units of the region, such as individuals, households or firms, under specific conditions that may or not involve projections over time. This requires a representative base data set for their respective units.
In this thesis, we focus on the geo-referencing step of the population in the construction of this data set, where we define the location of the individuals so that the allocation obtained is representative in relation to the population of the region. To do this, we consider the assignment of households to dwellings with specific coordinates by solving a maximum weight matching problem where side constraints are included so that the allocation obtained satisfies statistical structures intrinsic to the considered region.
The model of this problem represents each feasible assignment of household to dwelling as a binary variable, which results in billions of variables for medium-sized municipalities such as the city of Trier, Germany. Therefore, standard solvers for mixed-integer linear optimization are not able to solve it due to their high time and memory consumption. Hence, we develop two approaches capable of producing high-quality allocations using a reasonable amount of computational resources, one based on specific decomposition algorithms, and the other characterized by the application of an approximation algorithm in the framework of Lagrangian relaxation of the side constraints.
We theoretically explore the allocations obtained by both approaches and perform an extensive computational study using synthetic data sets and real-world data sets associated with the city of Trier. The results show that the developed methods are able to obtain near-optimal solutions using significantly less memory and time than the solver Gurobi, which enables them to tackle significantly larger instances, with approximately 100 000 households and dwellings. Furthermore, the allocations obtained for the real-world data sets correspond to a realistic population distribution, which strengthens the practical applicability of our methods.
Dèi e Zangrèi: La lingua ferita, l'identità negata. Gli Elleni di Calabria e i Lombardi di Sicilia
(2025)
Nel libro Dèi e Zangrèi il professor Pasquale Casile scandaglia con mirabile precisione scientifica e in tutta profondità gli abissi della memoria linguistica dei Greci di Calabria. Fornisce risposte valide ai quesiti: Chi sono gli Zangrèi? Sono gli ultimi Dionisiaci della storia e gli eredi diretti delle comunità orfico-pitagoriche della Magna Grecia? E perché vengono così chiamati anche i Catari di Sicilia?
Einige Forschungsergebnisse zeigen, dass emotionale Empfindungen kognitive Bereiche beeinflussen oder mit diesen im Zusammenhang stehen. Aufbauend auf den Ergebnissen wurden zwei Studien konzipiert. In Studie 1 wurde der Zusammenhang zwischen den Valenzen der dispositionalen emotionalen Empfindungen und der globalen Selbstbewertung des Gedächtnisses (Metagedächtnis) bei Lehramtsstudierenden (N = 218) untersucht. Die dispositionalen Empfindungen wurden mittels des deutschen Positive and Negativ Affect Schedule (PANAS) (Krohne, Egloff, Kohlmann & Tausch, 1996) und die globale Selbstbewertung des Gedächtnisses mit dem deutschen Squire Subjective Memory Questionnaire (SSMQ) (Wolf, 2017) erfasst. Angenommen wurde, dass die positive Valenz im Gegensatz zu der negativen Valenz im positiven Zusammenhang mit der höheren Gedächtniseinschätzung stehen. Die Ergebnisse bestätigen die Hypothesen. In Studie 2 wurde die aktuelle Valenz mittels des Open Affective Standardized Image Set (OASIS) (Kurdi, Lozano & Banaji, 2017) induziert, um Veränderungen des Metagedächtnisses und der tatsächlichen Gedächtnisleistung bei Lehramtsstudierenden (N = 44) zu untersuchen. Angenommen wurde, dass die positive Valenz positiv, die negative Valenz negativ und die neutrale Valenz nicht auf das Metagedächtnis und die Gedächtnisleistung wirkt. Weitere Zusammenhänge zwischen dem Metagedächtnis und der Gedächtnisleistung sowie der induzierten Valenz und der Gedächtnisleistung wurden angenommen. Die Messinstrumente aus Studie 1 blieben dieselben. Die Gedächtnisleistung wurde mittels eines sinnarmen Silbentests nach Ebbinghaus (1885) operationalisiert. Die Ergebnisse bestätigen die Hypothesen nicht. Die Emotionsinduktion hatte keinen Erfolg. Die Ergebnisse können damit nicht auf eine veränderte Valenz bezogen werden. Wie in Studie 1 zeigte sich ein Zusammenhang zwischen den dispositionalen Empfindungen und dem Metagedächtnis. Weitere explorative Ergebnisse, vor allem im Bezug auf das Geschlecht, wurden dargestellt. Die Ergebnisse sind bedeutsam für die Professionalisierung von Lehramtsstudierenden.
Three-Point Difference Schemes of High Order of Accuracy for Solving the Sturm-Liouville Problem
(2025)
The dissertation is devoted to the construction and justification of three-point difference schemes of high order of accuracy for solving the Sturm-Liouville problem. A new algorithmic realization of the exact three-point difference scheme on a non-uniform grid has been developed. We show that to compute the coefficients of the exact scheme in an arbitrary grid node, it is necessary to solve two auxiliary Cauchy problems for the system of three linear ordinary differential equations of the first order. The coefficient stability of the exact three-point difference scheme is proved. If the Cauchy problems are solved numerically using any one-step method, we obtain the truncated three-point difference scheme. The accuracy estimate of three-point difference schemes was obtained and the algorithm for finding their solution was developed.
We also developed a new algorithmic realization of the exact three-point difference scheme for the Sturm-Liouville problem with singularities at the ends of the interval. As in the case of the classical Sturm-Liouville problem, to find the coefficients of the exact three-point difference scheme, it is necessary to solve two auxiliary Cauchy problems for each grid node. The coefficient stability of the exact three-point difference scheme is proved. Since the Cauchy problems for the first and last grid nodes are singular, the Taylor series method has been developed to solve them. The accuracy estimate of truncated three-point difference schemes was obtained. To solve the difference scheme, the Newton's iterative method is used.
Numerical experiments are presented which confirm the efficiency of the proposed approach.
Diese Studie untersucht die aktuelle Situation auf dem Wohnungsmarkt und die Wohnungspolitik in Rheinland-Pfalz. Sie zeigt, dass in den Städten hohe Mieten und Immobilienpreise, geringe Wohnflächen und eine starke Mietbelastung insbesondere einkommensschwacher Haushalte dominieren. Etwas anders gelagert stellt sich die Lange in den ländlichen Regionen dar: Zwar spielt Eigentum hier eine größere Rolle und der Wohnungsmarkt ist insgesamt entspannter, jedoch schränkt der kleine Mietwohnungsmarkt die Möglichkeiten für Haushalte mit geringem Einkommen erheblich ein. Zudem breiten sich Preissteigerungen zunehmend aus den Städten in umliegende ländliche Räume aus, insbesondere im Umland von Mainz, entlang des Rheins und im Umfeld von Luxemburg.
Die in Rheinland-Pfalz angewandten wohnungspolitischen Instrumente – von Mietspiegel und Mietpreisbremse bis zur sozialen Wohnraumförderung – haben nur einen dämpfenden Effekt auf die Wohnungsmarktentwicklung, beheben aber nicht die strukturellen Ursachen der Wohnungsfrage. Insbesondere der Rückgriff auf private Investor:innen und zeitlich befristete Sozialbindungen erweisen sich als grundlegende Konstruktionsfehler. Für eine zukunftsfähige soziale Wohnungspolitik müssen Strukturen gefördert werden, die jenseits des Marktmechanismus agieren. Nur so kann eine verlässliche soziale Wohnraumversorgung umgesetzt werden.
Biodiversity is threatened by a wide range of anthropogenic activities. Monitoring offers critical insights into how and why biodiversity is changing, helping to identify effective measures for maintaining biodiversity and its ecosystem services. However, conventional biodiversity monitoring methods are labor-intensive, and standardized long-term monitoring series are scarce. DNA-based approaches like metabarcoding environmental DNA (eDNA) promise rapid, cost-efficient, and highly resolved community data. At the same time, scientists are looking for alternative data sources that can compensate for the lack of long-term monitoring data to study past biodiversity changes. This work explores the potential of the German Environmental Specimen Bank (ESB), a pollution monitoring archive, which appears particularly promising for retrospective biodiversity monitoring. Biota samples from different ecosystems across the country are collected and archived at an exceptional level of standardization. Sampling species act as natural eDNA samplers, accumulating genetic traces from surrounding organisms. The cryogenic storage at the ESB preserves any eDNA in the samples in its original state. In this thesis, Chapter I serves as an introductory chapter, outlining the general chances and challenges of metabarcoding for assessing biodiversity. Chapter II focuses on primer design and testing the utility of ESB sampling species like mussels and macroalgae for characterizing the surrounding community. Both chapters form the basis for Chapters III to V, which report the use of ESB time series to uncover sample-associated communities and the changes they undergo. Chapter III illustrates the value of these time series by revealing the invasion trajectory of an alien barnacle into German coastal waters and linking the process to climate change. Chapter IV forms the core of this thesis by presenting an expanded measurement of biodiversity change in ESB time series across different taxonomic groups and ecosystem types. Here, a gradual compositional change (turnover) is reported from bacterial, fungal, microeukaryotic, and metazoan communities tending to either spatial homogenization or differentiation. Observed trends are tested for significance using a dynamic model of community ecology based on the equilibrium theory of island biogeography. The model reveals significantly accelerated turnover rates across all taxonomic groups and ecosystems investigated, suggesting a common, anthropogenically induced driver of biodiversity change. Since these analyses most likely include DNA derived from dead as well as from living organisms, Chapter V aims to separate both groups by metabarcoding both DNA and less stable ribosomal RNA from mussel samples. Contrary to the hypothesis, RNA is detectable from both living endobionts and dietary taxa. However, it outcompetes DNA in detecting microeukaryotic biodiversity. In summary, this thesis demonstrates the outstanding potential of archived ESB samples for retrospective biodiversity monitoring, a resource that offers many further untapped opportunities for future biodiversity research at multiple scales.
In most textbooks optimal sample allocation is tailored to rather theoretical examples. However, in practice we often face large-scale surveys with conflicting objectives and many restrictions on the quality and cost at population and subpopulation levels. This multiobjectiveness results in a multitude of efficient sample allocations, each giving different weight to a single survey purpose. Additionally, since the input data to the allocation problem often relies on supplementary information derived from estimation, historical data, or expert knowledge, allocations might be inefficient when specified for sampling.
This doctoral thesis presents a framework for optimal allocation to standard sampling schemes that allows for specifying the tradeoff between different objectives and analyzing their sensitivity to other problem components, aiming to support a decision-maker in identifying an at-most preferred sample allocation. It dedicates a full chapter to each of the following core questions: 1) How to efficiently incorporate quality and cost constraints for large-scale surveys, say, for thousands of strata with hundreds of precision and cost constraints? 2) How to handle vector-valued objectives with their components addressing different, possibly conflicting survey purposes? 3) How to consider uncertainty in the input data?
The techniques presented can be used separately or in combination as a general problem-solving framework for constrained multivariate and multidomain, possibly uncertain, sample allocation. The main problem is formulated in a way that highlights the different components of optimal sample allocation and can be taken as a gateway to develop solution strategies to each of the questions above, while shifting the focus between different problem aspects. The first question is addressed through a conic quadratic reformulation, which can be efficiently solved for large problem instances using interior-point methods. Based on this the second question is tackled using a weighted Chebyshev minimization, which provides insight into the sensitivity of the problem and enables a stepwise procedure for considering nonlinear decision functionals. Lastly, uncertainty in the input data is addressed through regularization, chance constraints and robust problem formulations.
Building on Social Virtual Reality to Support Flexible Collaboration and Enrich Therapy Sessions
(2025)
Social virtual environments allow their users to meet and collaborate in a shared three-dimensional space, even when far apart from each other in the real world. Within these spaces, the appearance and interaction capabilities of both users and environments can be adapted and changed in a myriad of ways. To enable virtual environments to fulfill their potential of supporting a wide variety of collaboration use-cases, both the impacts of basic interaction design decisions and the individual needs of specific usage areas need to be explored further.
This thesis approaches this topic in two ways. First, the basic building blocks of collaboration in social virtual environments are explored by asking the question: "How can social virtual spaces that allow interaction beyond real-world constraints utilize the potential of mutual assistance and shared workflows between multiple users?". Going into further detail for a serious use-case in which direct collaborative interactions and their effect on the included users are especially important, it then explores the potential of collaborative virtual spaces in the therapy domain by asking "How can the potential of social virtual spaces be utilized to support and improve therapy encounters?"
With regards to the first research question, the thesis presents two theoretical frameworks detailing different aspects of supporting smooth and varied collaboration processes. In addition, several user studies on the topic of collaborative virtual interaction are described, focusing on the role that different users can play during shared interaction and the effects that this distribution of roles and responsibilities has on both the performance and experience of the involved user pairs.
The results presented for this first research question show that social virtual spaces have the potential to provide dedicated support for collaborative workflows. To enable users to adapt their working mode individually and as a team, interaction techniques should complement a team's natural interaction and communication. When presenting novel interactions to users, providing them with a way to support each other can ease their adaptation to these interactions. In these cases, the inclusion of all interested collaborators as active participators should be prioritized in order to let all users benefit from being immersed in a virtual environment.
Addressing the combination of social virtual spaces with therapy in relation to the second research question, this thesis presents the result of a series of interviews with practicing physio- and psychotherapists. Motivated by the recorded expert feedback, it also reports on two more detailed explorations of specific areas of interest. The work presented for the second research question demonstrated the promise of using virtual environments in both exercise- and conversation-based therapy practice. Investigating the potential of shared interactions, the exploration of virtual recordings and the adaptation of virtual appearances, the presented work uncovered several topic areas that could be further explored regarding their possible use in the treatment of patients.
Taken together, the six research articles presented in this thesis show both the value of supporting and understanding shared interactions in virtual spaces and their potential place in serious use-cases like the therapy domain. When introducing shared virtual environments to new user groups, the opportunity for mutual support through shared interaction techniques could be a crucial building block towards making virtual spaces both accessible and attractive to a variety of users.
The present dissertation deals with variable stress patterns in English complex adjectives such as celebratory, identifiable or imaginative. This variation is usually described in terms of retaining the stress from the embedded base (idéntify -> idéntifiable) or deviating from the stress of the embedded base (idéntify -> identifíable). While several accounts have explored this variation, none of them have been able to identify a plausible reason for why it occurs. Additionally, the role of individual speaker differences has been disregarded in the discussion. This dissertation therefore explores the empirically observable extent of the variation and investigates possible causes of it with a special focus on individual differences between speakers. It uses data from a complex online experiment that included five different tasks to assess speakers' stress production, perception, morphological processing, vocabulary size and other factors. It furthermore tests the predictions of previous accounts on the large set of authentic utterances from speakers collected using this online experiment. The data show that individual differences in vocabulary size between speakers are a significant predictor of a speaker's tendency to retain the stress of the embedded base.
The new millennium has been characterized by rising digitalization, the proliferation of shadow banking, and significant advancements in machine learning and natural language processing. These trends present both challenges and opportunities, which my dissertation addresses. This cumulative dissertation investigates critical aspects of financial stability, monetary policy, and the transition towards cashless economies through three distinct but interrelated studies.
The first paper examines the risk-taking channel of monetary policy transmission within the euro area, focusing on shadow banks. Through vector autoregressive models, it assesses the impact of conventional and unconventional monetary policy shocks on shadow banks' asset growth and risk asset ratios. The results indicate that lower interest rates lead to a portfolio reallocation towards riskier assets and a general expansion of assets in shadow banks. In the case of conventional monetary policy shocks, both effects last three times as long as in the case of unconventional monetary policy shocks. Country-specific as well as sector-specific estimations confirm these findings. This study bridges gaps in the existing literature, especially in the eurozone, by highlighting the significant role shadow banks play in monetary policy transmission, suggesting implications for financial regulation and stability.
The second paper explores the influence of financial stability considerations on US monetary policy, particularly during the Great Recession. Utilizing natural language processing and machine learning techniques on congressional hearings, this study constructs indicators for financial stability sentiment expressed by the Federal Reserve Chairs. Empirical analysis is conducted using Taylor-rule models, revealing that negative financial stability sentiment is associated with a more accommodative monetary policy stance, even before the Great Recession. This work provides new insights into the integration of financial stability concerns into monetary policy frameworks, demonstrating the need for a balanced approach to economic stability. The article suggests that under a dual mandate, such as that of the Federal Reserve, financial stability can, to some extent, already be factored into monetary policy deliberations.
The third paper sheds new light on ``cash paradox'' by uncovering the factors of the cashless transition that has not been entirely understood so far. Using a comprehensive dataset across 65 countries, the study employs panel data models to explain the paradox (increasing demand for central bank money despite soaring digitalization), especially among technologically advanced countries, e.g., Japan. Empirical evidence suggests that digitalization is not significantly associated with higher reliance on physical cash. It uncovers a unique non-linear relationship between trust and cash usage (``Arch of Trust'') which holds after addressing potential endogeneity issues using 2SLS estimation. Opposed to the widespread misinterpretations of Keynes' (1937) reasons for holding cash, the findings highlight that distrust is the key factor unlocking two distinct puzzles in economics, linking cash hoarding with ``missing'' funds on capital markets and slower shift toward digital payments in low-trust societies. A key insight is the role of trust as a (social) insurance, cushion or safety net, dampening the perception of risk and reducing precautionary and transactionary demand for physical cash, while encouraging a shift towards riskier alternatives. This, in turn, is connected to the third puzzle, the ``paradox of prudence.'' A shift from riskier investments to safer assets, cash, may be prudent at the individual level but risky for the overall economy, a concern for macroprudential policymakers. Additionally, the research highlights the critical role of culture in driving the global movement towards cashless economies. Moreover, cultures that are more self-expression-oriented (which is the main cultural dimension) and culturally closer to Sweden are associated with less cash-intensive economies. These insights are vital for macroprudential regulators as well as for policymakers designing payment systems and CBDC in culturally diverse regions like the Eurozone.
Collectively, these papers contribute to a deeper understanding of monetary policy, financial stability, and the transition from cash-based to (nearly) cashless societies, offering significant theoretical and practical implications for academics, regulators and central bankers.
Biotic communities experienced significant changes in recent decades. Climate change, the overexploitation of natural resources and the immigration of invasive species are major drivers for this change and present unknown challenges for communities worldwide. To assess the impact of these drivers, standardised long-term studies are required, which are currently lacking for many species and ecosystems. Analysing environmental samples and the DNA of associated organisms using metabarcoding and high-throughput sequencing provides a cost-efficient and rapid way to generate the high-resolution biodiversity data which is so direly needed.
In this thesis, I demonstrate the great potential of using samples from the German Environ- mental Specimen Bank (ESB), a long-term monitoring archive that has been collecting and cryogenically storing highly standardised environmental samples since 1985. Modern analytical methods enable retrospective long-term biodiversity monitoring using these samples. In the first chapter, I illustrate metabarcoding as a central method, discussing its strengths and drawbacks, how to avoid them, and new application approaches. This chapter provides the methodological basis for the following studies.
In subsequent chapters, I present time series analyses of communities associated with these environmental samples. While for Chapter two the focus is on terrestrial arthropod communities, in Chapter three aquatic and terrestrial communities across the tree of life are analysed. A null model was developed for this survey for robust conclusions. The studies covered the last three decades and revealed substantial compositional changes across all ecosystems. These changes deviated significantly from the model, indicating that the changes are occurring faster than expected. Moreover, a trend toward homogenization in many terrestrial communities was uncovered. Climate change and the immigration of invasive species in combination with the loss of site-specific species are suspected to be the main drivers for this. In a follow-up study, changes of arthropod communities in German and South Korean terrestrial ecosystems were compared using ESB leaf samples from these two countries. Since both ESBs are harmonised in sample collection and processing, comparative analyses were applicable. This research covered the last decade and revealed substantial declines in species richness in Korea. Abiotic and biotic factors are discussed as potential drivers of these results.
Finally, the possibility of assessing tree health by analysing changes in functional fungal groups using German ESB samples was investigated. The results indicate that increasing infestation of specific functional groups is a proxy for declining tree health, with further analyses planned. In this dissertation, I present the great potential of samples from long-term monitoring archives to conduct retrospective biodiversity trend analyses across the tree of life. As technologies evolve, these samples will help to understand past and predict future ecosystem changes.
The present study investigates the prosody of information-seeking (ISQs) and rhetorical questions (RQs) in Standard Chinese, in polar and wh-questions. Like in other languages, ISQs and RQs in Standard Chinese can have the same surface structure, allowing for a direct prosodic comparison between illocution types (ISQ vs RQ). Since Standard Chinese has lexical tone, the use of f0 as a cue to illocution type may be restricted. We investigate the prosodic differences between ISQs and RQs as well as the interplay of prosodic cues to RQs. In terms of f0, results showed that RQs were lower in f0, with the f0 range on the first word being expanded followed by f0 compression. RQs were further longer in duration and more often realized with non-modal voice quality (glottalized voice) as compared to ISQs. These prosodic cues were largely manipulated in tandem (illocutionary pairs with larger durational differences also showed larger differences in mean f0; voice quality, in turn, seemed to be an additional cue). We suggest three possible explanations (assertive force, focus, speaker attitude) that unite the present findings on RQs in Standard Chinese with the findings on RQs in other, non-tonal languages.
In den letzten Jahren hat die Nutzung von Drohnen deutlich zugenommen. Dies liegt unter anderem an der Leistungssteigerung, der guten Verfügbarkeit und an dem einfachen Einsatz von Drohnen. Damit sind auch Anwendungen in der Forschung möglich geworden, die zuvor unmöglich oder mit hohen Kosten verbunden waren. Als Sensor zur Datenaufzeichnung findet im Bereich der Forschung häufig eine Kamera Verwendung. Zusammen mit einer Drohne können Bereiche einfach und kostengünstig überflogen und dabei erkundet, beobachtet oder überwacht werden. Neben der Kamera als Sensor werden auch häufig Multispektralkameras und Lidar eingesetzt. Dagegen findet Radar im Bereich von kleinen Drohnen kaum Anwendung. Ziel dieser Forschungsarbeit war es zu untersuchen, ob neuste Radartechnik einen Mehrwert in der Fernerkundung mit kleinen Drohnen bieten kann.
Hierfür wurden moderne Radarsensoren aus dem Automobilbereich ausgewählt. Als Drohnen wurden sowohl Quadrocopter als auch eine Starrflügler-Drohne eingesetzt. Für die Analyse, Berechnung und Auswertung der Daten wurde MATLAB verwendet. Der erste Ansatz beruhte auf einer Starrflügler-Drohne, die sich durch ihren freien Zugriff auf die Steuerung auszeichnet. Dadurch können auch spezielle Anforderungen an die Flugregelung berücksichtigt werden. Allerdings können mit einer Starrflügler-Drohne keine langsamen oder sogar statische Luftaufnahmen erstellt werden, um Erfahrung mit den Radardaten zu erlangen. Aus diesem Grund wurde anschließend ein Radar-Messsystem entworfen, das unabhängig von der Drohne eingesetzt werden kann. Zusammen mit einem Quadrocopter konnten so statische Radarmessungen durchgeführt werden, um die Verwendbarkeit der Radardaten in der Fernerkundung zu bestätigen. Das Messsystem konnte so aber nur für 2-dimensionale Anwendungen eingesetzt werden. In der weiteren Forschungsarbeit wurde untersucht, ob es möglich ist, mit einem Radarsensor der nur in 2-dimensionen misst eine 3-dimensionale Aufzeichnungen zu erstellen. Als Versuchsobjekt wurde eine Hütte gewählt, die Anhand der Radardaten dargestellt werden sollte. Dafür wurde ein Prozess zur Datenverarbeitung mit elf Schritten entworfen, womit die Hütte auf 0,6 Meter genau rekonstruiert werden konnte. Im letzten Teil der Forschungsarbeit wurde untersucht, ob sich die Genauigkeit des Messsystems erhöhen lässt, um noch mehr Anwendungsfälle bedienen zu können. Dafür wurde ein neuer Radarsensor eingesetzt, der eine höhere Genauigkeit besitzt. Die Forschungsarbeit konzentrierte sich darauf, die Abhängigkeit der Radardaten zum ungenauen Lagesensor aufzulösen. Dabei wurde die Fluglage über die Radardaten selbst berechnet, womit die Fluglage genauer bestimmt werden kann als allein über den Lagesensor. Erst damit kann die höhere Genauigkeit des neuen Radarsensors auch tatsächlich ausgenutzt werden.
Mit den Ergebnissen der Forschungsarbeit sowie den vorgestellten Radarsensoren, stehen der Fernerkundung mit kleinen Drohnen, neben den klassischen Sensoren, zukünftig auch Radarsensoren zur Verfügung. Mit dem Messsystem und den Erkenntnissen aus der Forschungsarbeit werden bereits erste spezifische Anwendungen in Forschungsprojekten untersucht. Darüber hinaus konnten auch Anwendungsfälle außerhalb der Fernerkundung identifiziert werden. Die Weiterentwicklung im Bereich des autonomen Fahrens wird für Leistungssteigerungen bei Radarsensoren sorgen. Damit stehen auch der Fernerkundung zukünftig noch bessere Radarsensoren zur Verfügung.
Entrepreneurship is recognized as an important discipline to achieve sustainable development and to address sustainability goals without losing sight of economic aspects. However, entrepreneurship rates are rather low in many industrialized countries with high income levels. Research clearly shows that there is a gap in the entrepreneurial process between intentions and subsequent actions. This means that not everyone with entrepreneurial ambitions also follows through and implements actions. This gap also exists for aspects of sustainability. As a result, there is a need to better understand the traditional and sustainability-focused entrepreneurial process in order to increase corresponding actions. This dissertation offers such a comprehensive perspective and sheds light on individual and contextual predictors for traditional and sustainability-focused behavior of entrepreneurs and self-employed across four studies.
The first three studies focus on individual predictors. By providing a systematic literature review with 107 articles, Chapter 2 highlights the ambivalent role of religion for the entrepreneurial process. Relying on the theory of planned behavior (TPB) as theoretical basis, religion can have positive effects on entrepreneurial attitudes and behavioral control, but also negative consequences for other aspects of behavioral control and subjective norms due to religious restrictions.
The quantitative empirical study in Chapter 3 similarly relies on the TPB and sheds light on individual perceptual factors influencing the sustainability-related intention-action gap in entrepreneurship. Using data from the 2021 Global Entrepreneurship Monitor (GEM) Adult Population Survey (APS) including 22,008 early-stage entrepreneurs from 44 countries worldwide, the results support our theoretical reasoning that sustainability-focused intentions are positively related to social entrepreneurial actions. In addition, it is demonstrated that positive perceptual moderators such as self-efficacy and knowing other entrepreneurs as role models strengthen this relationship while a negative perception such as fear of failure restricts social actions in early-stage entrepreneurship.
The next quantitative empirical study in Chapter 4 examines the behavioral consequences of well-being at a sample of 6,955 German self-employed during COVID-19. This chapter builds on two complementary behavioral perspectives to predict how reductions in financial and non-financial well-being relate to investments in venture development. In this regard, reductions in financial well-being are positively related to time investments, supporting the performance feedback perspective in terms of higher search efforts under negative performance. In contrast, reductions in non-financial well-being are negatively related to time and monetary investments, yielding support for the broadening-and-build perspective indicating that negative psychological experiences narrow the thought-action repertoire and hinder resource deployment. The insights across these first three studies about individual predictors indicate that many different, subjective beliefs, perceptions and emotional states can influence the entrepreneurial process making entrepreneurship and self-employment highly individualized disciplines.
The last quantitative empirical study provides an explorative view on a large number of contextual predictors for social and ecological considerations in entrepreneurial actions. Combining GEM data from 2021 on country level with further information from the World Bank and the OECD, a machine learning approach is employed on a sample of 84 countries worldwide. The results suggest that governmental and regulatory as well as cultural factors are relevant to predict social and ecological considerations. Moreover, market-related aspects are shown to be relevant predictors, especially socio-economic factors for social considerations and economic factors for ecological considerations. Overall, the four studies in this dissertation highlight the complexity of the entrepreneurial process being determined by many different individual and contextual factors. Due to the multitude of potential predictors, this dissertation can only give an initial overview of a selection of factors with many more aspects and interdependencies still to be examined by future research.
Within this thesis the hedging behaviour of airlines from 2005 to 2019 is analysed by using an unbalanced panel dataset consisting of a total of 78 airlines from 39 countries. The focus of the analysis is on financial and operational hedging as well as the influence of both on CO2 emissions and the development of emitted CO2 emissions. For the analysis Probit models with random effects and OLS models with fixed effects were used.
The results regarding the relationship between leverage and financial hedging indicate a negative relationship between everage and financial fuel hedging and a non-linear convex relationship for highly leveraged airlines, which is contrary to the theory of financial distress.
In addition, the study provides evidence that airlines using other types of derivatives, such as interest rate derivatives, engage in more fuel hedging.
In terms of operational hedging, the analysis suggests that operating a diversified fleet is a complement to, rather than a substitute for, financial hedging. With regard to alliance membership, the results do not show that alliance membership is a substitute for financial hedging, as members of alliances are more likely to engage in hedging transactions and to a greater extent.
The analysis shows that the relative CO2 emissions fall in the period under review, but this does not apply to the absolute amount. No general statement can be made about the influence of financial and operational hedging on CO2 emissions, as the results are mixed.
Zirkularität und zirkulare Geschäftsmodelle in der Holzindustrie: eine empirische Untersuchung
(2025)
Der ökologische Zustand der Erde befindet sich infolge von Umweltverschmutzung, Abfallaufkommen und CO₂-bedingtem Klimawandel in einem kritischen Zustand. Mit rund 40 % trägt der Bau- und Gebäudesektor erheblich zu den globalen Treibhausgasemissionen bei. Holz gilt als klimafreundliche Alternative zu Beton und Stahl, bedarf jedoch ebenfalls einer nachhaltigen Nutzung. Die Kreislaufwirtschaft bietet mit der Wiederverwendung ein zukunftsweisendes Konzept: So sind etwa 45% des beim Rückbau von Gebäuden anfallenden Holzes potenziell als Rohstoff nutzbar. Dadurch werden alternative Rohstoffquellen erschlossen und das Abfallaufkommen reduziert.
Trotz dieses Potenzials liegt der Zirkularitätsgrad der Weltwirtschaft derzeit nur bei 7,2 %. Vor diesem Hintergrund untersucht die Dissertation, welche Wettbewerbsstrategien und welche organisationalen Fähigkeiten die Entwicklung zirkulärer Geschäftsmodelle fördern. Der Fokus liegt auf der Holzindustrie der DACH-Region, die historisch durch forstwirtschaftliche Nachhaltigkeit geprägt ist, jedoch bislang überwiegend linearen Strukturen folgt.
Die Arbeit kombiniert theoretische Fundierung, eine vierjährige Literaturrecherche, Experteninterviews sowie im Zentrum eine quantitative Unternehmensbefragung (n = 200). Daraus wurde eine aktivitätsorientierte Skala zur Bewertung der Zirkularität eines Geschäftsmodells entwickelt. Analysiert wurden drei Perspektiven: Fähigkeiten, Strategien und Stakeholder.
Im Kontext der Fähigkeitsperspektive wurde ermittelt, dass die dynamischen Fähigkeiten positive Implikationen auf die Umsetzung von Zirkularität haben. Im Forschungsfeld der Strategieperspektive wurde deutlich, dass die Innovationsführerschaft positive Effekte auf die Umsetzung der Kreislaufwirtschaft besitzt. Zudem weisen sowohl die Innovationsführerschaft als auch die Qualitätsführerschaft einen positiven indirekten Effekt über die dynamischen Fähigkeiten auf die Entwicklung zirkulärer Geschäftsmodelle auf. Im Rahmen der Stakeholderperspektive wurde eruiert, dass der Stakeholder-Druck im Zusammenwirken mit einem grünen Unternehmensimage eine Katalysator-Wirkung besitzt. Der Einfluss der Interessengruppen führt dazu, dass die Unternehmen ein grünes Image in eine substanzielle Umsetzungsphase überführen. Darüber hinaus wurde ersichtlich, dass der Stakeholder-Druck als zentraler Veränderungsfaktor wirkt. Während die direkten Auswirkungen der dynamischen Fähigkeiten durch den Druck zurückgehen, nehmen die indirekten Effekte auf die Erreichung von Zirkularität zu. Abschließend werden Handlungsempfehlungen für Unternehmen sowie wissenschaftliche Implikationen und zukünftige Forschungsmöglichkeiten abgeleitet.
When natural phenomena and data-based relations are driven by dynamics which are not purely local, they cannot be described satisfactorily by partial differential equations. As a consequence, mathematical models governed by nonlocal operators are of interest. This thesis is concerned with nonlocal operators of the form
$\mathcal{L}u(x) = PV \int_{\mathbb{R}^d} (u(x)-u(y)) K(x,dy), x \in \mathbb{R}^d$,
which are determined through a family of Borel measures $K=(K(x, \cdot))_{x \in \mathbb{R}^d}$ on $\mathbb{R}^d$ and which act on the vector space of Borel measurable functions $u: \mathbb{R}^d \rightarrow \mathbb{R}$. For a large class of families $K$, namely those where $K$ is a symmetric transition kernel satisfying a specific non-degeneracy condition, a variational theory for nonlocal equations of the type $\mathcal{L}u=f$ is established which builds upon gadgets from both measure theory and classical analysis. While measure theory is used to provide a nonlocal integration by parts formula that allows to set up a reasonable variational formulation of the above equation in dependency of the particular boundary condition (Dirichlet, Robin, Neumann) considered, Hilbert space theory and fixed-point approaches are utilized to develop sufficient conditions for the existence of variational solutions. This theory is then applied to two specific realizations of $\mathcal{L}$ of interest before a weak maximum principle is established which is finally used to study overlapping domain decomposition methods for the nonlocal and homogeneous Dirichlet problem.
Small and medium-sized enterprises (SMEs) and mid-sized companies are vital contributors to the global economy, driving employment growth, fostering innovation, and enhancing international competiveness. However, in the aftermath of the Great Financial Crisis (GFC) and the collapse of the large finance company CIT Group, which provided 60% loans to US middle-market firms, banks reduced their lending activities. Thus, it became challenging for firms to obtain long-term loans. The financing gap has increased further due to high interest rates, the COVID-19 pandemic, the unstable situation in the real estate market as well as higher costs due to the adoption of digital infrastructure and sustainability goals. Therefore, the search for alternative financing solutions outside bank lending and public markets became unavoidable for SMEs and mid-sized companies. Private debt funds entered the market, and, since the GFC, they have played a crucial role in offering alternative financing for firms globally. Private debt fund managers raise capital commitments through closed-end funds (like private equity) and make senior loans (like banks) directly to, mostly, middlemarket firms. The private debt market has experienced rapid growth in recent decades. The private debt funds assets under management (AuM) increased by 380% from 2008 to 2022, reaching $1.5 trillion AuM in 2022 . The high growth of private debt shows great interest from investors in this alternative asset class and lucrative investment opportunities.
Despite its substantial and growing size, the private debt market is relatively understudied. This dissertation introduces private debt as an important alternative financing source, provides an overview of private debt strategies, seniority, and structure, discusses the legal considerations concerning private debt, and briefly compares the two most mature private debt markets: Europe and the U.S. Moreover, it assesses the size of the European private debt market and compares its development in different European regions. Furthermore, it examines in detail the business model of private debt funds based on a survey of 191 European and U.S. private debt managers with private debt assets under management of over $390 billion. Finally, it delves deeper into the relationship between private debt and private equity funds and their role in buyouts.
To sum up, this dissertation provides a basis and inspiration for future research to expand upon and dive deeper into the world of private debt funds, their business model, and their impact on portfolio companies and the economy as a whole.
Immer wieder tauchen Fragen nach dem Stüve-Diagramm und seiner Benutzung auf. Es gibt zwar neben der Vorlesung “Einführung in die Meteorologie” auch erklärende Darstellungen in den empfohlenen Lehrbüchern und im Internet. Diese scheinen aber offenbar nicht zufriedenstellend zu sein. Deshalb habe ich nachfolgend versucht, die Antworten auf die häufigsten Fragen in Form einer Anleitung zusammen zu fassen. Ich danke em. Prof. Dr. Alfred Helbig, der im Rahmen seiner früheren Tätigkeit im operationellen Dienst umfangreiche praktische Erfahrung mit Radiosonden-Aufstiegen erworben hat, sowie Dr. Micha Gryschka (Institut für Meteorologie und Klimatologie, Leibniz Universität Hannover) für die hilfreichen Kommentare zum Manuskript.
Knapp 90 Jahre nach Erscheinen des Buchs von Paul Graindor zu den „Bustes et Statues-Portraits d'Egypte Romaine“ widmet sich mit der vorliegenden Dissertation erstmals wieder eine monographische Studie der marmornen Bildnisplastik der römischen Provinz Aegyptus von ihrer Gründung im Jahr 30 v. Chr. bis zum Ende des 3. Jhs. n. Chr. Basierend auf einer umfassenden Zusammenstellung bekannter, aber auch bislang unpublizierter Portraits sowie einer Neudokumentation zahlreicher Objekte gelingt erstmalig eine belastbare chronologische und typologische Auswertung dieser Bildnisse. Zwar bilden dabei die Darstellungen aus weißem Marmor die zentrale und auch quantitativ bei weitem größte Materialgruppe, doch es finden auch Bildnisse aus anderen Werkstoffen wie Bronze, Kalkstein, Gips oder Alabaster Berücksichtigung. Da die Provinz aufgrund geringer eigener Marmorvorkommen fast ausschließlich auf Importe angewiesen war, sind die Marmorbildnisse ein exzellentes Forschungsobjekt, um nicht nur den Handel von Marmor nach Ägypten und seine Distribution und Weiterverarbeitung in der Provinz zu untersuchen, sondern auch damit verbundene handwerkliche Besonderheiten, wie die häufig zu beobachtenden Ergänzungen mit Stuck- oder Steinelementen. Darüber hinaus werden auch Überlegungen zur Semantik des Materials sowie der Herkunft und dem Selbstverständnis der dargestellten Personen angestellt.
Mit Fokus auf historischen Liedern aus Deutschland, Frankreich, England, Irland, den USA, Österreich, den Niederlanden, Slowenien, Polen, Italien, Neuseeland und der Schweiz zeichnet dieses Buch ein breites und lebendiges Panorama der Frühen Neuzeit.
Die Sammlung spannt den Bogen von klassischen Lerninhalten bis hin zu aktuellen Forschungsperspektiven: Reformation, Amerikanische und Französische Revolution, Höfische Kultur, Kriminalität, Seefahrt, militärische und diplomatische Konflikte sind ebenso Thema wie die Geschlechterordnung, globale Migration oder historische Identitäts- und Fremdheitsvorstellungen. Eine systematische Verschlagwortung erleichtert den Zugriff und erlaubt vielfältige Kombinationen für die akademische und schulische Lehre.
Jedes der 101 Lieder wird mit Informationen zum historischen Kontext, zur Überlieferung und zu online verfügbaren Vertonungen präsentiert. Hinzu kommen Aufgabenstellungen und Anregungen für die Diskussion im Kurs oder Seminar. Auch das lange und mitunter ambivalente Nachleben neuzeitlicher Lieder im 19. und 20. Jahrhundert wird beleuchtet.
Darüber hinaus bietet der Band methodische Hinweise und Anregungen zur eigenständigen Recherche und Analyse historischer Lieder, beispielsweise in Seminar- und Abschlussarbeiten.
Die Abteilung Kunstschutz der deutschen Wehrmacht im besetzten Griechenland (1941-1944) bestand aus wehrpflichtigen deutschen Archäologen. Sie waren zunächst Stipendiaten oder Mitarbeiter des Archäologischen Instituts des Deutschen Reiches (AIDR) unter den Bedingungen des Nationalsozialismus, bevor sie im Zweiten Weltkrieg in der Uniform der Wehrmacht zurückkehrten. Ihre Biografien im Kontext der Abteilung Athen, deren Direktor Georg Karo bis 1936 war, sowie der Zentrale der Instituts, unter dem von 1932 bis 1936 amtierenden Präsidenten Theodor Wiegand, sind ein Untersuchungsgegenstand. Die außenpolitische Legitimation des NS-Regimes durch die Olympischen Spiele und der wichtigste wissenschaftspolitische Erfolg des Institutes, die Wiederaufnahme der Olympiagrabung, die Wiegand und Karo seit 1933 anstrebten und durch ihre politischen Netzwerke 1936 erreichten, werden in der Dissertation in ihrer wechselseitigen Bedingtheit aufgezeigt. Diese Anpassungsleistungen an das NS-Regime prägten den eigenen archäologischen Nachwuchs aber auch die griechische Gesellschaft.
Schutzmaßnahmen waren nur ein kleiner Tätigkeitsbereich der Kunstschützer aber ein wichtiger Teil der Wehrmachtspropaganda. Der Institutspräsident Martin Schede (1937 bis 1945) forderte Mitarbeitern vor allem für zwei AIDR-Projekte an: die Erstellung von Flugbildern von möglichst ganz Griechenland und Ausgrabungen auf Kreta. Bereits diese Zwischenergebnisse berechtigen zu dem Titel „Kunstschutz als Alibi“.
Die Dissertation versucht, die Frage zu beantworten, warum der archäologische Kunstschutz nicht mehr als ein Alibi sein konnte. Dies geschieht vor allem unter Berücksichtigung der politischen aber auch der militärischen Traditionslinien deutscher Archäologie in Griechenland und Deutschland.
Case-Based Reasoning (CBR) is a symbolic Artificial Intelligence (AI) approach that has been successfully applied across various domains, including medical diagnosis, product configuration, and customer support, to solve problems based on experiential knowledge and analogy. A key aspect of CBR is its problem-solving procedure, where new solutions are created by referencing similar experiences, which makes CBR explainable and effective even with small amounts of data. However, one of the most significant challenges in CBR lies in defining and computing meaningful similarities between new and past problems, which heavily relies on domain-specific knowledge. This knowledge, typically only available through human experts, must be manually acquired, leading to what is commonly known as the knowledge-acquisition bottleneck.
One way to mitigate the knowledge-acquisition bottleneck is through a hybrid approach that combines the symbolic reasoning strengths of CBR with the learning capabilities of Deep Learning (DL), a sub-symbolic AI method. DL, which utilizes deep neural networks, has gained immense popularity due to its ability to automatically learn from raw data to solve complex AI problems such as object detection, question answering, and machine translation. While DL minimizes manual knowledge acquisition by automatically training models from data, it comes with its own limitations, such as requiring large datasets, and being difficult to explain, often functioning as a "black box". By bringing together the symbolic nature of CBR and the data-driven learning abilities of DL, a neuro-symbolic, hybrid AI approach can potentially overcome the limitations of both methods, resulting in systems that are both explainable and capable of learning from data.
The focus of this thesis is on integrating DL into the core task of similarity assessment within CBR, specifically in the domain of process management. Processes are fundamental to numerous industries and sectors, with process management techniques, particularly Business Process Management (BPM), being widely applied to optimize organizational workflows. Process-Oriented Case-Based Reasoning (POCBR) extends traditional CBR to handle procedural data, enabling applications such as adaptive manufacturing, where past processes are analyzed to find alternative solutions when problems arise. However, applying CBR to process management introduces additional complexity, as procedural cases are typically represented as semantically annotated graphs, increasing the knowledge-acquisition effort for both case modeling and similarity assessment.
The key contributions of this thesis are as follows: It presents a method for preparing procedural cases, represented as semantic graphs, to be used as input for neural networks. Handling such complex, structured data represents a significant challenge, particularly given the scarcity of available process data in most organizations. To overcome the issue of data scarcity, the thesis proposes data augmentation techniques to artificially expand the process datasets, enabling more effective training of DL models. Moreover, it explores several deep learning architectures and training setups for learning similarity measures between procedural cases in POCBR applications. This includes the use of experience-based Hyperparameter Optimization (HPO) methods to fine-tune the deep learning models.
Additionally, the thesis addresses the computational challenges posed by graph-based similarity assessments in CBR. The traditional method of determining similarity through subgraph isomorphism checks, which compare nodes and edges across graphs, is computationally expensive. To alleviate this issue, the hybrid approach seeks to use DL models to approximate these similarity calculations more efficiently, thus reducing the computational complexity involved in graph matching.
The experimental evaluations of the corresponding contributions provide consistent results that indicate the benefits of using DL-based similarity measures and case retrieval methods in POCBR applications. The comparison with existing methods, e.g., based on subgraph isomorphism, shows several advantages but also some disadvantages of the compared methods. In summary, the methods and contributions outlined in this work enable more efficient and robust applications of hybrid CBR and DL in process management applications.
There is a wide range of methodologies for policy evaluation and socio-economic impact assessment. A fundamental distinction can be made between micro and macro approaches. In contrast to micro models, which focus on the micro-unit, macro models are used to analyze aggregate variables. The ability of microsimulation models to capture interactions occurring at the micro-level makes them particularly suitable for modeling complex real-world phenomena. The inclusion of a behavioral component into microsimulation models provides a framework for assessing the behavioral effects of policy changes.
The labor market is a primary area of interest for both economists and policy makers. The projection of labor-related variables is particularly important for assessing economic and social development needs, as it provides insight into the potential trajectory of these variables and can be used to design effective policy responses. As a result, the analysis of labor market behavior is a primary area of application for behavioral microsimulation models. Behavioral microsimulation models allow for the study of second-round effects, including changes in hours worked and participation rates resulting from policy reforms. It is important to note, however, that most microsimulation models do not consider the demand side of the labor market.
The combination of micro and macro models offers a possible solution as it constitutes a promising way to integrate the strengths of both models. Of particular relevance is the combination of microsimulation models with general equilibrium models, especially computable general equilibrium (CGE) models. CGE models are classified as structural macroeconomic models, which are defined by their basis in economic theory. Another important category of macroeconomic models are time series models. This thesis examines the potential for linking micro and macro models. The different types of microsimulation models are presented, with special emphasis on discrete-time dynamic microsimulation models. The concept of behavioral microsimulation is introduced to demonstrate the integration of a behavioral element into microsimulation models. For this reason, the concept of utility is introduced and the random utility approach is described in detail. In addition, a brief overview of macro models is given with a focus on general equilibrium models and time series models. Various approaches for linking micro and macro models, which can either be categorized as sequential approaches or integrated approaches, are presented. Furthermore, the concept of link variables is introduced, which play a central role in combining both models. The focus is on the most complex sequential approach, i.e., the bi-directional linking of behavioral microsimulation models with general equilibrium macro models.
The goal of this work is to compare operators that are defined on probably varying Hilbert spaces. Distance concepts for operators as well as convergence concepts for such operators are explained and examined. For distance concepts we present three main notions. All have in common that they use space-linking operators that connect the spaces. At first, we look at unitary maps and compare the unitary orbits of the operators. Then, we consider isometric embeddings, which is based on a concept of Joachim Weidmann. Then we look at contractions but with more norm equations in comparison. The latter idea is based on a concept of Olaf Post called quasi-unitary equivalence. Our main result is that the unitary and isometric distances are equal provided the operators are both self-adjoint and have 0 in their essential spectra. In the third chapter, we focus specifically on the investigation of these distance terms for compact operators or operators in p-Schatten classes. In this case, the interpretation of the spectra as null sequences allows further distance investigation. Chapter four deals mainly with convergence terms of operators on varying Hilbert spaces. The analyses in this work deal exclusively with concepts of norm resolvent convergence. The main conclusion of the chapter is that the generalisation for norm resolvent convergence of Joachim Weidmann and the generalisation of Olaf Post, called quasi-unitary equivalence, are equivalent to each other. In addition, we specify error bounds and deal with the convergence speed of both concepts. Two important implications of these convergence notions are that the approximation is spectrally exact, i.e., the spectra converge suitably, and that the convergence is transferred to the functional calculus of the bounded functions vanishing at infinity.
Der Arbeits- und Fachkräftemangel ist ein breit diskutiertes Thema in Deutschland. Auch im Landkreis Bernkas-tel-Wittlich hat diese Herausforderung in den letzten Jahren zunehmend an Bedeutung gewonnen. Ziel dieses Forschungsberichtes ist es deshalb erstens einen Überblick über die Arbeits- und Fachkräftesituation im Land-kreis zu bieten. Aufbauend auf diese Forschungsergebnisse werden zweitens Handlungsfelder benannt, die ei-nen Rahmen zur Stärkung des Landkreises als produktiven Wirtschaftsstandort und attraktiven Arbeitsort geben sollen.
In this dissertation, I analyze how large players in financial markets exert influence on smaller players and how this affects the decisions of the large ones. I focus on how the large players process information in an uncertain environment, form expectations and communicate these to smaller players through their actions. I examine these relationships empirically in the foreign exchange market and in the context of a game-theoretic model of an investment project.
In Chapter 2, I investigate the relationship between the foreign exchange trading activity of large US-based market participants and the volatility of the nominal spot exchange rate. Using a novel dataset, I utilize the weekly growth rate of aggregate foreign currency positions of major market participants to proxy trading activity in the foreign exchange market. By estimating the heterogeneous autoregressive model of realized volatility (HAR-RV), I find evidence of a positive relationship between trading activity and volatility, which is mainly driven by unexpected changes in trading activity and is asymmetric for some of the currencies considered. My results contribute to the understanding of the drivers of exchange rate volatility and the role of large players in the flow of information in financial markets.
In Chapters 3 and 4, I consider a sequential global game of an investment project to examine how a large creditor influences the decisions of small creditors with her lending decision. I pay particular attention to the timing of the large player’s decision, i.e. whether she makes her decision to roll over a credit before or after the small players. I show that she faces a trade-off between signaling to and learning from small creditors. By being a focal point for coordination, her actions have a substantial impact on the probability of coordination failure and the failure of the investment project. I investigate the sensitivity of the equilibrium by comparing settings with perfect and imperfect learning. The results highlight the importance of signaling and provide a new perspective on the idea of catalytic finance and the influence of a lender-of-last-resort in self-fulfilling debt crises.
The cumulative and bidirectional groundwater-surface water (GW-SW) interaction along a stream is defined as hydrological turnover (HT) influencing solute transport and source water composition. However, HT proves to be highly variable, producing spatial exchange patterns influenced by local groundwater, geology, and topography. Hence, identifying factors controlling HT poses a challenge. We studied spatiotemporal HT variability at two reaches of a third order tributary of the river Mosel, Germany. Additionally, we sampled for silica concentrations in the stream and in the near-stream groundwater. Thus, creating snapshots of the boundary layer between ground- and surface water where HT occurs, driven by mixing processes in the hyporheic zone. We utilize an enhanced hydrograph separation method, unveiling reach differences in storage drainage based on aquifer dimension and connectivity. The data shows a site-specific negative correlation of HT with discharge, while hydraulic gradients correlate with HT only at the reach with faster catchment drainage behavior. Examining silica concentrations between stream and wells shows that silica variation increases significantly with the decrease of HT under low flow conditions at the slower draining reach. At the fast draining reach this relationship is seasonal. In Summary, our results show that stream discharge shapes the influence of HT on solute transport. Yet, reach drainage behavior shapes seasonal states of groundwater storages and can be an additional control of HT. Hence, concentration change of pollutants could be masked by HT. Thus, our findings contribute to the understanding of HT variability along streams and its ability of influencing physico-chemical stream water composition.
Introduction: Apart from a few studies with limited sample sizes, we have little data on attitudes toward lesbian and gay (LG) people in Greece. Methods: This study examines this topic in 949 heterosexual Greek participants. Based on previous research in cultural contexts other than Greece, we hypothesized that four demographics (gender, age, education, area of residence) and religious and political orientation predict a substantial amount of variance in homophobia (i.e., anti-LG attitudes). Results: We verified all observed variables except area of residence as significant predictors. Regarding the “intergroup contact hypothesis,” we distinguished the direct effects of the predictor variables from indirect effects mediated by contact with lesbians and gay men. All variables except area of residence showed a direct effect and, except for education, also an indirect effect on homophobia. The strongest effects were found for religious and political orientation, followed by gender. Highly religious, right-wing oriented, and male participants reported the highest levels of homophobia, partially mediated by their low level of contact with LG people. Discussion/Conclusion: The results confirm and further explain the detrimental role the Greek Orthodox Church, right-wing political parties, and traditional gender roles play in the acceptance of sexual minorities.
Background: Large language models (LLMs) are increasingly used in mental health, showing promise in assessing disorders. However, concerns exist regarding their accuracy, reliability, and fairness. Societal biases and underrepresentation of certain populations may impact LLMs. Because LLMs are already used for clinical practice, including decision support, it is important to investigate potential biases to ensure a responsible use of LLMs. Anorexia nervosa (AN) and bulimia nervosa (BN) show a lifetime prevalence of 1%-2%, affecting more women than men. Among men, homosexual men face a higher risk of eating disorders (EDs) than heterosexual men. However, men are underrepresented in ED research, and studies on gender, sexual orientation, and their impact on AN and BN prevalence, symptoms, and treatment outcomes remain limited.
Objectives: We aimed to estimate the presence and size of bias related to gender and sexual orientation produced by a common LLM as well as a smaller LLM specifically trained for mental health analyses, exemplified in the context of ED symptomatology and health-related quality of life (HRQoL) of patients with AN or BN.
Methods: We extracted 30 case vignettes (22 AN and 8 BN) from scientific papers. We adapted each vignette to create 4 versions, describing a female versus male patient living with their female versus male partner (2 × 2 design), yielding 120 vignettes. We then fed each vignette into ChatGPT-4 and to “MentaLLaMA” based on the Large Language Model Meta AI (LLaMA) architecture thrice with the instruction to evaluate them by providing responses to 2 psychometric instruments, the RAND-36 questionnaire assessing HRQoL and the eating disorder examination questionnaire. With the resulting LLM-generated scores, we calculated multilevel models with a random intercept for gender and sexual orientation (accounting for within-vignette variance), nested in vignettes (accounting for between-vignette variance).
Results: In ChatGPT-4, the multilevel model with 360 observations indicated a significant association with gender for the RAND-36 mental composite summary (conditional means: 12.8 for male and 15.1 for female cases; 95% CI of the effect –6.15 to -0.35; P=.04) but neither with sexual orientation (P=.71) nor with an interaction effect (P=.37). We found no indications for main effects of gender (conditional means: 5.65 for male and 5.61 for female cases; 95% CI –0.10 to 0.14; P=.88), sexual orientation (conditional means: 5.63 for heterosexual and 5.62 for homosexual cases; 95% CI –0.14 to 0.09; P=.67), or for an interaction effect (P=.61, 95% CI –0.11 to 0.19) for the eating disorder examination questionnaire overall score (conditional means 5.59-5.65 95% CIs 5.45 to 5.7). MentaLLaMA did not yield reliable results.
Conclusions: LLM-generated mental HRQoL estimates for AN and BN case vignettes may be biased by gender, with male cases scoring lower despite no real-world evidence supporting this pattern. This highlights the risk of bias in generative artificial intelligence in the field of mental health. Understanding and mitigating biases related to gender and other factors, such as ethnicity, and socioeconomic status are crucial for responsible use in diagnostics and treatment recommendations.
Background: Suicide represents a critical public health concern, and machine learning (ML) models offer the potential for identifying at-risk individuals. Recent studies using benchmark datasets and real-world social media data have demonstrated the capability of pretrained large language models in predicting suicidal ideation and behaviors (SIB) in speech and text.
Objective: This study aimed to (1) develop and implement ML methods for predicting SIBs in a real-world crisis helpline dataset, using transformer-based pretrained models as a foundation; (2) evaluate, cross-validate, and benchmark the model against traditional text classification approaches; and (3) train an explainable model to highlight relevant risk-associated features.
Methods: We analyzed chat protocols from adolescents and young adults (aged 14-25 years) seeking assistance from a German crisis helpline. An ML model was developed using a transformer-based language model architecture with pretrained weights and long short-term memory layers. The model predicted suicidal ideation (SI) and advanced suicidal engagement (ASE), as indicated by composite Columbia-Suicide Severity Rating Scale scores. We compared model performance against a classical word-vector-based ML model. We subsequently computed discrimination, calibration, clinical utility, and explainability information using a Shapley Additive Explanations value-based post hoc estimation model.
Results: The dataset comprised 1348 help-seeking encounters (1011 for training and 337 for testing). The transformer-based classifier achieved a macroaveraged area under the curve (AUC) receiver operating characteristic (ROC) of 0.89 (95% CI 0.81-0.91) and an overall accuracy of 0.79 (95% CI 0.73-0.99). This performance surpassed the word-vector-based baseline model (AUC-ROC=0.77, 95% CI 0.64-0.90; accuracy=0.61, 95% CI 0.61-0.80). The transformer model demonstrated excellent prediction for nonsuicidal sessions (AUC-ROC=0.96, 95% CI 0.96-0.99) and good prediction for SI and ASE, with AUC-ROCs of 0.85 (95% CI 0.97-0.86) and 0.87 (95% CI 0.81-0.88), respectively. The Brier Skill Score indicated a 44% improvement in classification performance over the baseline model. The Shapley Additive Explanations model identified language features predictive of SIBs, including self-reference, negation, expressions of low self-esteem, and absolutist language.
Conclusions: Neural networks using large language model–based transfer learning can accurately identify SI and ASE. The post hoc explainer model revealed language features associated with SI and ASE. Such models may potentially support clinical decision-making in suicide prevention services. Future research should explore multimodal input features and temporal aspects of suicide risk.
Background: As digital mental health delivery becomes increasingly prominent, a solid evidence base regarding its efficacy is needed.
Objective: This study aims to synthesize evidence on the comparative efficacy of systemic psychotherapy interventions provided via digital versus face-to-face delivery modalities.
Methods: We followed PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) guidelines for searching PubMed, Embase, Cochrane CENTRAL, CINAHL, PsycINFO, and PSYNDEX and conducting a systematic review and meta-analysis. We included randomized controlled trials comparing mental, behavioral, and somatic outcomes of systemic psychotherapy interventions using self- and therapist-guided digital versus face-to-face delivery modalities. The risk of bias was assessed with the revised Cochrane Risk of Bias tool for randomized trials. Where appropriate, we calculated standardized mean differences and risk ratios. We calculated separate mean differences for nonaggregated analysis.
Results: We screened 3633 references and included 12 articles reporting on 4 trials (N=754). Participants were youths with poor diabetic control, traumatic brain injuries, increased risk behavior likelihood, and parents of youths with anorexia nervosa. A total of 56 outcomes were identified. Two trials provided digital intervention delivery via videoconferencing: one via an interactive graphic interface and one via a web-based program. In total, 23% (14/60) of risk of bias judgments were high risk, 42% (25/60) were some concerns, and 35% (21/60) were low risk. Due to heterogeneity in the data, meta-analysis was deemed inappropriate for 96% (54/56) of outcomes, which were interpreted qualitatively instead. Nonaggregated analyses of mean differences and CIs between delivery modalities yielded mixed results, with superiority of the digital delivery modality for 18% (10/56) of outcomes, superiority of the face-to-face delivery modality for 5% (3/56) of outcomes, equivalence between delivery modalities for 2% (1/56) of outcomes, and neither superiority of one modality nor equivalence between modalities for 75% (42/56) of outcomes. Consequently, for most outcome measures, no indication of superiority or equivalence regarding the relative efficacy of either delivery modality can be made at this stage. We further meta-analytically compared digital versus face-to-face delivery modalities for attrition (risk ratio 1.03, 95% CI 0.52-2.03; P=.93) and number of sessions attended (standardized mean difference –0.11; 95% CI –1.13 to –0.91; P=.83), finding no significant differences between modalities, while CIs falling outside the range of the minimal important difference indicate that equivalence cannot be determined at this stage.
Conclusions: Evidence on digital and face-to-face modalities for systemic psychotherapy interventions is largely heterogeneous, limiting conclusions regarding the differential efficacy of digital and face-to-face delivery. Nonaggregated and meta-analytic analyses did not indicate the superiority of either delivery condition. More research is needed to conclude if digital and face-to-face delivery modalities are generally equivalent or if—and in which contexts—one modality is superior to another.
Background: Psychoeducation positively influences the psychological components of chronic low back pain (CLBP) in conventional treatments. The digitalization of health care has led to the discussion of virtual reality (VR) interventions. However, CLBP treatments in VR have some limitations due to full immersion. In comparison, augmented reality (AR) supplements the real world with virtual elements involving one’s own body sensory perception and can combine conventional and VR approaches.
Objective: The aim of this study was to review the state of research on the treatment of CLBP through psychoeducation, including immersive technologies, and to formulate suggestions for psychoeducation in AR for CLBP.
Methods: A scoping review following PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) guidelines was performed in August 2024 by using Livivo ZB MED, PubMed, Web of Science, American Psychological Association PsycINFO (PsycArticle), and PsyArXiv Preprints databases. A qualitative content analysis of the included studies was conducted based on 4 deductively extracted categories.
Results: We included 12 studies published between 2019 and 2024 referring to conventional and VR-based psychoeducation for CLBP treatment, but no study referred to AR. In these studies, educational programs were combined with physiotherapy, encompassing content on pain biology, psychological education, coping strategies, and relaxation techniques. The key outcomes were pain intensity, kinesiophobia, pain catastrophizing, degree of disability, quality of life, well-being, self-efficacy, depression, attrition rate, and user experience. Passive, active, and gamified strategies were used to promote intrinsic motivation from a psychological point of view. Regarding user experience from a software development perspective, user friendliness, operational support, and application challenges were recommended.
In the face of uncontrollable complexity, the concept of a rational design of the organization is being replaced by the notion of an open future that is inherently unpredictable and unplanable. In rapidly changing environments, organizations and leaders are confronted with a constant stream of irritations and unexpected developments, that require ongoing attention. This prompts the question of whether the conceptualization of digital transformation as a paradigm shift also implies the need for new forms of leadership. The article analyzes the discourse on digital leadership and assesses the extent to which this concept relativizes leadership in the context of the evolution of leadership theory, which is characterized by a persistent process of modification and relativization of preceding concepts. Leadership concepts are not only responsive to general needs, but also vary according to specific contexts, such as non-profit leadership or leadership in social welfare organizations and meta-organizations. Results of a discourse analysis, which underscore the significance of adopting a complexity theory perspective on digital leadership, will therefore be contrasted with the initial findings of an empirical study on digitization in such meta-organizations. This allows for a discussion of the general findings on the revitalization of leadership, which will serve as a paradigmatic example of the previously developed context. The article concludes with implications for further theory development with the aim of making a specific contribution to organization-sensitive digitization research. The findings of the empirical study indicate the significance of employing informal structures and a heightened emphasis on subjectivity within meta-organizations, as opposed to the formal structures of organizations. The concept of digital leadership does not signify the obsolescence of traditional leadership; rather, it can be conceptualized as an advanced form of unheroic leadership within the context of external and internal complexity.
Investment theory and related theoretical approaches suggest a dynamic interplay between crystallized intelligence, fluid intelligence, and investment traits like need for cognition. Although cross-sectional studies have found positive correlations between these constructs, longitudinal research testing all of their relations over time is scarce. In our pre-registered longitudinal study, we examined whether initial levels of crystallized intelligence, fluid intelligence, and need for cognition predicted changes in each other. We analyzed data from 341 German students in grades 7–9 who were assessed twice, one year apart. Using multi-process latent change score models, we found that changes in fluid intelligence were positively predicted by prior need for cognition, and changes in need for cognition were positively predicted by prior fluid intelligence. Changes in crystallized intelligence were not significantly predicted by prior Gf, prior NFC, or their interaction, contrary to theoretical assumptions. This pattern of results was largely replicated in a model including all constructs simultaneously. Our findings support the notion that intelligence and investment traits, particularly need for cognition, positively interact during cognitive development, but this interplay was unexpectedly limited to Gf.
Attention in social interactions is directed by social cues such as the face or eye region of an interaction partner. Several factors that influence these attentional biases have been identified in the past. However, most findings are based on paradigms with static stimuli and no interaction potential. Therefore, the current study investigated the influence of one of these factors, namely facial affect in natural social interactions using an evaluated eye-tracking setup. In a sample of 35 female participants, we examined how individuals’ gaze behavior responds to changes in the facial affect of an interaction partner trained in affect modulation.
Our goal was to analyze the effects on attention to facial features and to investigate their temporal dynamics in a natural social interaction. The study results, obtained from both aggregated and dynamic analyses, indicate that facial affect has only subtle influences on gaze behavior during social interactions. In a sample with high measurement precision, these findings highlight the difficulties of capturing the subtleties of social attention in more naturalistic settings. The methodology used in this study serves as a foundation for future research on social attention differences in more ecologically valid scenarios.
Job crafting is the behavior that employees engage in to create personally better fitting work environments, for example, by increasing challenging job demands. To better understand the driving forces behind employees’ engagement in job crafting, we investigated implicit and explicit power motives. While implicit motives tend to operate at the unconscious, explicit motives operate at the unconscious level. We focused on power motives, as power is an agentic motive characterized by the need to influence your environment. Although power is relevant to job crafting in its entirety, in this study, we link it to increasing challenging job demands due to its relevance to job control, which falls under the umbrella of power. Using a cross-sectional design, we collected survey data from a sample of Lebanese nurses (N = 360) working in 18 different hospitals across the country. In both implicit and explicit power motive measures, we focused on integrative power that enable people to stay calm and integrate opposition. The results showed that explicit power predicted job crafting (H1) and that implicit power amplified this effect (H2). Furthermore, job crafting mediated the relationship between congruently high power motives and positive work-related outcomes (H3) that were interrelated (H4). Our findings unravel the driving forces behind one of the most important dimensions of job crafting and extend the benefits of motive congruence to work-related outcomes.
Aims: Fear of physical activity (PA) is discussed as a barrier to regular exercise in patients with heart failure (HF), but HF-specific theoretical concepts are lacking. This study examined associations of fear of PA, heart-focused anxiety and trait anxiety with clinical characteristics and self-reported PA in outpatients with chronic HF. It was also investigated whether personality-related coping styles for dealing with health threats impact fear of PA via symptom perception.
Methods and results: This cross-sectional study enrolled 185 HF outpatients from five hospitals (mean age 62 ± 11 years, mean ejection fraction 36.0 ± 12%, 24% women). Avoidance of PA, sports/exercise participation (yes/no) and the psychological characteristics were assessed by self-reports. Fear of PA was assessed by the Fear of Activity in Situations–Heart Failure (FActS-HF15) questionnaire. In multivariable regression analyses higher NYHA class (b = 0.26, p = 0.036) and a higher number of HF drugs including antidepressants (b = 0.25, p = 0.017) were independently associated with higher fear of PA, but not with heart-focused fear and trait anxiety. Of the three anxiety scores only increased fear of PA was independently associated with more avoidance behavior regarding PA (b = 0.45, SE = 0.06, p < 0.001) and with increased odds of no sports/exercise participation (OR = 1.34, 95% CI 1.03–1.74, p = 0.028). Attention towards cardiac symptoms and symptom distress were positively associated with fear of PA (p < 0.001), which explained higher fear of PA in patients with a vigilant (directing attention towards health threats) coping style (p = 0.004).
Conclusions: Fear of PA assessed by the FActS-HF15 is a specific type of anxiety in patients with HF. Attention towards and being distressed by HF symptoms appear to play a central role in fear of PA, particularly in vigilant patients who are used to direct their attention towards health threats. These findings provide approaches for tailored interventions to reduce fear of PA and to increase PA in patients with HF.
The turnover and stabilization of organic matter (OM) in soils depend on mass and energy fluxes. Understanding the energy content of soil organic matter (SOM) is therefore of crucial importance, but this has hardly been studied so far, especially in mineral soils. In this study, combustion calorimetry (bomb calorimetry) was applied to determine the energy content (combustion enthalpy, ΔCH) of various materials: litter inputs, forest floor layers (OL, OF, OH), and bulk soil and particulate organic matter (POM) from topsoils (0–5 cm). Samples were taken from 35-year-old monocultural stands of Douglas fir (Pseudotsuga menziesii), black pine (Pinus nigra), European beech (Fagus sylvatica), and red oak (Quercus rubra) grown under highly similar soil, landscape and boundary conditions. This allowed to investigate the influence of the degree of transformation and litter quality on the ΔCH of SOM. Tree species fuel the soil C cycle with high-energy litter (38.9 ± 1.1 kJ g−1C) and fine root biomass (35.9 ± 1.1 kJ g−1C). As plant material is transformed to SOM, ΔCH decreases in the order: OL (36.8 ± 1.6 kJ g−1C) ≥ OF (35.9 ± 3.7 kJ g−1C) > OH (30.6 ± 7.0 kJ g−1C) > 0–5 cm bulk soil (22.9 ± 8.2 kJ g−1C). It indicates that the energy content of OM decreases with transformation and stabilization, as microorganisms extract energy from organic compounds for growth and maintenance, resulting in lower-energy bulk SOM. The POM fraction has 1.6-fold higher ΔCH compared to the bulk SOM. Tree species significantly affect ΔCH of SOM in the mineral soil with the lowest values under beech (12.7 ± 3.4 kJ g−1C). The energy contents corresponded to stoichiometric and isotopic parameters as proxies for the degree of transformation. In conclusion, litter quality, in terms of elemental composition and energy content, defines the pathway and degree of the energy-driven microbially mediated transformation and stabilization of SOM.
In the present study, we tested whether processing information in the context of an ancestral survival scenario enhances episodic memory performance in older adults and in stroke patients. In an online study (Experiment 1), healthy young and older adults rated words according to their relevance to an ancestral survival scenario, and subsequent free recall performance was compared to a pleasantness judgment task and a moving scenario task in a within-subject design. The typical survival processing effect was replicated: Recall rates were highest in the survival task, followed by the moving and the pleasantness judgment task. Although older adults showed overall lower recall rates, there was no evidence for differences between the age groups in the condition effects. Experiment 2 was conducted in a neurological rehabilitation clinic with a sample of patients who had suffered from a stroke within the past 5 months. On the group level, Experiment 2 revealed no significant difference in recall rates between the three conditions. However, when accounting for overall memory abilities and executive function, independently measured in standardized neuropsychological tests, patients showed a significant survival processing effect. Furthermore, only patients with high executive function scores benefitted from the scenario tasks, suggesting that intact executive function may be necessary for a mnemonic benefit. Taken together, our results support the idea that the survival processing task – a well-studied task in the field of experimental psychology – may be incorporated into a strategy to compensate for memory dysfunction.
The viviparous eelpout Zoarces viviparus is a common fish across the North Atlantic and has successfully colonized habitats across environmental gradients. Due to its wide distribution and predictable phenotypic responses to pollution, Z. viviparus is used as an ideal marine bioindicator organism and has been routinely sampled over decades by several countries to monitor marine environmental health. Additionally, this species is a promising model to study adaptive processes related to environmental change, specifically global warming. Here, we report the chromosome-level genome assembly of Z. viviparus, which has a size of 663 Mb and consists of 607 scaffolds (N50 = 26 Mb). The 24 largest represent the 24 chromosomes of the haploid Z. viviparus genome, which harbors 98% of the complete Benchmarking Universal Single-Copy Orthologues defined for ray-finned fish, indicating that the assembly is highly contiguous and complete. Comparative analyses between the Z. viviparus assembly and the chromosome-level genomes of two other eelpout species revealed a high synteny, but also an accumulation of repetitive elements in the Z. viviparus genome. Our reference genome will be an important resource enabling future in-depth genomic analyses of the effects of environmental change on this important bioindicator species.
What does it mean when the future of one’s life is exposed to the inscrutable will of an intangible other? And what are the possibilities of still asserting oneself when pushed to the limit? Nuancing the feelings of different actors in a detention centre and analysing how everyday moods, affects and violence intertwine, I explore how the randomly cruel and often-inexplicable logic of the contemporary deportation regime pushes migrants to their limits. Taking as my starting point the argument that deportation practices are effective because they operate on an affective level, I show how affective experiences manifest themselves bodily and how violent practices and discourses reverberate in bodies. I argue that ‘bodies under pressure’ are testimonies of racialised histories of exclusion, and I show how they become calls for social recognition. Exploring small, often-unintended acts of rebellion against exhausting deportation practices, I stress the existential necessity and social importance of including oneself in the realm of meaning.
Introduction: Conventional agricultural land-use may negatively impact biodiversity and the environment due to the increased disturbances to the soil ecosystem by tillage, for example. Cultivation of the perennial grain intermediate wheatgrass (Thinopyrum intermedium, IWG, Kernza®) is a nature-based solution for sustainable agriculture, improving nutrient retention mainly through its extensive root system. Nematodes serve as sensitive bioindicators, detecting early changes in the soil food web, reflecting in changes in their community structure.
Materials and Methods:IWG and annual wheat sites in South France, Belgium and South Sweden were investigated in April 2022 for two depths (5–15 cm; 25–35 cm) to evaluate the difference in nematode community structure among the cropping systems.
Results: Sites with IWG cultivation held an accumulation of structure indicators (c-p 3–5 nematodes) compared to sites with annual wheat cultivation. A generalised linear mixed model revealed significantly more root feeders, especially for the subsoil, under IWG as a result of the perennial cultivation. The maturity index, plant-parasitic index, channel index and structure index were greater for IWG sites. The enrichment index was greater for annual wheat sites due to the dominance of bacterivores and enrichment indicators (c-p 1 nematodes). The nematode community structure (weighted faunal profile analysis) indicates IWG sites as being a generally undisturbed system with efficient nutrient cycling and balanced distribution of feeding types, as well as higher metabolic footprint values for root feeders (including plant-parasitic nematodes) and fungivores. Annual wheat sites, on the other hand, held indicators of a disturbed system with increased occurrence of opportunistic species and a more bacterial driven pathway. The topsoil had an increased occurrence of structure indicators in both cropping systems.
Conclusion: IWG creates favourable conditions for a diverse food web, including improved nutrient cycling and a heterogeneous resource environment, regardless of climatic conditions, establishing it as a stable and resilient agricultural management system.
Older adults who worry about their own cognitive capabilities declining, but who do not show evidence of actual cognitive decline in neuropsychological tests, are at an increased risk of being diagnosed with dementia at a later time. Since neural markers may be more sensitive to early stages of cognitive decline, in the present study we examined whether event-related potential responses
of feedback processing, elicited in a probabilistic learning task, differ between healthy older adults recruited from the community, who either did (subjective cognitive decline/SCD-group) or did not report (No-SCD group) worry about their own cognition declining beyond the normal age-related development. In the absence of group differences in learning from emotionally charged feedback in the probabilistic learning task, the amplitude of the feedback-related negativity (FRN) varied with feedback valence differently in the two groups: In the No-SCD group, the FRN was larger for positive than negative feedback, while in the SCD group, FRN amplitude did not differ between positive and negative feedback. The P3b was enhanced for negative feedback in both groups, and group differences in P3b amplitude were not significant. Altered sensitivity in neural processing of negative versus positive feedback may be a marker of SCD.
Introduction: This study examined the sources and factors of resilience in Russian sexual and gender minorities. We hypothesized that, through their involvement in the lesbian, gay, bisexual, and transgender (LGBT) community (source of resilience), LGBT people establish friendships that provide them with social support (factor of resilience), which in turn should contribute to their mental health.
Method: The study sample consisted of 1,127 young and middle-aged LGBT adults (18 to 50 years) from Russia. We collected the data online and anonymously. Results: Partial mediation could be confirmed. LGBT people who were involved in “their” community reported more social support from friends, which partially mediated the positive association between community involvement and mental health. The mediation remained significant when we controlled for demographics and outness as potential covariates. Additional analyses showed that the present sample reported lower mental health but not less social support than Russian nonminority samples recruited in previous research.
Conclusion: Our study underlines the importance of the LGBT community in times of increasing stigmatization of sexual and gender minorities.
Introduction: Across various cultural contexts, success in goal realization relates to individuals’ well-being. Moreover, commitment to and successful pursuance of goals are crucial when searching for a meaningful identity in adolescence. However, individuals’ goals differ in how much they match their implicit motive dispositions. We hypothesized that successful pursuance of affiliation goals positively relates to commitment-related dimensions of interpersonal identity development (domain: close friends) that, in turn, predict adolescents’ level of well-being. However, we further assumed that the links between goal success and identity commitment are particularly pronounced among adolescents who are characterized by a high implicit affiliation motive.
Methods: To scrutinize the generalizability of the assumed relationships, data were assessed among adolescents in individualistic (Germany) and collectivistic (Zambia) cultural contexts.
Results: Regardless of adolescents’ cultural background, we found that commitment-related dimensions of interpersonal identity development mediate the link between successful attainment of affiliation goals and well-being, particularly among adolescents with a pronounced implicit affiliation motive; that is, the strength of the implicit affiliation motive moderates the association
between goal success and identity commitment.
Conclusion: We discuss findings concerning universal effects of implicit motives on identity commitment and well-being.
The cold pressor test (CPT) elicits strong cardiovascular reactions via activation of the sympathetic nervous system (SNS), yielding subsequent increases in heart rate (HR) and blood pressure (BP). However, little is known on how exposure to the CPT affects cardiac ventricular repolarization. Twenty-eight healthy males underwent both a bilateral feet CPT and a warm water (WW) control condition on two separate days, one week apart. During pre-stress baseline and stress induction cardiovascular signals (ECG lead II, Finometer BP) were monitored continuously. Salivary cortisol and subjective stress ratings were assessed intermittently. Corrected QT (QTc) interval length and T-wave amplitude (TWA) were assessed for each heartbeat and subsequently aggregated individually over baseline and stress phases, respectively. CPT increases QTc interval length and elevates the TWA. Stress-induced changes in cardiac repolarization are only in part and weakly correlated with cardiovascular and cortisol stress-reactivity. Besides its already well-established effects on cardiovascular, endocrine, and subjective responses, CPT also impacts on cardiac repolarization by elongation of QTc interval length and elevation of TWA. CPT effects on cardiac repolarization share little variance with the other indices of stress reactivity, suggesting a potentially incremental value of this parameter for understanding psychobiological adaptation to acute CPT stress.
Mindfulness is a popular technique that helps people to get closer to their self. However, recent findings indicate that mindfulness may not benefit everybody. In the present research, we hypothesized that mindfulness promotes alienation from the self among individuals with low abilities to self-regulate affect (state-oriented individuals) but not among individuals with high abilities to self-regulate affect (action-oriented individuals). In two studies with participants who were mostly naïve to mindfulness practices (70% indicated no experience; N1 = 126, 42 men, 84 women, 0 diverse, aged 17–86 years, Mage = 31.87; N2 = 108, 30 men, 75 women, 3 diverse, aged 17–69 years, Mage = 28.00), we tested a mindfulness group (five-minute mindfulness exercise) against a control group (five-minute text reading). We operationalized alienation as lower consistency in repeated preference judgments and a lower tendency to adopt intrinsic over extrinsic goal recommendations. Results showed that, among state-oriented participants, mindfulness led to significantly lower consistency of preference judgments (Study 1) and lower adoption of intrinsic over extrinsic goals (Study 2) compared to text reading. The alienating effect was absent among action-oriented participants. Thus, mindfulness practice may alienate psychologically vulnerable people from their self and hamper access to preferences and intrinsic goals. We discuss our findings within Personality-Systems-Interactions (PSI) theory.
Using validated stimulus material is crucial for ensuring research comparability and replicability. However, many databases rely solely on bidimensional valence ratings, ranging from negative to positive. While this material might be appropriate for certain studies, it does not reflect the complexity of attitudes and therefore might hamper the unambiguous interpretation of some study results. In fact, most databases cannot differentiate between neutral (i.e., neither positive nor negative) and ambivalent (i.e., simultaneously positive and negative) attitudes. Consequently, even presumably univalent (only positive or negative) stimuli cannot be clearly distinguished from ambivalent ones when selected via bipolar rating scales. In the present research, we introduce the Trier Univalence Neutrality Ambivalence (TUNA) database, a database containing 304,262 validation ratings from heterogeneous samples of 3,232 participants and at least 20 (M = 27.3, SD = 4.84) ratings per self-report scale per picture for a variety of attitude objects on split semantic differential scales. As these scales measure positive and negative evaluations independently, the TUNA database allows to distinguish univalence, neutrality, and ambivalence (i.e., potential ambivalence). TUNA also goes beyond previous databases by validating the stimulus materials on affective outcomes such as experiences of conflict (i.e., felt ambivalence), arousal, anger, disgust, and empathy. The TUNA database consists of 796 pictures and is compatible with other popular databases. It sets a focus on food pictures in various forms (e.g., raw vs. cooked, non-processed vs. highly processed), but includes pictures of other objects that are typically used in research to study univalent (e.g., flowers) and ambivalent (e.g., money, cars) attitudes for comparison. Furthermore, to facilitate the stimulus selection the TUNA database has an accompanying desktop app that allows easy stimulus selection via a ultitude of filter options.
Environmental DNA (eDNA) metabarcoding promises to be a cost- and time-efficient monitoring tool to detect interactions of arthropods with plants. However, observation-based verification of the eDNA-derived data is still required to confirm the reliability of those detections, i.e., to verify whether the arthropods have previously interacted with the plant. Here, we conducted a comparative analysis of the performance of eDNA metabarcoding and video camera observations to detect arthropod communities associated with sunflowers (Helianthus annuus, L.). We compared the taxonomic composition, interaction type, and diversity by testing for an effect of arthropod interaction time and occupancy on successful taxon recovery by eDNA. We also tested if prewashing of the flowers successfully removed eDNA deposition from before the video camera recording, thus enabling a reset of the community for standardized monitoring. We find that eDNA and video camera observations recovered distinct communities, with about a quarter of the arthropod families overlapping. However, the overlapping taxa comprised ~90% of the interactions observed by the video camera. Interestingly, eDNA metabarcoding recovered more unique families than the video cameras, but approximately two-thirds of those unique observations were of rare species. The eDNA-derived families were biased toward plant sap-suckers, showing that such species may deposit more eDNA than, for example, transient pollinators. We also find that prewashing of the flower heads did not suffice to remove all eDNA traces, suggesting that eDNA on plants may be more temporally stable than previously thought. Our work highlights the great potential of eDNA as a tool to detect plant-arthropod interactions, particularly for specialized and frequently interacting taxa.
The French Enlightenment is a pivotal period in European intellectual and literary history, which can be studied through this dataset of French novels first published between 1751 and 1800. This collection contains 200 French novels in TEI/XML, encoded according to the ‘level-1 schema’ of the European Literary Text Collection (ELTeC), and carefully compiled to reflect the known historical publication of French Novels in that period regarding publication year, gender of author and narrative form. The dataset is connected to a bigger knowledge graph of 331,671 Resource Description Framework triples (RDF) built within the project ‘Mining and Modeling Text’ at Trier University, Germany (2019–2023).
Amphibians globally suffer from emerging infectious diseases like chytridiomycosis caused by the continuously spreading chytrid fungi. One is Batrachochytrium salamandrivorans (Bsal) and its disease ‒ the ‘salamander plague’ ‒ which is lethal to several caudate taxa. Recently introduced into Western Europe, long distance dispersal of Bsal, likely through human mediation, has been reported. Herein we study if Alpine salamanders (Salamandra atra and S. lanzai) are yet affected by the salamander plague in the wild. Members of the genus Salamandra are highly susceptible to Bsal leading to the lethal disease. Moreover, ecological modelling has shown that the Alps and Dinarides, where Alpine salamanders occur, are generally suitable for Bsal. We analysed skin swabs of 818 individuals of Alpine salamanders and syntopic amphibians at 40 sites between 2017 to 2022. Further, we compiled those with published data from 319 individuals from 13 sites concluding that Bsal infections were not detected. Our results suggest that the salamander plague so far is absent from the geographic ranges of Alpine salamanders. That means that there is still a chance to timely implement surveillance strategies. Among others, we recommend prevention measures, citizen science approaches, and ex situ conservation breeding of endemic salamandrid lineages.
Globalization significantly transforms labor markets. Advances in production technologies, transportation, and political integration reshape how and where goods and services are produced. Local economic conditions and diverse policy responses create varying speeds of change, affecting regions' attractiveness for living and working -- and promoting mobility.
Competition for talent necessitates a deep understanding of why individuals choose specific destinations, how to ensure their effective labor market integration, and what workplace factors affect workers' well-being.
This thesis focuses on two crucial aspects of labor market change -- Migration and workplace technological change. It contributes to our understanding of the determinants of labor mobility, the factors facilitating migrant integration, and the role of workplace automation for worker well-being.
Chapter 2 investigates the relationship between minimum wages (MWs) and regional worker mobility in the EU. EU citizens are free to work anywhere in the common market, which allows them to take advantage of the significant variation in MWs across the EU. However, although MWs are set at the national level, it is also their local relevance that varies substantially -- depending on factors such as the share of affected workers or the extent to which they shift local compensation levels. These variations may attract workers from elsewhere, from within a country or from abroad.
Analyzing regional variations in the Kaitz index, a measure of local MW impact, reveals that higher MWs can significantly increase inflows of low-skilled EU workers, particularly in central Europe.
Chapter 3 examines the inequality in returns to skills experienced by immigrants, focusing on the role of linguistic proximity between migrants' origin and destination countries. Harmonized individual-level data from nine linguistically diverse migrant-hosting economies allows for an analysis of the wage gaps faced by immigrants from various origins, implicitly indicating how well they and their skills are integrated into the local labor markets. The analysis reveals that greater linguistic distance is associated with a higher wage penalty for highly skilled immigrants and a lower position in the wage distribution for those without tertiary education.
Chapter 4 investigates an institutional factor potentially relevant for the integration of immigrants -- the labor market impact of Confucius Institutes (CIs), Chinese government-sponsored institutions that promote Chinese language and culture abroad. CIs have been found to foster trade and cultural exchange, indicating their potential relevance in shaping attitudes and trust of natives towards China and Chinese individuals. Examining the relationship between local CI presence and the wages of Chinese immigrants in local labor markets of the United States, the analysis reveals that CIs associate with significantly reduced wages for nearby residing Chinese immigrants. An event study demonstrates that the mere announcement of a new CI negatively impacts local wages for Chinese immigrants, independent of the CI's actual opening.
Chapter 5 explores how working in automatable jobs affects life satisfaction in Germany. Following earlier literature, we classify occupations by potential for automation, and define the top third of occupations in this metric as \textit{automatable jobs}. We find workers in highly automatable jobs reporting a lower life satisfaction. Moreover, we detect a non-linearity, where workers in moderately automatable jobs (the second third of the distribution) experience a positive association with life satisfaction. Overall, the negative relationship of automation is most pronounced among younger and blue-collar workers, irrespective of the non-linearity.
Ensuring fairness in machine learning models is crucial for ethical and unbiased automated decision-making. Classifications from fair machine learning models should not discriminate against sensitive variables such as sexual orientation and ethnicity. However, achieving fairness is complicated by biases inherent in training data, particularly when data is collected through group sampling, like stratified or cluster sampling as often occurs in social surveys. Unlike the standard assumption of independent observations in machine learning, clustered data introduces correlations that can amplify biases, especially when cluster assignment is linked to the target variable.
To address these challenges, this cumulative thesis focuses on developing methods to mitigate unfairness in machine learning models. We propose a fair mixed effects support vector machine algorithm, a Cluster-Regularized Logistic Regression and a fair Generalized Linear Mixed Model based on boosting, all of them are capable of handling both grouped data and fairness constraints simultaneously. Additionally, we introduce a Julia package, FairML.jl, which provides a comprehensive framework for addressing fairness issues. This package offers a preprocessing technique, based on resampling methods, to mitigate biases in the data, as well as a post-processing method, that seeks for a optimal cut-off selection.
To improve fairness in classifications both processes can be incorporated in any classification method available in the MLJ.jl package. Furthermore, FairML.jl incorporates in-processing approaches, such as optimization-based techniques for logistic regression and support vector machine, to directly address fairness during model training in regular and mixed models.
By accounting for data complexities and implementing various fairness-enhancing strategies, our work aims to contribute to the development of more equitable and reliable machine learning models.
Der Trierer Wohnungsmarkt ist in den vergangenen Jahren durch steigende Mieten gekennzeichnet. Dies führt zu Herausforderungen für die Bevölkerung, insbesondere für einkommensschwächere Haushalte. In diesem Atlas zeigen wir diese Entwicklung der Angebotsmieten auf und verdeutlichen, dass der Mietwohnungsmarkt in Teilmärkte segmentiert ist. Angesichts der Preissteigerungen über alle Segmente hinweg ist es notwendig, dass die Diskussion um bezahlbaren Wohnraum und gezielte stadtpolitische Maßnahmen stärker in den Fokus rückt, um langfristig eine soziale Stadtentwicklung Triers zu gewährleisten. Mit diesem Atlas wollen wir daher stadtpolitisch Aktiven und anderen Interessierten Materialien an die Hand geben, um die Wohnungspolitik der Stadt einordnen zu können.
This paper presents the results of the human-robot interaction (HRI) study with German native speakers addressing the robot in their L1 and in L2 English. The aim of the experiment is to test the strategies of providing clarifications when talking to the voice assistant in a task involving teaching complex vocabulary. The analyses is based on spectral (F1, F2, and mean F0) and temporal (vowel length) features excerpted from the target words. With reference to a theoretical framework of hyperarticulation and hypoarticulation, these acoustic measures were compared across the iterations of the target words (first vs. second iteration). Results showed that participants, when asked for clarification by an inanimate interlocutor, do not hyperarticulate, but try to preserve the surface representation of target words across the iterations. These findings suggest that acoustic characteristics of clarifications directed to voice assistants differ from the ones directed to human interlocutors.
This dissertation addresses the measurement and evaluation of the energy and resource efficiency of software systems. Studies show that the environmental impact of Information and Communications Technologies (ICT) is steadily increasing and is already estimated to be responsible for 3 % of the total greenhouse gas (GHG) emissions. Although it is the hardware that consumes natural resources and energy through its production, use, and disposal, software controls the hardware and therefore has a considerable influence on the used capacities. Accordingly, it should also be attributed a share of the environmental impact. To address this softwareinduced impact, the focus is on the continued development of a measurement and assessment model for energy and resource-efficient software. Furthermore, measurement and assessment methods from international research and practitioner communities were compared in order to develop a generic reference model for software resource and energy measurements. The next step was to derive a methodology and to define and operationalize criteria for evaluating and improving the environmental impact of software products. In addition, a key objective is to transfer the developed methodology and models to software systems that cause high consumption or offer optimization potential through economies of scale. These include, e. g., Cyber-Physical Systems (CPS) and mobile apps, as well as applications with high demands on computing power or data volumes, such as distributed systems and especially Artificial Intelligence (AI) systems.
In particular, factors influencing the consumption of software along its life cycle are considered. These factors include the location (cloud, edge, embedded) where the computing and storage services are provided, the role of the stakeholders, application scenarios, the configuration of the systems, the used data, its representation and transmission, or the design of the software architecture. Based on existing literature and previous experiments, distinct use cases were selected that address these factors. Comparative use cases include the implementation of a scenario in different programming languages, using varying algorithms, libraries, data structures, protocols, model topologies, hardware and software setups, etc. From the selection, experimental scenarios were devised for the use cases to compare the methods to be analyzed. During their execution, the energy and resource consumption was measured, and the results were assessed. Subtracting baseline measurements of the hardware setup without the software running from the scenario measurements makes the software-induced consumption measurable and thus transparent. Comparing the scenario measurements with each other allows the identification of the more energyefficient setup for the use case and, in turn, the improvement/optimization of the system as a whole. The calculated metrics were then also structured as indicators in a criteria catalog. These indicators represent empirically determinable variables that provide information about a matter that cannot be measured directly, such as the environmental impact of the software. Together with verification criteria that must be complied with and confirmed by the producers of the software, this creates a model with which the comparability of software systems can be established.
The gained knowledge from the experiments and assessments can then be used to forecast and optimize the energy and resource efficiency of software products. This enables developers, but also students, scientists and all other stakeholders involved in the life cycleof software, to continuously monitor and optimize the impact of their software on energy and resource consumption. The developed models, methods, and criteria were evaluated and validated by the scientific community at conferences and workshops. The central outcomes of this thesis, including a measurement reference model and the criteria catalog, were disseminated in academic journals. Furthermore, the transfer to society has been driven forward, e. g., through the publication of two book chapters, the development and presentation of exemplary best practices at developer conferences, collaboration with industry, and the establishment of the eco-label “Blue Angel” for resource and energy-efficient software products. In the long term, the objective is to effect a change in societal attitudes and ultimately to achieve significant resource savings through economies of scale by applying the methods in the development of software in general and AI systems in particular.
The gender wage gap in labor market outcomes has been intensively investigated for decades, yet it remains a relevant and innovative research topic in labor economics. Chapter 2 of this dissertation explores the pressing issue of gender wage disparity in Ethiopia. By applying various empirical methodologies and measures of occupational segregation, this chapter aims to analyze the role of female occupational segregation in explaining the gender wage gap across the pay distribution. The findings reveal a significant difference in monthly wages, with women consistently earning lower wages across the wage distribution.
Importantly, the result indicates a negative association between female occupational segregation and the average earnings of both men and women. Furthermore, the estimation result shows that female occupational segregation partially explains the gender wage gap at the bottom of the wage distribution. I find that the magnitude of the gender wage gap in the private sector is higher than in the public sector.
In Chapter 3, the Ethiopian Demography and Health Survey data are leveraged to explore the causal relationship between female labor force participation and domestic violence. Domestic violence against women is a pervasive public health concern, particularly in Africa, including Ethiopia, where a significant proportion of women endure various forms of domestic violence perpetrated by intimate partners. Economic empowerment of women through increased participation in the labor market can be one of the mechanisms for mitigating the risk of domestic violence.
This study seeks to provide empirical evidence supporting this hypothesis. Using the employment rate of women at the community level as an instrumental variable, the finding suggests that employment significantly reduces the risk of domestic violence against women. More precisely, the result shows that women’s employment status significantly reduces domestic violence by about 15 percentage points. This finding is robust for different dimensions of domestic violence, such as physical, sexual, and emotional violence.
By examining the employment outcomes of immigrants in the labor market, Chapter 4 extends the dissertation's inquiry to the dynamics of immigrant economic integration into the destination country. Drawing on data from the German Socio-Economic Panel, the chapter scrutinizes the employment gap between native-born individuals and two distinct groups of first-generation immigrants: refugees and other migrants. Through rigorous analysis, Chapter 4 aims to identify the factors contributing to disparities in employment outcomes among these groups. In this chapter, I aim to disentangle the heterogeneity characteristic of refugees and other immigrants in the labor market, thereby contributing to a deeper understanding of immigrant labor market integration in Germany.
The results show that refugees and other migrants are less likely to find employment than comparable natives. The refugee-native employment gap is much wider than other migrant-native employment gap. Moreover, the findings vary by gender and migration categories. While other migrant men do not differ from native men in the probability of being employed, refugee women are the most disadvantaged group compared to other migrant women and native women in the probability of being employed. The study suggests that German language proficiency and permanent resident permits partially explain the lower employment probability of refugees in the German labor market.
Chapter 5 (co-authored with Uwe Jirjahn) utilizes the same dataset to explore the immigrant-native trade union membership gap, focusing on the role of integration in the workplace and into society. The integration of immigrants into society and the workplace is vital not only to improve migrant's performance in the labor market but also to actively participate in institutions such as trade unions. In this study, we argue that the incomplete integration of immigrants into the workplace and society implies that immigrants are less likely to be union members than natives. Our findings show that first-generation immigrants are less likely to be trade union members than natives. Notably, the analysis shows that the immigrant-native gap in union membership depends on immigrants’ integration into the workplace and society. The gap is smaller for immigrants working in firms with a works council and having social contacts with Germans. Moreover, the results reveal that the immigrant-native union membership gap is decreasing in the year since arrival in Germany.
Although universality has fascinated over the last decades, there are still numerous open questions in this field that require further investigation. In this work, we will mainly focus on classes of functions whose Fourier series are universal in the sense that they allow us to approximate uniformly any continuous function defined on a suitable subset of the unit circle.
The structure of this thesis is as follows. In the first chapter, we will initially introduce the most important notation which is needed for our following discussion. Subsequently, after recalling the notion of universality in a general context, we will revisit significant results concerning universality of Taylor series. The focus here is particularly on universality with respect to uniform convergence and convergence in measure. By a result of Menshov, we will transition to universality of Fourier series which is the central object of study in this work.
In the second chapter, we recall spaces of holomorphic functions which are characterized by the growth of their coefficients. In this context, we will derive a relationship to functions on the unit circle via an application of the Fourier transform.
In the second part of the chapter, our attention is devoted to the $\mathcal{D}_{\textup{harm}}^p$ spaces which can be viewed as the set of harmonic functions contained in the $W^{1,p}(\D)$ Sobolev spaces. In this context, we will also recall the Bergman projection. Thanks to the intensive study of the latter in relation to Sobolev spaces, we can derive a decomposition of $\mathcal{D}_{\textup{harm}}^p$ spaces which may be seen as analogous to the Riesz projection for $L^p$ spaces. Owing to this result, we are able to provide a link between $\mathcal{D}_{\textup{harm}}^p$ spaces and spaces of holomorphic functions on $\mathbb{C}_\infty \setminus \s$ which turns out to be a crucial step in determining the dual of $\mathcal{D}_{\textup{harm}}^p$ spaces.
The last section of this chapter deals with the Cauchy dual which has a close connection to the Fantappié transform. As an application, we will determine the Cauchy dual of the spaces $D_\alpha$ and $D_{\textup{harm}}^p$, two results that will prove to be very helpful later on. Finally, we will provide a useful criterion that establishes a connection between the density of a set in the direct sum $X \oplus Y$ and the Cauchy dual of the intersection of the respective spaces.
The subsequent chapter will delve into the theory of capacities and, consequently, potential theory which will prove to be essential in formulating our universality results. In addition to introducing further necessary terminologies, we will define capacities in the first section following [16], however in the frame of separable metric spaces, and revisit the most important results about them.
Simultaneously, we make preparations that allow us to define the $\mathrm{Li}_\alpha$-capacity which will turn out to be equivalent to the classical Riesz $\alpha$-capacity. The $\mathrm{Li}_\alpha$-capacity proves to be more adapted to the $D_\alpha$ spaces. It becomes apparent in the course of our discussion that the $\mathrm{Li}_\alpha$-capacity is essential to prove uniqueness results for the class $D_\alpha$. This leads to the centerpiece of this chapter which forms the energy formula for the $\mathrm{Li}_\alpha$-capacity on the unit circle. More precisely, this identity establishes a connection between the energy of a measure and its corresponding Fourier coefficients. We will briefly deal with the complement-equivalence of capacities before we revisit the concept of Bessel and Riesz capacities, this time, however, in a much more general context, where we will mainly rely on [1]. Since we defined capacities on separable metric spaces in the first section, we can draw a connection between Bessel capacities and $\mathrm{Li}_\alpha$-capacities. To conclude this chapter, we would like to take a closer look at the geometric meaning of capacities. Here, we will point out a connection between the Hausdorff dimension and the polarity of a set, and transfer it to the $\mathrm{Li}_\alpha$-capacity. Another aspect will be the comparison of Bessel capacities across different dimensions, in which the theory of Wolff potentials crystallizes as a crucial auxiliary tool.
In the fourth chapter of this thesis, we will turn our focus to the theory of sets of uniqueness, a subject within the broader field of harmonic analysis. This theory has a close relationship with sets of universality, a connection that will be further elucidated in the upcoming chapter.
The initial section of this chapter will be dedicated to the notion of sets of uniqueness that is specifically adapted to our current context. Building on this concept, we will recall some of the fundamental results of this theory.
In the subsequent section, we will primarily rely on techniques from previous chapters to determine the closed sets of uniqueness for the class $\mathcal{D}_{\alpha}$. The proofs we will discuss are largely influenced by [16, p.\ 178] and [9, pp.\ 82].
One more time, it will become evident that the introduction of the $\mathrm{Li}_\alpha$-capacity in the third chapter and the closely associated energy formula on the unit circle, were the pivotal factors that enabled us to carry out these proofs.
In the final chapter of our discourse, we will present our results on universality. To begin, we will recall a version of the universality criterion which traces back to the work of Grosse-Erdmann (see [26]). Coupled with an outcome from the second chapter, we will prove a result that allows us to obtain the universality of a class using the technique of simultaneous approximation. This tool will play a key role in the proof of our universality results which will follow hereafter.
Our attention will first be directed toward the class $D_\alpha$ with $\alpha$ in the interval $(0,1]$. Here, we summarize that universality with respect to uniform convergence occurs on closed and $\alpha$-polar sets $E \subset \s$. Thanks to results of Carleson and further considerations, which particularly rely on the favorable behavior of the $\mathrm{Li}_\alpha$-kernel, we also find that this result is sharp. In particular, it may be seen as a generalization of the universality result for the harmonic Dirichlet space.
Following this, we will investigate the same class, however, this time for $\alpha \in [-1,0)$. In this case, it turns out that universality with respect to uniform convergence occurs on closed and $(-\alpha)$-complement-polar sets $E \subset \s$. In particular, these sets of universality can have positive arc measure. In the final section, we will focus on the class $D_{\textup{harm}}^p$. Here, we manage to prove that universality occurs on closed and $(1,p)$-polar sets $E \subset \s$. Through results of Twomey [68] combined with an observation by Girela and Pélaez [23], as well as the decomposition of $D_{\textup{harm}}^p$, we can deduce that the closed sets of universality with respect to uniform convergence of the class $D_{\textup{harm}}^p$ are characterized by $(1,p)$-polarity. We conclude our work with an application of the latter result to the class $D^p$. We will show that the closed sets of divergence for the class $D^p$ are given by the $(1,p)$-polar sets.
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