OPUS 4 | Search

Refine

Has Fulltext

yes (909)
no (2)

911 search hits

51 to 100

Sort by

Erstellen von 3D-Objekten aus Fotos und deren lagegenaue Darstellung mithilfe von mobiler AR (2025)

In dieser Dissertation wird der Workflow der Erstellung einer Augmented Reality App für das Projekt „ARmob” auf Androidgeräten beschrieben. Diese App positioniert durch SfM-Technik erstellte, nach dem neuesten Stand der Forschung rekonstruierte 3D-Objekte an ihren ursprünglichen Standort in der Realität. Die virtuellen Objekte werden jeweils vom Standpunkt und Blickwinkel des Betrachters passend in die reale Welt eingeblendet, so dass der Eindruck entsteht, die Objekte seien Teil der Realität. Die lagegenaue Darstellung ist abhängig von der Satellitenerreichbarkeit der GNSS und der Genauigkeit der weiteren Sensoren. Die App soll als Grundlage und Framework für weitere Apps zur Erforschung der Raumwahrnehmung im Bereich der Kartographie dienen.

Convex Duality in Consumption-Portfolio Choice Problems with Epstein-Zin Recursive Preferences (2025)

Jakobs, Jonas Andreas

This thesis deals with consumption-investment allocation problems with Epstein-Zin recursive utility, building upon the dualization procedure introduced by [Matoussi and Xing, 2018]. While their work exclusively focuses on truly recursive utility, we extend their procedure to include time-additive utility using results from general convex analysis. The dual problem is expressed in terms of a backward stochastic differential equation (BSDE), for which existence and uniqueness results are established. In this regard, we close a gap left open in previous works, by extending results restricted to specific subsets of parameters to cover all parameter constellations within our duality setting. Using duality theory, we analyze the utility loss of an investor with recursive preferences, that is, her difference in utility between acting suboptimally in a given market, compared to her best possible (optimal) consumption-investment behaviour. In particular, we derive universal power utility bounds, presenting a novel and tractable approximation of the investors’ optimal utility and her welfare loss associated to specific investment-consumption choices. To address quantitative shortcomings of those power utility bounds, we additionally introduce one-sided variational bounds that offer a more effective approximation for recursive utilities. The theoretical value of our power utility bounds is demonstrated through their application in a new existence and uniqueness result for the BSDE characterizing the dual problem. Moreover, we propose two approximation approaches for consumption-investment optimization problems with Epstein-Zin recursive preferences. The first approach directly formalizes the classical concept of least favorable completion, providing an analytic approximation fully characterized by a system of ordinary differential equations. In the special case of power utility, this approach can be interpreted as a variation of the well-known Campbell-Shiller approximation, improving some of its qualitative shortcomings with respect to state dependence of the resulting approximate strategies. The second approach introduces a PDE-iteration scheme, by reinterpreting artificial completion as a dynamic game, where the investor and a dual opponent interact until reaching an equilibrium that corresponds to an approximate solution of the investors optimization problem. Despite the need for additional approximations within each iteration, this scheme is shown to be quantitatively and qualitatively accurate. Moreover, it is capable of approximating high dimensional optimization problems, essentially avoiding the curse of dimensionality and providing analytical results.

Essays on Financial Market Regimes (2025)

Haase, Felix

This dissertation examines the relevance of regimes for stock markets. In three research articles, we cover the identification and predictability of regimes and their relationships to macroeconomic and financial variables in the United States. The initial two chapters contribute to the debate on the predictability of stock markets. While various approaches can demonstrate in-sample predictability, their predictive power diminishes substantially in out-of-sample studies. Parameter instability and model uncertainty are the primary challenges. However, certain methods have demonstrated efficacy in addressing these issues. In Chapter 1 and 2, we present frameworks that combine these methods meaningfully. Chapter 3 focuses on the role of regimes in explaining macro-financial relationships and examines the state-dependent effects of macroeconomic expectations on cross-sectional stock returns. Although it is common to capture the variation in stock returns using factor models, their macroeconomic risk sources are unclear. According to macro-financial asset pricing, expectations about state variables may be viable candidates to explain these sources. We examine their usefulness in explaining factor premia and assess their suitability for pricing stock portfolios. In summary, this dissertation improves our understanding of stock market regimes in three ways. First, we show that it is worthwhile to exploit the regime dependence of stock markets. Markov-switching models and their extensions are valuable tools for filtering the stock market dynamics and identifying and predicting regimes in real-time. Moreover, accounting for regime-dependent relationships helps to examine the dynamic impact of macroeconomic shocks on stock returns. Second, we emphasize the usefulness of macro-financial variables for the stock market. Regime identification and forecasting benefit from their inclusion. This is particularly true in periods of high uncertainty when information processing in financial markets is less efficient. Finally, we recommend to address parameter instability, estimation risk, and model uncertainty in empirical models. Because it is difficult to find a single approach that meets all of these challenges simultaneously, it is advisable to combine appropriate methods in a meaningful way. The framework should be as complex as necessary but as parsimonious as possible to mitigate additional estimation risk. This is especially recommended when working with financial market data with a typically low signal-to-noise ratio.

Mixed-Integer Optimization Techniques for Robust Bilevel Problems with Here-and-Now Followers (2025)

Beck, Yasmine

In bilevel optimization, some of the variables of an optimization problem have to be an optimal solution to another nested optimization problem. This specific structure renders bilevel optimization a powerful tool for modeling hierarchical decision-making processes, which arise in various real-world applications such as in critical infrastructure defense, transportation, or energy. Due to their nested structure, however, bilevel problems are also inherently hard to solve—both in theory and in practice. Further challenges arise if, e.g., bilevel problems under uncertainty are considered. In this dissertation, we address different types of uncertainties in bilevel optimization using techniques from robust optimization. We study mixed-integer linear bilevel problems with lower-level objective uncertainty, which we tackle using the notion of Gamma-robustness. We present two exact branch-and-cut approaches to solve these Gamma-robust bilevel problems, along with cuts tailored to the important class of monotone interdiction problems. Given the overall hardness of the considered problems, we additionally propose heuristic approaches for mixed-integer, linear, and Gamma-robust bilevel problems. The latter rely on solving a linear number of deterministic bilevel problems so that no problem-specific tailoring is required. We assess the performance of both the exact and the heuristic approaches through extensive computational studies. In addition, we study the problem of determining optimal tolls in a traffic network in which the network users hedge against uncertain travel costs in a robust way. The overall toll-setting problem can be seen as a single-leader multi-follower problem with multiple robustified followers. We model this setting as a mathematical problem with equilibrium constraints, for which we present a mixed-integer, nonlinear, and nonconvex reformulation that can be tackled using state-of-the-art general-purpose solvers. We further illustrate the impact of considering robustified followers on the toll-setting policies through a case study. Finally, we highlight that the sources of uncertainty in bilevel optimization are much richer compared to single-level optimization. To this end, we study two aspects related to so-called decision uncertainty. First, we propose a strictly robust approach in which the follower hedges against erroneous observations of the leader's decision. Second, we consider an exemplary bilevel problem with a continuous but nonconvex lower level in which algorithmic necessities prevent the follower from making a globally optimal decision in an exact sense. The example illustrates that even very small deviations in the follower's decision may lead to arbitrarily large discrepancies between exact and computationally obtained bilevel solutions.

Shape Optimization Constrained by Nonlocal Equations (2025)

Schuster, Matthias

Partial differential equations are not always suited to model all physical phenomena, especially, if long-range interactions are involved or if the actual solution might not satisfy the regularity requirements associated with the partial differential equation. One remedy to this problem are nonlocal operators, which typically consist of integrals that incorporate interactions between two separated points in space and the corresponding solutions to nonlocal equations have to satisfy less regularity conditions. In PDE-constrained shape optimization the goal is to minimize or maximize an objective functional that is dependent on the shape of a certain domain and on the solution to a partial differential equation, which is usually also influenced by the shape of this domain. Moreover, parameters associated with the nonlocal model are oftentimes domain dependent and thus it is a natural next step to now consider shape optimization problems that are governed by nonlocal equations. Therefore, an interface identification problem constrained by nonlocal equations is thoroughly investigated in this thesis. Here, we focus on rigorously developing the first and second shape derivative of the associated reduced functional. In addition, we study first- and second-order shape optimization algorithms in multiple numerical experiments. Moreover, we also propose Schwarz methods for nonlocal Dirichlet problems as well as regularized nonlocal Neumann problems. Particularly, we investigate the convergence of the multiplicative Schwarz approach and we conduct a number of numerical experiments, which illustrate various aspects of the Schwarz method applied to nonlocal equations. Since applying the finite element method to solve nonlocal problems numerically can be quite costly, Local-to-Nonlocal couplings emerged, which combine the accuracy of nonlocal models on one part of the domain with the fast computation of partial differential equations on the remaining area. Therefore, we also examine the interface identification problem governed by an energy-based Local-to-Nonlocal coupling, which can be numerically computed by making use of the Schwarz method. Here, we again present a formula for the shape derivative of the associated reduced functional and investigate a gradient based shape optimization method.

Interaction between culture, fairness and patriotism and its impact on individual preferences and attitudes in economics (2025)

He-Ulbricht, Yanping

Based on data collected from two surveys conducted in Germany and Taiwan, my first paper (Chapter 2) examines the impact of culture through language priming (Chinese vs. German or English) on individuals’ price fairness perception and attitudes towards government intervention and economic policy involving inequality. We document large cross-language differences: in both surveys, subjects who were asked and answered in Chinese demonstrated significantly higher perceived price fairness in a free market mechanism than their counterparts who completed the survey in German or English language. They were also more inclined to accept a Pareto improvement policy which increases social and economic inequality. In the second survey, Chinese language induced also a lower readiness to accept government intervention in markets with price limits compared to English language. Since language functions as a cultural mindset prime, our findings imply that culture plays an important role in fairness perception and preferences regarding social and economic inequality. Chapter 3 of this work deals with patriotism priming. By conducting two online experimental studies conducted in Germany and China, we tested three different kinds of priming methods for constructive and blind patriotism respectively. Subjects were randomly distributed to one of three treatments motivated by previous studies in different countries: a constructive patriotism priming treatment, a blind patriotism priming treatment and a non-priming baseline. While the first experiment had a between-subject design, the second one enabled both a between-subject and within-subject comparison, since the level of patriotism of individuals was measured before and after priming respectively. The design of the second survey also enabled a comparison among the three priming methods for constructive and blind patriotism. The results showed that the tested methods, especially the national achievements as a priming mechanism, functioned well overall for constructive patriotism. Surprisingly, the priming for blind patriotism did not work in either Germany or China and the opposite results were observed. Discussion and implications for future studies are provided at the end of the chapter. Using data from the same studies as in Chapter 3, Chapter 4 examines the impact of patriotism on individuals’ fairness perception and preferences regarding inequality and on their attitudes toward economic policy involving inequality. Across surveys and countries, a positive and significant effect of blind patriotism on economic individualism was found. For China, we also found a significant relationship between blind patriotism and the agreement to unequal economic policy. In contrast to blind patriotism, we did not find an association of constructive patriotism to economic individualism and to attitudes toward economic policy involving inequality. Political and economic implications based on the results are discussed. The last chapter (Chapter 5) studies the self-serving bias (when an individual’s perception about fairness is biased by self-interest) in the context of price setting and profit distribution. By analyzing data from four surveys conducted in six countries, we found that the stated appropriate product price and the fair allocation of profit was significantly higher, when the outcome was favorable to oneself. This self-serving bias in price fairness perception, however, differed across countries significantly and was significantly higher in Germany, Taiwan and China than in Vietnam, Estonia and Japan. Although economic individualism and masculinity were found to have a significant negative effect on self-interest bias in price fairness judgment, they did not sufficiently explain the differences in self-interest bias between countries. Furthermore, we also observed an increase of self-interest bias in profit allocation over time in time-series data for one country (Germany) with data from 2011 to 2023. The four papers are all co-authored with Prof. Marc Oliver Rieger, and the first paper has been accepted for publications in Review of Behavioral Economics.

Effekte von Veterinärantibiotika als Einzelsubstanzen und in Kombinationen auf die Keimung und Etablierung von Pflanzenarten des temperaten Graslandes (2025)

Leiß, Angela

Veterinärantibiotika werden weltweit in großem Umfang zur Behandlung von Tierkrankheiten eingesetzt. Aufgrund der schlechten Resorption der Mittel im Darm der Tiere gelangen sie zum Großteil unverändert über Ausscheidungen auf landwirtschaftliche Nutzflächen. Dort können sie von Nichtzielorganismen, wie Gefäßpflanzen, aufgenommen werden und deren frühe Entwicklung bedrohen. In diesem Kontext wurde bisher vor allem der Einfluss auf Kulturpflanzen untersucht, während Wildpflanzenarten des ökologisch bedeutsamen Kulturgraslandes, die vor allem durch Gülleausbringung in Kontakt mit Antibiotikastoffen kommen, deutlich weniger fokussiert wurden. Deshalb wurde in dieser Arbeit der Einfluss realistischer Konzentrationen (0,1 - 20 mg/L) zweier häufig verwendeter Veterinärantibiotika, Tetracyclin und Sulfamethazin, auf die Keimung und das frühe Wachstum von typischen Arten des temperaten Kulturgraslandes untersucht. Da in der Natur oft mehrere Stressoren gleichzeitig auf einen Organismus einwirken, wurden auch zwei Multistressszenarien, nämlich Pharmazeutikamischungen und das Zusammenspiel von pharmazeutischem Wirkstoff mit abiotischen Bedingungen (Trockenstress) untersucht. In vier Themenblöcken wurden sowohl standardisierte Laborversuche als auch naturnähere Topf- und Feldversuche durchgeführt. Die Ergebnisse zeigten, dass sowohl die Keimung als auch das frühe Wachstum durch beide Wirkstoffe, jedoch häufiger durch Tetracyclin, beeinträchtigt wurden. Während die Keimung uneinheitlich in Bezug auf die Effektrichtung beeinflusst wurde, zeigte sich eine starke, antibiotika- und konzentrationsabhängige Reduktion der Wurzellänge vor allem durch Tetracyclin, in den Petrischalenversuchen (20 mg/L bis 96 %, bei Dactylis glomerata). Das oberirdische Wachstum (Blattlänge, Wuchshöhe, Biomasse) wurde geringer beinflusst, und dabei oft wachstumsfördernd. In der gesamten Arbeit zeigten sich immer wieder Hormesis- Effekte, d.h. geringe Konzentrationen, die stimulierend wirkten, während höhere Konzentrationen toxisch wirkten. Die betrachteten Kombinationen verschiedener Faktoren führten entgegen der Erwartung nicht eindeutig zu stärkeren oder alleinigen Einflüssen. In einzelnen Fällen zeigten sich solche Muster, jedoch wurden auch Verluste von Einzeleffekten bei den Kombinationen beobachtet oder Einzeleffekte, die sich dort erneut abbildeten. Es zeigten sich, wenn auch uneinheitlich, signifikante Einflüsse auf die frühen Entwicklungsstadien von typischen Wildpflanzenarten, die bereits durch andere Faktoren einen Rückgang erfahren. Gerade im Hinblick auf die wiederholte Ausbringung von Gülle und die potenzielle Akkumulation dieser hoch persistenten Stoffe stellen Veterinärantibiotika einen weiteren wichtigen Einflussfaktor dar, der die Biodiversität und Artzusammensetzung gefährdet, weshalb zu einem umweltbewussten Umgang mit ihnen geraten wird.

Effects of trading apps on investment behavior (2024)

Freibauer, Jonas

This thesis contains three parts that are all connected by their contribution to research about the effects of trading apps on investment behavior. The primary motivation for this study is to investigate the previously undetermined consequences and effects of trading apps, which are a new phenomenon in the broker market, on the investment and risk behavior of Neobroker users. Chapter 2 addresses the characteristics of a typical Neobroker user and a former Neobroker user and the impact of trading apps on the investment and risk behavior of their users. The results show that Neobroker users are significantly more risk tolerant than the general German population and are influenced by trading apps regarding their investment and risk behavior. Low trading fees and the low minimum investment amount are the main reasons for the use of trading apps. Investors who stop using trading apps mostly stop investing altogether. Another worrying result is that financial literacy among all groups is low and most Neobroker users have wrong conceptions about how trading apps earn money. In general, the financial literacy of all groups considered in this chapter is surprisingly low. The third chapter investigates the effects of trading apps on investment behavior over time and compares the investment and risk behavior of Neobroker users and general investors. By using representative data of German Neobroker users, who were surveyed repeatedly over a 8-month time interval, it becomes possible to determine causal effects of the use of trading apps over time. In total, the financial literacy of Neobroker users increases with the longer use of a trading app. A worrying result is that the risk tolerance of Neobroker users rises significantly over time. Male Neobroker users gain a higher annual return (non-risk-adjusted) than female Neobroker users. In comparison to general investors, Neobroker users are significantly younger, more risk tolerant, more likely to buy derivatives and gain a higher annual return (non-risk-adjusted). The fourth chapter analyses the impact of personality traits on the investment and risk behavior of Neobroker users. The results show that the BIG-5 personality traits have an impact on the investment behavior of Neobroker users. Two personality traits, openness and conscientiousness, stand out the most, as these two have explanatory power over various aspects of the behavior of Neobroker users. In particular, whether they buy different financial products than planned, the time they inform themselves about financial markets, the variety of financial products owned, and the reasons to use a Neobroker. Surprisingly, the risk tolerance of Neobroker users and the reasons to invest are not connected to any personal dimension. Whether a participant uses a trading app or a traditional broker to invest is respectively influenced by different personality traits.

Optimierung der Bewirtschaftung der Riveristalsperre und die Aufbereitung des Talsperrenwassers im Wasserwerk Trier-Irsch (2024)

Akongha, Lambert Ndosack

Die Hauptzielsetzung der vorliegenden Arbeit besteht in der Erarbeitung von Möglichkeiten zur Optimierung der Bewirtschaftung der Riveristalsperre. Dazu werden zunächst alle relevanten Einflussgrößen und Gefahrenpotentiale des Systems aus dem Einzugsgebiet und der Talsperre analysiert und bewertet. Letztlich wird die Konzeption eines integrierten Bewirtschaftungsplanes für die Riveristalsperre auf der Basis einer neuen Pilotierungsanlage im SWT-Wasserwerk in Trier-Irsch dargestellt, diskutiert und auf Funktionsfähigkeit geprüft. Mit einer aus ca. 90% des Einzugsgebiets bestehenden Waldfläche ist die Hauptsperre der Riveristalsperre durchschnittlich als eindeutig oligotroph eingestuft und das Rohwasser der Riveristalsperre von ausgezeichneter Qualität mit nur wenigen und beherrschbaren Gefahrenpotentialen. Unter Berücksichtigung der Pilotierungsergebnisse war die In/Out, PES, UF- geeigneter als die Out/In, PVDF-Membran. Die Anordnung der UF-Anlage auf der Rohwasserseite nach der Flockung für die Abtrennung der partikulären Wasserinhaltsstoffe mit einer nachgeschalteten Wasseraufhärtung, pH-Wert-Anhebung und Entmanganung in einer CaCO3-Filterstufe und abschließenden Desinfektion durch eine UV-Bestrahlung stellte sich als ideal für die Aufbereitung des Rohwassers der Riveristalsperre heraus. Die Ergebnisse der Pilotanlage sind in einer großtechnischen Trinkwasseraufbereitung im Wasserwerk in Trier-Irsch umgesetzt und seit 2013 offiziell in Betrieb genommen. Abschließend werden Maßnahmen gegen eventuelle Minderwassermengen bei z.B. langanhaltenden Trockenwetterperioden (Klimawandel !) und für die allgemeine Erhöhung der Versorgungssicherheit diskutiert, wobei in Trier und in der Region schon seit langem sehr stark in die Verbundnetzsysteme investiert wird.

Mixed-Integer Optimization for Semi-Supervised Learning with Cardinality Constraints: Support Vector Machines, Classification Trees, and Random Forests (2024)

Pinheiro, Maria Eduarda

In machine learning, classification is the task of predicting a label for each point within a data set. When the class of each point in the labeled subset is already known, this information is used to recognize patterns and make predictions about the points in the remainder of the set, referred to as the unlabeled set. This scenario falls in the field of supervised learning. However, the number of labeled points can be restricted, because, e.g., it is expensive to obtain this information. Besides, this subset may be biased, such as in the case of self-selection in a survey. Consequently, the classification performance for unlabeled points may be limited. To improve the reliability of the results, semi-supervised learning tackles the setting of labeled and unlabeled data. Moreover, in many cases, additional information about the size of each class can be available from undisclosed sources. This cumulative thesis presents different studies to combine this external cardinality constraint information within three important algorithms for binary classification in the supervised context: support vector machines (SVM), classification trees, and random forests. From a mathematical point of view, we focus on mixed-integer programming (MIP) models for semi-supervised approaches that consider a cardinality constraint for each class for each algorithm. Furthermore, since the proposed MIP models are computationally challenging, we also present techniques that simplify the process of solving these problems. In the SVM setting, we introduce a re-clustering method and further computational techniques to reduce the computational cost. In the context of classification trees, we provide correct values for certain bounds that play a crucial role for the solver performance. For the random forest model, we develop preprocessing techniques and an intuitive branching rule to reduce the solution time. For all three methods, our numerical results show that our approaches have better statistical performances for biased samples than the standard approach.

Hogarthian Wit – eine Propaganda-Strategie. William Hogarths regierungsloyale Kunst im Spiegel der politischen Bildsatire Londons im 18. Jahrhundert (2024)

Günther, Andrea

Nachdem er in den 1750er und 1760er Jahren graphische Bildsatiren zu aktuellen innen- und außenpolitischen Themen veröffentlich hatte, wurde William Hogarth selbst in zahlreichen Karikaturen verspottet und verleumdet. Ausgehend von dieser Beobachtung fragt die vorliegende Dissertation, welche Haltung sich den politischen Blättern des Künstlers entnehmen lässt und mit welchen künstlerischen Mitteln er dieser Ausdruck verlieh. Durch Analyse der politischen Ikonographie lassen sich die Themen und Akteure beschreiben. Mit der rezeptionsästhetischen Methode unter Hinzunahme der Sprech- und Bildakttheorie und der Propaganda Studies werden ihre tendenziösen Aussagen und manipulative Absichten entschlüsselt. In ihrer Regierungsaffinität unterscheidet sich Hogarths politische Kunst maßgeblich von der oppositionellen Bildsatire Londons. Die Differenz spiegelt sich v. a. in den persönlichen Angriffen, mit denen zeitgenössische Satiriker Hogarth kritisierten. Als erstes reagierte Paul Sandby („The Painter’s March from Finchly“, 1753) auf Hogarths Darstellung des Jakobitischen Aufstandes 1745, womit er eine Begründung für die von William Augustus, Duke of Cumberland angestrebte Militärreform lieferte („March of the Guards to Finchley“, 1751); Für seine Gin Act-Kampagne („Gin Lane“ und „Beer Street“, 1750/51) erweiterte er die Pro-Gin-Ikonographie der 1730er Jahre (Anonymous: „The lamentable Fall of Madam Geneva”, 1736, Anonymous: „To those melancholly Sufferers the Destillers […] The Funeral Procession of Madam Geneva“, 1751), um sich für die staatliche Reglementierung der Destillen auszusprechen. In seinen Publikationen zum Siebenjährigen Krieg, mit denen er die Politik der jeweiligen Regierungen unter Thomas Pellham-Holles, Duke of Newcastle und William Pitt (the Elder) („The Invasion“, 1756) oder John Stuart, Earl of Bute („The Times Pl. 1“, 1763) unterstützte, zeigt sich Hogarths Opportunismus. Letztlich wurde seine Fürsprache für die unbeliebte Tory-Regierung und seine Kritik an William Pitt Anlass für Hogarths Herabwürdigung durch die Whig-treue Satire. Nach diesem Bruch publizierten beide Seiten verunglimpfende Portraitkarikaturen, die auf Rufmord des Gegners durch Kriminalisierung, Deformation und Dämonisierung setzten (William Hogarth: „John Wilkes Esqr.“, 1763, Anonymous „Tit for Tat“, 1763, Anonymous: „An Answer to the Print of John Wilkes Esqr. by WM Hogarth“, 1763, Anonymous: „Pug the snarling cur chastised Or a Cure for the Mange“, 1763). Die Bildvergleiche zwischen Hogarths politischen Werken und den Reaktionen, die sie hervorriefen, zeigen, dass der Unterschied nicht im Bildgegenstand oder der politischen Ikonographie liegt, sondern in der Ausrichtung ihrer politischen Einflussnahme. Dabei ist vor allem Hogarths regierungsloyale Haltung hervorzuheben. Folglich muss die Forschungsmeinung von einer grundsätzlich kritischen Haltung Hogarths redigiert werden, da er sich nachweislich konservativ positioniert und dem Regierungshandeln und Machterhalt der Eliten Vorschub leistete. Das vorliegende Dissertationsvorhaben untersucht die propagandistische Qualität der Werke Hogarths im Vergleich zu den zeitgenössischen Satirikern und macht die unterschiedliche politische Stoßrichtung sichtbar. Aufschluss gibt dabei die Anwendung künstlerischer und karikaturesker Mittel (das „Wie“) zum Zweck der burlesque (Posse/Parodie), des ridicule (Lächerlichmachung/Spott) bis bin zur Agitation, sowohl in Hogarths Werken als auch in den Karikaturen, die gegen ihn gerichtet waren. Da William Hogarth diese Stilmittel maßgeblich prägte und ihre Entwicklung forcierte, werden sie in der vorliegenden Arbeit unter dem Begriff Hogarthian Wit summiert. Mithilfe der Methode und Begriffe der Propaganda Studies lassen sich Intention und Zweck (das „Was“) als Bildakte beschreiben: Während es sich bei den Werken grundsätzlich um bias handelte, die basierend auf einer Ideologie die öffentliche Meinung beeinflusste, nahm ihre Schlagkraft in den 1760er Jahren stark zu; auf verrätselte Stellungnahmen folgte persönliche und offene Kritik an öffentlichen Personen, bis hin zum Rufmord. Dabei rezipierten sich die Künstler gegenseitig und bildeten Thesen und Antithesen aus. Hogarths einseitige Darstellungen wurden korrigiert und ergänzt, seine politische Kunst als Propaganda enttarnt. Schließlich wurden ihm Lügen und üble Nachrede vorgeworfen. Indem sie ihn anklagten oder durch Sekundärstigmatisierung eine Bestrafung in effigie vornahmen, forderten die Werke vom Rezipienten ein strafendes Urteil. Zu den künstlerischen Mitteln, die dabei zur Anwendung kommen, gehören eine politische Ikonographie und stereotype Feindbilder sowie nationale Konstruktionen, rezeptionsästhetische Mittel wie Juxtapositionen, Rezeptions- und Identifikationsfiguren sowie rhetorische und Mittel des Sprechakts, bis hin zu Perlokutionen. Die Werke lassen sich als Propaganda und somit als hierarchische Kommunikation beschreiben, die manipulative Bildstrategien nutzten, welche nicht nur der Beeinflussung der öffentlichen Meinung dienten, sondern politische Handlungen forcierten. Bezeichnend ist, dass beide Seiten dieselben Ikonographie, Stil-, Kompositions- und Kommunikationsmittel anwendeten, unabhängig von ihrer politischen Aussage, wodurch der Hogarthian Wit gefestigt und stetig weiterentwickelt wurde.

The Consequences of Performance Pay on Health, Well-Being, and Labor Market Success (2024)

Baktash, Mehrzad B.

The positive consequences of performance pay on the wages and productivity have been well documented in the last decades. Yet, the increased pressure and work commitment associated with performance pay suggest that performance pay may have unintended negative consequences on worker’s health and well-being. As firms increasingly use performance pay worldwide, it becomes crucial to evaluate positive and negative consequences of performance pay. Thus, Chapters 2 – 4 of this doctoral thesis investigate the unintended adverse consequences of performance pay on stress, alcohol consumption, and loneliness, respectively. Chapter 5 investigates the positive role of performance pay on mitigating the overeducation wage penalty and enhancing labor market position of overeducated workers. In Chapter 2, together with John S. Heywood and Uwe Jirjahn, I examine the hypothesis that performance pay is positively associated with employee stress. Using unique survey data from the German Socio-Economic Panel, I find performance pay consistently and importantly associates with greater stress even controlling for a long list of economic, social, and personality characteristics. The finding also holds in instrumental variable estimations accounting for the potential endogeneity of performance pay. Moreover, I show that risk tolerance and locus of control moderate the relationship between performance pay and stress. Among workers receiving performance pay, the risk tolerant and those believing they can control their environment suffer to a lesser degree from stress. Chapter 3 examines the relationship between performance pay and alcohol use. Together with John S. Heywood and Uwe Jirjahn, I examine the hypothesis that alcohol use as “self-medication” is a natural response to the stress and uncertainty associated with performance pay. Using data from the German Socio-Economic Panel, I find that the likelihood of consuming each of four types of alcohol (beer, wine, spirits, and mixed drinks) is higher for those receiving performance pay even controlling for a long list of economic, social, and personality characteristics and in sensible instrumental variable estimates. I also show that the number of types of alcohol consumed is larger for those receiving performance pay and that the intensity of consumption increases. Moreover, I find that risk tolerance and gender moderate the relationship between performance pay and alcohol use. In Chapter 4, I examine the hypothesis that performance pay increases the risk of employee loneliness due to increased stress, job commitment, and uncooperativeness associated with performance pay. Using the German Socio-Economic Panel, I find that performance pay is positively associated with both the incidence and intensity of loneliness. Correspondingly, performance pay decreases the social life satisfaction of workers. The findings also hold in instrumental variable estimations addressing the potential endogeneity of performance pay and in various robustness checks. Interestingly, investigating the potential role of moderating factors reveals that the association between performance pay and loneliness is particularly large for private sector employees. Finally, in Chapter 5, I study the association between overeducation, performance pay, and wages. Overeducated workers are more productive and have higher wages in comparison to their adequately educated coworkers in the same jobs. However, they face a series of challenges in the labor market, including lower wages in comparison to their similarly educated peers who are in correctly matched jobs. Yet, less consensus exists over the adjustment mechanisms to overcome the negative consequences of overeducation. In this study, I examine the hypotheses that overeducated workers sort into performance pay jobs as an adjustment mechanism and that performance pay enhances their wages. Using the German Socio-Economic Panel, I show that overeducation associates with a higher likelihood of sorting into performance pay jobs and that performance pay moderates the wages of overeducated workers positively. It also holds in endogenous switching regressions accounting for the potential endogeneity of performance pay. Importantly, I show that the positive role of performance pay is particularly larger for the wages of overeducated women.

Strategien der Komik im Internet-Meme - Ambivalente Funktionen einer internationalen Populärkultur (2024)

Marson, Philippe

Internet-Memes sind ein globales, populäres Medium, oft und zumeist unproblematisiert rezipiert und in ihrer Komik meist nur fragmentarisch, auf bestimmte Aspekte fokussiert analysiert. Die vorliegende Arbeit bemüht sich um eine möglichst umfassende Darstellung der Komik in Memes basierend auf klassischen und modernen Komikkategorien. Auf Grundlage einer umfassend-kritischen Synthese der vorliegenden Fachliteratur und eines präzisen Analysemodells kann so eine begründete Diskussion über memetische Komik, ihre Funktionen und ihre positiven wie problematischen Aspekte geführt werden.

Optimal Error Bounds in Normal and Edgeworth Approximation of Symmetric Binomial and Related Laws (2024)

van Nerven, Patrick

This thesis explores local and global normal and Edgeworth approximations for symmetric binomial distributions. Further, it examines the normal approximation of convolution powers of continuous and discrete uniform distributions. We obtain the optimal constant in the local central limit theorem for symmetric binomial distributions and its analogs in higher-order Edgeworth approximation. Further, we offer a novel proof for the known optimal constant in the global central limit theorem for symmetric binomial distributions using Fourier inversion. We also consider the effect of simple continuity correction in the global central limit theorem for symmetric binomial distributions. Here, and in higher-order Edgeworth approximation, we found optimal constants and asymptotically sharp bounds on the approximation error. Furthermore, we prove asymptotically sharp bounds on the error in the local case of a relative normal approximation to symmetric binomial distributions. Additionally, we provide asymptotically sharp bounds on the approximation error in the local central limit theorem for convolution powers of continuous and discrete uniform distributions. Our methods include Fourier inversion formulae, explicit inequalities, and Edgeworth expansions, some of which may be of independent interest.

Regional Income Inequality in Germany − Data Integration Approaches (2024)

Emmenegger, Jana

Income is one of the key indicators to measure regional differences, individual opportunities, and inequalities in society. In Germany, the regional distribution of income is a central concern, especially regarding persistent East-West, North-South, or urban-rural inequalities. Effective local policies and institutions require reliable data and indicators on regional inequality. However, its measurement faces severe data limitations: Inconsistencies in the existing microdata sources yield an inconclusive picture of regional inequality. While survey data provide a wide range of individual and household information but lack top incomes, tax data contain the most reliable income records but offer a limited range of socio-demographic variables essential for income analysis. In addition, information on the long-term evolution of the income distribution at the small-scale level is scarce. In this context, this thesis evaluates regional income inequality in Germany from various perspectives and embeds three self-contained studies in Chapters 3, 4, and 5, which present different data integration approaches. The first chapter motivates this thesis, while the second chapter provides a brief overview of the theoretical and empirical concepts as well as the datasets, highlighting the need to combine data from different sources. Chapter 3 tackles the issue of poor coverage of top incomes in surveys, also referred to as the ’missing rich’ problem, which leads to severe underestimation of income inequality. At the regional level this shortcoming is even more eminent due to small regional sample sizes. Based on reconciled tax and survey data, this chapter therefore proposes a new multiple imputation top income correction approach that, unlike previous research, focuses on the regional rather than the national level. The findings indicate that inequality between and within the regions is much larger than previously understood with the magnitude of the adjustment depending on the federal states’ level of inequality in the tail. To increase the potential of the tax data for income analysis and to overcome the lack of socio-demographic characteristics, Chapter 4 enriches the tax data with information on education and working time from survey data. For that purpose, a simulation study evaluates missing data methods and performant prediction models, finding that Multinomial Regression and Random Forest are the most suitable methods for the specific data fusion scenario. The results indicate that data fusion approaches broaden the scope for regional inequality analysis from cross-sectional enhanced tax data. Shifting from a cross-sectional to a longitudinal perspective on regional income inequality, Chapter 5 contributes to the currently relatively small body of literature dealing with the potential development of regional income disparities over time. Regionalized dynamic microsimulations provide a powerful tool for the study of long-term income developments. Therefore, this chapter extends the microsimulation model MikroSim with an income module that accounts for the individual, household, and regional context. On this basis, the potential dynamics in gender and migrant income gaps across the districts in Germany are simulated under scenarios of increased full-time employment rates and higher levels of tertiary education. The results show that the scenarios have regionally differing effects on inequality dynamics, highlighting the considerable potential of dynamic microsimulations for regional evidence-based policies. For the German case, the MikroSim model is well suited to analyze future regional developments and can be flexibly adapted for further specific research questions.

The Impact of Technological Innovation and Industrial Policies: The Rise of China in the Aluminium Sector (2024)

Le, Ngoc Nam

This thesis consists of four highly related chapters examining China’s rise in the aluminium industry. The first chapter addresses the conditions that allowed China, which first entered the market in the 1950s, to rise to world leadership in aluminium production. Although China was a latecomer, its re-entry into the market after the oil crises in the 1970s was a success and led to its ascent as the world’s largest aluminium producer by 2001. With an estimated production of 40.4 million tonnes in 2022, China represented almost 60% of the global output. Chapter 1 examines the factors underlying this success, such as the decline of international aluminium cartels, the introduction of innovative technology, the US granting China the MFN tariff status, Chinese-specific factors, and supportive government policies. Chapter 2 develops a mathematical model to analyze firms’ decisions in the short term. It examines how an incumbent with outdated technology and a new entrant with access to a new type of technology make strategic decisions, including the incumbent’s decision whether to deter entry, the production choice of firms, the optimal technology adoption rate of the newcomer, and cartel formation. Chapter 3 focuses on the adoption of new technology by firms upon market entry in four scenarios: firstly, a free market Cournot competition; secondly, a situation in which the government determines technology adoption rates; thirdly, a scenario in which the government controls both technology and production; and finally, a scenario where the government dictates technology adoption rates, production levels, and also the number of market participants. Chapter 4 applies the Spencer and Brander (1983) framework to examine strategic industrial policy. The model assumes that there are two exporting firms in two different countries that sell a product to a third country. We examine how the domestic firm is influenced by government intervention, such as the provision of a fixed-cost subsidy to improve its competitiveness relative to the foreign company. Chapter 4 initially investigates a scenario where only one government offers a fixed-cost subsidy, followed by an analysis of the case when both governments simultaneously provide financial help. Taken together, these chapters provide a comprehensive analysis of the strategic, technological, and political factors contributing to China’s leadership in the global aluminium industry. Chapter 1: The Rise of China as a Latecomer in the Global Aluminium Industry This chapter examines China’s remarkable transformation into a global leader in the aluminium industry, a sector in which the country accounted for approximately 58.9% of worldwide production in 2022. We examine how China, a latecomer to the aluminium industry that started off with labor-intensive technology in 1953, grew into the largest aluminium producer with some of the most advanced smelters in the world. This analysis identifies and discusses several opportunities that Chinese aluminium producers took advantage of. The first set of opportunities happened during the 1970s oil crises, which softened international competition and allowed China to acquire innovative smelting technology from Japan. The second set of opportunities started at about the same time when China opened its economy in 1978. The substantial demand for aluminium in China is influenced by both external and internal factors. Externally, the US granted China’s MFN tariff status in 1980 and China entered the World Trade Organization (WTO) in 2001. Both events contributed to a surge in Chinese aluminium consumption. Internally, China’s investment-led growth model boosted further its aluminium demand. Additional factors specific to China, such as low labor costs and the abundance of coal as an energy source, offer Chinese firms competitive advantages against international players. Furthermore, another window of opportunity is due to Chinese governmental policies, including phasing out old technology, providing subsidies, and gradually opening the economy to enhance domestic competition before expanding globally. By describing these elements, the study provides insights into the dynamic interplay of external circumstances and internal strategies that contributed to the success of the Chinese aluminium industry. Chapter 2: Technological Change and Strategic Choices for Incumbent and New Entrant This chapter introduces an oligopoly model that includes two actors: an incumbent and a potential entrant, that compete in the same market. We assume that two participants are located in different parts of the market: the incumbent is situated in area 1, whereas the potential entrant may venture into the other region, area 2. The incumbent exists in stage zero, where it can decide whether to deter the newcomer’s entry. A new type of technology exists in period one, when the newcomer may enter the market. In the short term, the incumbent is trapped with the outdated technology, while the new entrant may choose to partially or completely adopt the latest technology. Our results suggest the following: Firstly, the incumbent only tries to deter the new entrant if a condition for entry cost is met. Secondly, the new entrant is only interested in forming a cartel with the incumbent if a function of the ratio of the variable to new technology’s fixed-cost parameters is sufficiently high. Thirdly, if the newcomer asks to form a cartel, the incumbent will always accept this request. Finally, we can obtain the optimal new technology adoption rate for the newcomer. Chapter 3: Technological Adoption and Welfare in Cournot Oligopoly This study examines the difference between the optimal technology adoption rates chosen by firms in a homogeneous Cournot oligopoly and that preferred by a benevolent government upon firms’ market entry. To address the question of whether the technology choices of firms and government are similar, we analyze several different scenarios, which differ in the extent of government intervention in the market. Our results suggest a relationship between the number of firms in the market and the impact of government intervention on technology adoption rates. Especially in situations with a low number of firms that are interested in entering the market, greater government influence tends to lead to higher technology adoption rates of firms. Conversely, in scenarios with a higher number of firms and a government that lacks control over the number of market players, the technology adoption rate of firms will be highest when the government plays no role. Chapter 4: International Technological Innovation and Industrial Strategies Supporting domestic firms when they first enter the market may be seen as a favorable policy choice by governments around the world thanks to their ability to enhance the competitive advantage of domestic firms in non-cooperative competition against foreign enterprises (infant industry protection argument). This advantage may allow domestic firms to increase their market share and generate higher profits, thereby improving domestic welfare. This chapter utilizes the Spencer and Brander (1983) framework as a theoretical foundation to elucidate the effects of fixed-cost subsidies on firms’ production levels, technological innovations, and social welfare. The analysis examines two firms in different countries, each producing a homogeneous product that is sold in a third, separate country. We first examine the Cournot-Nash equilibrium in the absence of government intervention, followed by analyzing a scenario where just one government provides a financial subsidy for its domestic firm, and finally, we consider a situation where both governments simultaneously provide financial assistance for their respective firms. Our results suggest that governments aim to maximize social welfare by providing fixed-cost subsidies to their respective firms, finding themselves in a Chicken game scenario. Regarding technology innovation, subsidies lead to an increased technological adoption rate for recipient firms, regardless of whether one or both firms in a market receive support, compared to the situation without subsidies. The technology adoption rate of the recipient firm is higher than of its rival when only the recipient firm benefits from the fixed-cost subsidy. The lowest technology adoption rate of a firm occurs when the firm does not receive a fixed-cost subsidy, but its competitor does. Furthermore, global welfare will benefit the most in case when both exporting countries grant fixed-cost subsidies, and this welfare level is higher when only one country subsidizes than when no subsidies are provided by any country.

Einfach verständlich oder einfach nur unwissenschaftlich? Untersuchung des Zusammenhangs zwischen “Easiness-Effekt” und “Scientificness-Effekt” im Kontext von Plain Language Summaries psychologischer Forschung (2024)

Jonas, Mark René

Im Rahmen psychologischer Wissenschaftskommunikation werden Plain Language Summaries (PLS, Kerwer et al., 2021) zunehmend bedeutsamer. Es handelt sich hierbei um zugängliche, überblicksartige Zusammenfassungen, welche das Verständnis von Lai:innen potenziell unterstützen und ihr Vertrauen in wissenschaftliche Forschung fördern können. Dies erscheint speziell vor dem Hintergrund der Replikationskrise (Wingen et al., 2019) sowie Fehlinformationen in Online-Kontexten (Swire-Thompson & Lazer, 2020) relevant. Die positiven Auswirkungen zweier Effekte auf Vertrauen sowie ihre mögliche Interaktion fanden im Kontext von PLS bisher kaum Berücksichtigung: Zum einen die einfache Darstellung von Informationen (Easiness-Effekt, Scharrer et al., 2012), zum anderen ein möglichst wissenschaftlicher Stil (Scientificness-Effekt, Thomm & Bromme, 2012). Diese Dissertation hat zum Ziel, im Kontext psychologischer PLS genauere Bestandteile beider Effekte zu identifizieren und den Einfluss von Einfachheit und Wissenschaftlichkeit auf Vertrauen zu beleuchten. Dazu werden drei Artikel zu präregistrierten Online-Studien mit deutschsprachigen Stichproben vorgestellt. Im ersten Artikel wurden in zwei Studien verschiedene Textelemente psychologischer PLS systematisch variiert. Es konnte ein signifikanter Einfluss von Fachtermini, Informationen zur Operationalisierung, Statistiken und dem Grad an Strukturierung auf die von Lai:innen berichtete Einfachheit der PLS beobachtet werden. Darauf aufbauend wurden im zweiten Artikel vier PLS, die von Peer-Review-Arbeiten abgeleitet wurden, in ihrer Einfachheit und Wissenschaftlichkeit variiert und Lai:innen zu ihrem Vertrauen in die Texte und Autor:innen befragt. Hier ergab sich zunächst nur ein positiver Einfluss von Wissenschaftlichkeit auf Vertrauen, während der Easiness-Effekt entgegen der Hypothesen ausblieb. Exploratorische Analysen legten jedoch einen positiven Einfluss der von Lai:innen subjektiv wahrgenommenen Einfachheit auf ihr Vertrauen sowie eine signifikante Interaktion mit der wahrgenommenen Wissenschaftlichkeit nahe. Diese Befunde lassen eine vermittelnde Rolle der subjektiven Wahrnehmung von Lai:innen für beide Effekte vermuten. Im letzten Artikel wurde diese Hypothese über Mediationsanalysen geprüft. Erneut wurden zwei PLS präsentiert und sowohl die Wissenschaftlichkeit des Textes als auch die der Autor:in manipuliert. Der Einfluss höherer Wissenschaftlichkeit auf Vertrauen wurde durch die subjektiv von Lai:innen wahrgenommene Wissenschaftlichkeit mediiert. Zudem konnten dimensionsübergreifende Mediationseffekte beobachtet werden. Damit trägt diese Arbeit über bestehende Forschung hinaus zur Klärung von Rahmenbedingungen des Easiness- und Scientificness-Effektes bei. Theoretische Implikationen zur zukünftigen Definition von Einfachheit und Wissenschaftlichkeit, sowie praktische Konsequenzen hinsichtlich unterschiedlicher Zielgruppen von Wissenschaftskommunikation und dem Einfluss von PLS auf die Entscheidungsbildung von Lai:innen werden diskutiert.

Assessing and Increasing Reproducibility in Psychological Research: Current State in Eye-Tracking and Advances Through Preregistration (2024)

Spitzer, Lisa

This meta-scientific dissertation comprises three research articles that investigated the reproducibility of psychological research. Specifically, they focused on the reproducibility of eye-tracking research on the one hand, and studying preregistration (i.e., the practice of publishing a study protocol before data collection or analysis) as one method to increase reproducibility on the other hand. In Article I, it was demonstrated that eye-tracking data quality is influenced by both the utilized eye-tracker and the specific task it is measuring. That is, distinct strengths and weaknesses were identified in three devices (Tobii Pro X3-120, GP3 HD, EyeLink 1000+) in an extensive test battery. Consequently, both the device and specific task should be considered when designing new studies. Meanwhile, Article II focused on the current perception of preregistration in the psychological research community and future directions for improving this practice. The survey showed that many researchers intended to preregister their research in the future and had overall positive attitudes toward preregistration. However, various obstacles were identified currently hindering preregistration, which should be addressed to increase its adoption. These findings were supplemented by Article III, which took a closer look at one preregistration-specific tool: the PRP-QUANT Template. In a simulation trial and a survey, the template demonstrated high usability and emerged as a valuable resource to support researchers in using preregistration. Future revisions of the template could help to further facilitate this open science practice. In this dissertation, the findings of the three articles are summarized and discussed regarding their implications and potential future steps that could be implemented to improve the reproducibility of psychological research.

In-Situ Thread Visualization - Programming Framework, Visual Design, and Empirical Studies (2024)

Moseler, Oliver

Today, almost every modern computing device is equipped with multicore processors capable of efficient concurrent and parallel execution of threads. This processor feature can be leveraged by concurrent programming, which is a challenge for software developers for two reasons: first, it introduces a paradigm shift that requires a new way of thinking. Second, it can lead to issues that are unique to concurrent programs due to the non-deterministic, interleaved execution of threads. Consequently, the debugging of concurrency and related performance issues is a rather difficult and often tedious task. Developers still lack on thread-aware programming tools that facilitate the understanding of concurrent programs. Ideally, these tools should be part of their daily working environment, which typically includes an Integrated Development Environment (IDE). In particular, the way source code is visually presented in traditional source-code editors does not convey much information on whether the source code is executed concurrently or in parallel in the first place. With this dissertation, we pursue the main goal of facilitating and supporting the understanding and debugging of concurrent programs. To this end, we formulate and utilize a visualization paradigm that particularly includes the display of interactive glyph-based visualizations embedded in the source-code editor close to their corresponding artifacts (in-situ). To facilitate the implementation of visualizations that comply with our paradigm as plugins for IDEs, we designed, implemented and evaluated a programming framework called CodeSparks. After presenting the design goals and the architecture of the framework, we demonstrate its versatility with a total of fourteen plugins realized by different developers using the CodeSparks framework (CodeSparks plugins). With focus group interviews, we empirically investigated how developers of the CodeSparks plugins experienced working with the framework. Based on the plugins, deliberate design decisions and the interview results, we discuss to what extent we achieved our design goals. We found that the framework is largely target programming-language independent and that it supports the development of plugins for a wide range of source-code-related tasks while hiding most of the details of the underlying plugin development API. In addition, we applied our visualization paradigm to thread-related runtime data from concurrent programs to foster the awareness of source code being executed concurrently or in parallel. As a result, we developed and designed two in-situ thread visualizations, namely ThreadRadar and ThreadFork, with the latter building on the former. Both thread visualizations are based on a debugging approach, which combines statistical profiling, thread-aware runtime metrics, clustering of threads on the basis of these metrics, and finally interactive glyph-based in-situ visualizations. To address scalability issues of the ThreadRadar in terms of space required and the number of displayable thread clusters, we designed a revised thread visualization. This revision also involved the question of how many thread clusters k should be computed in the first place. To this end, we conducted experiments with the clustering of threads for artifacts from a corpus of concurrent Java programs that include real-world Java applications and concurrency bugs. We found that the maximum k on the one hand and the optimal k according to four cluster validation indices on the other hand rarely exceed three. However, occasionally thread clusterings with k > 3 are available and also optimal. Consequently, we revised both the clustering strategy and the visualization as parts of our debugging approach, which resulted in the ThreadFork visualization. Both in-situ thread visualizations, including their additional features that support the exploration of the thread data, are implemented in a tool called CodeSparks-JPT, i.e., as a CodeSparks plugin for IntelliJ IDEA. With various empirical studies, including anecdotal usage scenarios, a usability test, web surveys, hands-on sessions, questionnaires and interviews, we investigated quality aspects of the in-situ thread visualizations and their corresponding tools. First, by a demonstration study, we illustrated the usefulness of the ThreadRadar visualization in investigating and fixing concurrency bugs and a performance bug. This was confirmed by a subsequent usability test and interview, which also provided formative feedback. Second, we investigated the interpretability and readability of the ThreadFork glyphs as well as the effectiveness of the ThreadFork visualization through anonymous web surveys. While we have found that the ThreadFork glyphs are correctly interpreted and readable, it remains unproven that the ThreadFork visualization effectively facilitates understanding the dynamic behavior of threads that concurrently executed portions of source code. Moreover, the overall usability of CodeSparks-JPT is perceived as "OK, but not acceptable" as the tool has issues with its learnability and memorability. However, all other usability aspects of CodeSparks-JPT that were examined are perceived as "above average" or "good". Our work supports software-engineering researchers and practitioners in flexibly and swiftly developing novel glyph-based visualizations that are embedded in the source-code editor. Moreover, we provide in-situ thread visualizations that foster the awareness of source code being executed concurrently or in parallel. These in-situ thread visualizations can, for instance, be adapted, extended and used to analyze other use cases or to replicate the results. Through empirical studies, we have gradually shaped the design of the in-situ thread visualizations through data-driven decisions, and evaluated several quality aspects of the in-situ thread visualizations and the corresponding tools for their utility in understanding and debugging concurrent programs.

Deep Learning for Dynamic Representations of Real-World Entities (2024)

Werner, Simon

Representation Learning techniques play a crucial role in a wide variety of Deep Learning applications. From Language Generation to Link Prediction on Graphs, learned numerical vector representations often build the foundation for numerous downstream tasks. In Natural Language Processing, word embeddings are contextualized and depend on their current context. This useful property reflects how words can have different meanings based on their neighboring words. In Knowledge Graph Embedding (KGE) approaches, static vector representations are still the dominant approach. While this is sufficient for applications where the underlying Knowledge Graph (KG) mainly stores static information, it becomes a disadvantage when dynamic entity behavior needs to be modelled. To address this issue, KGE approaches would need to model dynamic entities by incorporating situational and sequential context into the vector representations of entities. Analogous to contextualised word embeddings, this would allow entity embeddings to change depending on their history and current situational factors. Therefore, this thesis provides a description of how to transform static KGE approaches to contextualised dynamic approaches and how the specific characteristics of different dynamic scenarios are need to be taken into consideration. As a starting point, we conduct empirical studies that attempt to integrate sequential and situational context into static KG embeddings and investigate the limitations of the different approaches. In a second step, the identified limitations serve as guidance for developing a framework that enables KG embeddings to become truly dynamic, taking into account both the current situation and the past interactions of an entity. The two main contributions in this step are the introduction of the temporally contextualized Knowledge Graph formalism and the corresponding RETRA framework which realizes the contextualisation of entity embeddings. Finally, we demonstrate how situational contextualisation can be realized even in static environments, where all object entities are passive at all times. For this, we introduce a novel task that requires the combination of multiple context modalities and their integration with a KG based view on entity behavior.

LIVING WITH STATE ORIENTATION: FROM PROBLEMS TO SOLUTIONS (2024)

Thakur, Niyati

This dissertation focusses on research into the personality construct of action vs. state orientation. Derived from the Personality-Systems-Interaction Theory (PSI Theory), state orientation is defined as a low ability to self-regulate emotions and associated with many adverse consequences – especially under stress. Because of the high prevalence of state orientation, it is a very important topic to investigate factors that help state-oriented people to buffer these adverse consequences. Action orientation, in contrast, is defined as a high ability to self-regulate own emotions in a very specific way: through accessing the self. The present dissertation demonstrates this theme in five studies, using a total of N = 1251 participants with a wide age range, encompassing different populations (students, non-student population (people from the coaching and therapy sector), applying different operationalisations to investigate self-access as a mediator or an outcome variable. Furthermore, it is tested whether the popular technique of mindfulness - that is advertised as a potent remedy for bringing people closer to the self -really works for everybody. The findings show that the presumed remedy is rather harmful for state-oriented individuals. Finally, an attempt to ameliorate these alienating effects, the present dissertation attempts to find theory-driven, and easy-to-apply solution how mindfulness exercises can be adapted.

Computational Solution of Nonlocal Problems (2024)

Klar, Manuel

Differential equations yield solutions that necessarily contain a certain amount of regularity and are based on local interactions. There are various natural phenomena that are not well described by local models. An important class of models that describe long-range interactions are the so-called nonlocal models, which are the subject of this work. The nonlocal operators considered here are integral operators with a finite range of interaction and the resulting models can be applied to anomalous diffusion, mechanics and multiscale problems. While the range of applications is vast, the applicability of nonlocal models can face problems such as the high computational and algorithmic complexity of fundamental tasks. One of them is the assembly of finite element discretizations of truncated, nonlocal operators. The first contribution of this thesis is therefore an openly accessible, documented Python code which allows to compute finite element approximations for nonlocal convection-diffusion problems with truncated interaction horizon. Another difficulty in the solution of nonlocal problems is that the discrete systems may be ill-conditioned which complicates the application of iterative solvers. Thus, the second contribution of this work is the construction and study of a domain decomposition type solver that is inspired by substructuring methods for differential equations. The numerical results are based on the abstract framework of nonlocal subdivisions which is introduced here and which can serve as a guideline for general nonlocal domain decomposition methods.

Protokollspezifikation und Referenzimplementierung zur Abbildung generischer cyber-physischer Verträge (2024)

Creutz, Lars

Sowohl national als auch international wird die zunehmende Digitalisierung von Prozessen gefordert. Die Heterogenität und Komplexität der dabei entstehenden Systeme erschwert die Partizipation für reguläre Nutzergruppen, welche zum Beispiel kein Expertenwissen in der Programmierung oder einen informationstechnischen Hintergrund aufweisen. Als Beispiel seien hier Smart Contracts genannt, deren Programmierung komplex ist und bei denen etwaige Fehler unmittelbar mit monetärem Verlust durch die direkte Verknüpfung der darunterliegenden Kryptowährung verbunden sind. Die vorliegende Arbeit stellt ein alternatives Protokoll für cyber-physische Verträge vor, das sich besonders gut für die menschliche Interaktion eignet und auch von regulären Nutzergruppen verstanden werden kann. Hierbei liegt der Fokus auf der Transparenz der Übereinkünfte und es wird weder eine Blockchain noch eine darauf beruhende digitale Währung verwendet. Entsprechend kann das Vertragsmodell der Arbeit als nachvollziehbare Verknüpfung zwischen zwei Parteien verstanden werden, welches die unterschiedlichen Systeme sicher miteinander verbindet und so die Selbstorganisation fördert. Diese Verbindung kann entweder computergestützt automatisch ablaufen, oder auch manuell durchgeführt werden. Im Gegensatz zu Smart Contracts können somit Prozesse Stück für Stück digitalisiert werden. Die Übereinkünfte selbst können zur Kommunikation, aber auch für rechtlich bindende Verträge genutzt werden. Die Arbeit ordnet das neue Konzept in verwandte Strömungen wie Ricardian oder Smart Contracts ein und definiert Ziele für das Protokoll, welche in Form der Referenzimplementierung umgesetzt werden. Sowohl das Protokoll als auch die Implementierung werden im Detail beschrieben und durch eine Erweiterung der Anwendung ergänzt, welche es Nutzenden in Regionen ohne direkte Internetverbindung ermöglicht, an ebenjenen Verträgen teilnehmen zu können. Weiterhin betrachtet die Evaluation die rechtlichen Rahmenbedinungen, die Übertragung des Protokolls auf Smart Contracts und die Performanz der Implementierung.

Im Spannungsfeld zwischen der chinesischen Kultur und dem Christentum: Die Entwicklung der Katholischen Fu-Jen-Universität in Peking (1925-1951) (2023)

Tao, Fengju

Die chinesische und westliche Forschung, die sich mit der Beziehung zwischen chinesischer Kultur und katholischer Kirche befasst, konzentriert sich in der Regel auf die katholische Kirche in China vor dem Verbot des Christentums. Die einzigartige Perspektive dieser Arbeit besteht darin, die Veränderungen in der Beziehung zwischen den beiden vom Ende der Ming-Dynastie bis zur ersten Hälfte des 20. Jahrhunderts zu untersuchen. Vor dem Verbot nährten die katholischen Missionare den konfuzianischen Gelehrten und verbanden die katholische Lehre mit dem Konfuzianismus, um ihren Einfluss in der Oberschicht der chinesischen Gesellschaft auszuüben. Nach dem Verbot achteten die katholischen Missionare nicht so sehr auf ihre Beziehung zur chinesischen Kultur wie ihre Vorgänger im 17. und 18. Jahrhundert. Einige Missionare sowie chinesische Katholiken wollten die Situation ändern und förderten gemeinsam die Gründung der Fu-Jen-Universität, die großen Wert auf die chinesische Kultur legte und die Beziehung zwischen der Katholischen Kirche und der chinesischen Kultur Anfang des 20. Jahrhunderts widerspiegeln konnte. Die Professoren der Abteilung Chinesisch und Geschichte leisteten den größten Beitrag zur Forschung der chinesischen Kultur an der Universität. Im Vergleich zu anderen wichtigen Universitäten in Peking, wo die chinesische Literatur im Fachbereich Chinesisch eine zentrale Stellung einnahm, legte die Fu-Jen-Universität mehr Wert auf die chinesische Sprache und Schriftzeichen. Anfang des 20. Jahrhunderts erlangten Frauen unter dem Einfluss der globalen feministischen Bewegung das Recht auf Hochschulbildung. Bis 1920 waren jedoch die katholischen Universitäten in Bezug auf die Hochschulbildung von Frauen Jahrzehnte hinter den protestantischen und nichtkirchlichen Universitäten zurückgefallen. Die Fu-Jen-Universität verbesserte diese Situation, indem sie nicht nur eine große Anzahl von Studentinnen annahm, sondern ihnen eine Vielzahl von Fächern einschließlich Chinesisch und Geschichte anbot. Im Allgemeinen konnte die Universität als Verbindung zwischen dem Katholizismus und der chinesischen Kultur in der ersten Hälfte des 20. Jahrhunderts angesehen werden. Sie spielte eine wichtige Rolle nicht nur bei der Erforschung und Verbreitung der chinesischen Kultur, sondern auch bei der Ausweitung des Einflusses der katholischen Kirche zu dieser Zeit.

Towards Behavioural Model Parameterization: Integrated Evaluation of Hydrological Modeling and Parameterization Schemes for Improved Water Balance Simulations, Considering Pedo-transfer Functions and Spatial Patterns of Runoff Generation Processes (2024)

Mohajerani, Hadis

Physically-based distributed rainfall-runoff models as the standard analysis tools for hydro-logical processes have been used to simulate the water system in detail, which includes spa-tial patterns and temporal dynamics of hydrological variables and processes (Davison et al., 2015; Ek and Holtslag, 2004). In general, catchment models are parameterized with spatial information on soil, vegetation and topography. However, traditional approaches for eval-uation of the hydrological model performance are usually motivated with respect to dis-charge data alone. This may thus cloud model realism and hamper understanding of the catchment behavior. It is necessary to evaluate the model performance with respect to in-ternal hydrological processes within the catchment area as well as other components of wa-ter balance rather than runoff discharge at the catchment outlet only. In particular, a consid-erable amount of dynamics in a catchment occurs in the processes related to interactions of the water, soil and vegetation. Evapotranspiration process, for instance, is one of those key interactive elements, and the parameterization of soil and vegetation in water balance mod-eling strongly influences the simulation of evapotranspiration. Specifically, to parameterize the water flow in unsaturated soil zone, the functional relationships that describe the soil water retention and hydraulic conductivity characteristics are important. To define these functional relationships, Pedo-Transfer Functions (PTFs) are common to use in hydrologi-cal modeling. Opting the appropriate PTFs for the region under investigation is a crucial task in estimating the soil hydraulic parameters, but this choice in a hydrological model is often made arbitrary and without evaluating the spatial and temporal patterns of evapotran-spiration, soil moisture, and distribution and intensity of runoff processes. This may ulti-mately lead to implausible modeling results and possibly to incorrect decisions in regional water management. Therefore, the use of reliable evaluation approaches is continually re-quired to analyze the dynamics of the current interactive hydrological processes and predict the future changes in the water cycle, which eventually contributes to sustainable environ-mental planning and decisions in water management. Remarkable endeavors have been made in development of modelling tools that provide insights into the current and future of hydrological patterns in different scales and their im-pacts on the water resources and climate changes (Doell et al., 2014; Wood et al., 2011). Although, there is a need to consider a proper balance between parameter identifiability and the model's ability to realistically represent the response of the natural system. Neverthe-less, tackling this issue entails investigation of additional information, which usually has to be elaborately assembled, for instance, by mapping the dominant runoff generation pro-cesses in the intended area, or retrieving the spatial patterns of soil moisture and evapotran-spiration by using remote sensing methods, and evaluation at a scale commensurate with hydrological model (Koch et al., 2022; Zink et al., 2018). The present work therefore aims to give insights into the modeling approaches to simulate water balance and to improve the soil and vegetation parameterization scheme in the hydrological model subject to producing more reliable spatial and temporal patterns of evapotranspiration and runoff processes in the catchment. An important contribution to the overall body of work is a book chapter included among publications. The book chapter provides a comprehensive overview of the topic and valua-ble insights into the understanding the water balance and its estimation methods. Moreover, the first paper aimed to evaluate the hydrological model behavior with re-spect to contribution of various sources of information. To do so, a multi-criteria evaluation metric including soft and hard data was used to define constraints on outputs of the 1-D hydrological model WaSiM-ETH. Applying this evaluation metric, we could identify the optimal soil and vegetation parameter sets that resulted in a “behavioral” forest stand water balance model. It was found out that even if simulations of transpiration and soil water con-tent are consistent with measured data, but still the dominant runoff generation processes or total water balance might be wrongly calculated. Therefore, only using an evaluation scheme which looks over different sources of data and embraces an understanding of the local controls of water loss through soil and plant, allowed us to exclude the unrealistic modeling outputs. The results suggested that we may need to question the generally accept-ed soil parameterization procedures that apply default parameter sets. The second paper attempts to tackle the pointed model evaluation hindrance by getting down to the small-scale catchment (in Bavaria). Here, a methodology was introduced to analyze the sensitivity of the catchment water balance model to the choice of the Pedo-Transfer Functions (PTF). By varying the underlying PTFs in a calibrated and validated model, we could determine the resulting effects on the spatial distribution of soil hydraulic properties, total water balance in catchment outlet, and the spatial and temporal variation of the runoff components. Results revealed that the water distribution in the hydrologic system significantly differs amongst various PTFs. Moreover, the simulations of water balance components showed high sensitivity to the spatial distribution of soil hydraulic properties. Therefore, it was suggested that opting the PTFs in hydrological modeling should be care-fully tested by looking over the spatio-temporal distribution of simulated evapotranspira-tion and runoff generation processes, whether they are reasonably represented. To fulfill the previous studies’ suggestions, the third paper then aims to focus on evalu-ating the hydrological model through improving the spatial representation of dominant run-off processes. It was implemented in a mesoscale catchment in southwestern Germany us-ing the hydrological model WaSiM-ETH. Dealing with the issues of inadequate spatial ob-servations for rigorous spatial model evaluation, we made use of a reference soil hydrologic map available for the study area to discern the expected dominant runoff processes across a wide range of hydrological conditions. The model was parameterized by applying 11 PTFs and run by multiple synthetic rainfall events. To compare the simulated spatial patterns to the patterns derived by digital soil map, a multiple-component spatial performance metric (SPAEF) was applied. The simulated DRPs showed a large variability with regard to land use, topography, applied rainfall rates, and the different PTFs, which highly influence the rapid runoff generation under wet conditions. The three published manuscripts proceeded towards the model evaluation viewpoints that ultimately attain the behavioral model outputs. It was performed through obtaining information about internal hydrological processes that lead to certain model behaviors, and also about the function and sensitivity of some of the soil and vegetation parameters that may primarily influence those internal processes in a catchment. Accordingly, using this understanding on model reactions, and by setting multiple evaluation criteria, it was possi-ble to identify which parameterization could lead to behavioral model realization. This work, in fact, will contribute to solving some of the issues (e.g., spatial variability and modeling methods) identified as the 23 unsolved problems in hydrology in the 21st century (Blöschl et al., 2019). The results obtained in the present work encourage the further inves-tigations toward a comprehensive model calibration procedure considering multiple data sources simultaneously. This will enable developing the new perspectives to the current parameter estimation methods, which in essence, focus on reproducing the plausible dy-namics (spatio-temporal) of the other hydrological processes within the watershed.

Auslöser und Treiber von Mission Drift von Sozialunternehmen (2024)

Greß, Patrick Nico

Sozialunternehmen haben mindestens zwei Ziele: die Erfüllung ihrer sozialen bzw. ökologischen Mission und finanzielle Ziele. Zwischen diesen Zielen können Spannungen entstehen. Wenn sie sich in diesem Spannungsfeld wiederholt zugunsten der finanziellen Ziele entscheiden, kommt es zum Mission Drift. Die Priorisierung der finanziellen Ziele überlagert dabei die soziale Mission. Auch wenn das Phänomen in der Praxis mehrfach beobachtet und in Einzelfallanalysen beschrieben wurde, gibt es bislang wenig Forschung zu Mission Drift. Der Fokus der vorliegenden Arbeit liegt darauf, diese Forschungslücke zu schließen und eigene Erkenntnisse für die Auslöser und Treiber des Mission Drifts von Sozialunternehmen zu ermitteln. Ein Augenmerk liegt auf den verhaltensökonomischen Theorien und der Mixed-Gamble-Logik. Dieser Logik zufolge liegt bei Entscheidungen immer eine Gleichzeitigkeit von Gewinnen und Verlusten vor, sodass Entscheidungsträger die Furcht vor Verlusten gegenüber der Aussicht auf Gewinne abwägen müssen. Das Modell wird genutzt, um eine neue theoretische Betrachtungsweise auf die Abwägung zwischen sozialen und finanziellen Zielen bzw. Mission Drift zu erhalten. Mit einem Conjoint Experiment werden Daten über das Entscheidungsverhalten von Sozialunternehmern generiert. Im Zentrum steht die Abwägung zwischen sozialen und finanziellen Zielen in verschiedenen Szenarien (Krisen- und Wachstumssituationen). Mithilfe einer eigens erstellten Stichprobe von 1.222 Sozialunternehmen aus Deutschland, Österreich und der Schweiz wurden 187 Teilnehmende für die Studie gewonnen. Die Ergebnisse dieser Arbeit zeigen, dass eine Krisensituation Auslöser für Mission Drift von Sozialunternehmen sein kann, weil in diesem Szenario den finanziellen Zielen die größte Bedeutung zugemessen wird. Für eine Wachstumssituation konnten hingegen keine solche Belege gefunden werden. Hinzu kommen weitere Einflussfaktoren, welche die finanzielle Orientierung verstärken können, nämlich die Gründeridentitäten der Sozialunternehmer, eine hohe Innovativität der Unternehmen und bestimmte Stakeholder. Die Arbeit schließt mit einer ausführlichen Diskussion der Ergebnisse. Es werden Empfehlungen gegeben, wie Sozialunternehmen ihren Zielen bestmöglich treu bleiben können. Außerdem werden die Limitationen der Studie und Wege für zukünftige Forschung im Bereich Mission Drift aufgezeigt.

Semantic-Aware Coordinated Multiple Views for the Interactive Analysis of Neural Activity Data (2024)

Nowke, Christian

Visualizing brain simulation data is in many aspects a challenging task. For one, data used in brain simulations and the resulting datasets is heterogeneous and insight is derived by relating all different kinds of it. Second, the analysis process is rapidly changing while creating hypotheses about the results. Third, the scale of data entities in these heterogeneous datasets is manifold, reaching from single neurons to brain areas interconnecting millions. Fourth, the heterogeneous data consists of a variety of modalities, e.g.: from time series data to connectivity data, from single parameters to a set of parameters spanning parameter spaces with multiple possible and biological meaningful solutions; from geometrical data to hierarchies and textual descriptions, all on mostly different scales. Fifth, visualizing includes finding suitable representations and providing real-time interaction while supporting varying analysis workflows. To this end, this thesis presents a scalable and flexible software architecture for visualizing, integrating and interacting with brain simulations data. The scalability and flexibility is achieved by interconnected services forming in a series of Coordinated Multiple View (CMV) systems. Multiple use cases are presented, introducing views leveraging this architecture, extending its ecosystem and resulting in a Problem Solving Environment (PSE) from which custom-tailored CMV systems can be build. The construction of such CMV system is assisted by semantic reasoning hence the term semantic-aware CMVs.

Information in der vorvertraglichen Phase im Gemeinsamen Europäischen Kaufrecht (2024)

Merten, Hanno

Information in der vorvertraglichen Phase – das heißt, Informationspflichten sowie Rechtsfolgen von Informationserteilung und -nichterteilung – in Bezug auf Kaufvertrag und Wahl des optionalen Instruments hat im Vorschlag der Europäischen Kommission für ein Gemeinsames Europäisches Kaufrecht (GEK; KOM(2011) 635) vielfältige Regelungen erfahren. Die vorliegende Arbeit betrachtet diese Regelungen auch in ihrem Verhältnis zu den Textstufen des Europäischen Privatrechts – Modellregeln und verbraucherschützende EU-Richtlinien – und misst sie an ökonomischen Rahmenbedingungen, die die Effizienz von Transaktionen gebieten und Grenzen des Nutzens von (Pflicht-)Informationen aufzeigen. Vom Grundsatz der Vertragsfreiheit ausgehend ist jeder Partei das Risiko zugewiesen, unzureichend informiert zu sein, während die Gegenseite nur punktuell zur Information verpflichtet ist. Zwischen Unternehmern bleibt es auch nach dem GEK hierbei, doch zwischen Unternehmer und Verbraucher wird dieses Verhältnis umgekehrt. Dort gelten, mit Differenzierung nach Vertragsschlusssituationen, umfassende Kataloge von Informationspflichten hinsichtlich des Kaufvertrags. Als Konzept ist dies grundsätzlich sinnvoll; die Pflichten dienen dem Verbraucherschutz, insbesondere der Informiertheit und Transparenz vor der Entscheidung über den Vertragsschluss. Teilweise gehen die Pflichten aber zu weit. Die Beeinträchtigung der Vertragsfreiheit des Unternehmers durch die Pflichten und die Folgen ihrer Verletzung lässt sich nicht vollständig mit dem Ziel des Verbraucherschutzes rechtfertigen. Durch das Übermaß an Information fördern die angeordneten Pflichten den Verbraucherschutz nur eingeschränkt; sie genügen nicht verhaltensökonomischen Maßstäben. Es empfiehlt sich daher, zwischen Unternehmern und Verbrauchern bestimmte verpflichtende Informationsinhalte ganz zu streichen, auf im konkreten Fall nicht erforderliche Information zu verzichten, erst nach Vertragsschluss relevante Informationen auf diese Zeit zu verschieben und die verbleibenden vorvertraglichen Pflichtinformationen in einer für den Verbraucher besser zu verarbeitenden Weise zu präsentieren. Von den einem Verbraucher zu erteilenden Informationen sollte stets verlangt werden, dass sie klar und verständlich sind; die Beweislast für ihre ordnungsgemäße Erteilung sollte generell dem Unternehmer obliegen. Neben die ausdrücklich angeordneten Informationspflichten treten ungeachtet der Verbraucher- oder Unternehmereigenschaft sowie der Käufer- oder Verkäuferrolle stark einzelfallabhängige Informationspflichten nach Treu und Glauben, die im Recht der Willensmängel niedergelegt sind. Hier ist der Grundsatz verwirklicht, dass mangelnde Information zunächst das eigene Risiko jeder Partei ist; berechtigtes Vertrauen und freie Willensbildung werden geschützt. Diese Pflichten berücksichtigen auch das Ziel der Effizienz und achten die Vertragsfreiheit. Das Vertrauen auf jegliche erteilten Informationen wird zudem dadurch geschützt, dass sie den Vertragsinhalt – allerdings in Verbraucherverträgen nicht umfassend genug – mitbestimmen können und dass ihre Unrichtigkeit sanktioniert wird. Die Verletzung jeglicher Arten von Informationspflichten kann insbesondere einen Schadensersatzanspruch sowie – über das Recht der Willensmängel – die Möglichkeit zur Lösung vom Vertrag nach sich ziehen. Das Zusammenspiel der unterschiedlichen Mechanismen führt allerdings zu Friktionen sowie zu Lücken in den Rechtsfolgen von Informationspflichtverletzungen. Daher empfiehlt sich die Schaffung eines Schadensersatzanspruchs für jede treuwidrig unterlassene Informationserteilung; hierdurch wird das Gebot von Treu und Glauben auch außerhalb des Rechts der Willensmängel zu einer eigentlichen einzelfallabhängigen Informationspflicht aufgewertet.

Determinants and Consequences of Social Entrepreneurship (2024)

Kanwal, Narmeen

Social entrepreneurship is a successful activity to solve social problems and economic challenges. Social entrepreneurship uses for-profit industry techniques and tools to build financially sound businesses that provide nonprofit services. Social entrepreneurial activities also lead to the achievement of sustainable development goals. However, due to the complex, hybrid nature of the business, social entrepreneurial activities are typically supported by macrolevel determinants. To expand our knowledge of how beneficial macro-level determinants can be, this work examines empirical evidence about the impact of macro-level determinants on social entrepreneurship. Another aim of this dissertation is to examine the impact at the micro level, as the growth ambitions of social and commercial entrepreneurs differ. At the beginning, the introductory section is explained in Chapter 1, which contains the motivation for the research, the research question, and the structure of the work. There is an ongoing debate about the origin and definition of social entrepreneurship. Therefore, the numerous phenomena of social entrepreneurship are examined theoretically in the previous literature. To determine the common consensus on the topic, Chapter 2 presents the theoretical foundations and definition of social entrepreneurship. The literature shows that a variety of determinants at the micro and macro levels are essential for the emergence of social entrepreneurship as a distinctive business model (Hartog & Hoogendoorn, 2011; Stephan et al., 2015; Hoogendoorn, 2016). It is impossible to create a society based on a social mission without the support of micro and macro-level-level determinants. This work examines the determinants and consequences of social entrepreneurship from different methodological perspectives. The theoretical foundations of the micro- and macro-level determinants influencing social entrepreneurial activities were discussed in Chapter 3. The purpose of reproducibility in research is to confirm previously published results (Hubbard et al., 1998; Aguinis & Solarino, 2019). However, due to the lack of data, lack of transparency of methodology, reluctance to publish, and lack of interest from researchers, there is a lack of promoting replication of the existing research study (Baker, 2016; Hedges & Schauer, 2019a). Promoting replication studies has been regularly emphasized in the business and management literature (Kerr et al., 2016; Camerer et al., 2016). However, studies that provide replicability of the reported results are considered rare in previous research (Burman et al., 2010; Ryan & Tipu, 2022). Based on the research of Köhler and Cortina (2019), an empirical study on this topic is carried out in Chapter 4 of this work. Given this focus, researchers have published a large body of research on the impact of microand macro-level determinants on social inclusion, although it is still unclear whether these studies accurately reflect reality. It is important to provide conceptual underpinnings to the field through a reassessment of published results (Bettis et al., 2016). The results of their research make it abundantly clear that the macro determinants support social entrepreneurship. In keeping with the more narrative approach, which is a crucial concern and requires attention, Chapter 5 considered the reproducibility of previous results, particularly on the topic of social entrepreneurship. We replicated the results of Stephan et al. (2015) to establish the trend of reproducibility and validate the specific conclusions they drew. The literal and constructive replication in the dissertation inspired us to explore technical replication research on social entrepreneurship. Chapter 6 evaluates the fundamental characteristics that have proven to be key factors in the growth of social ventures. The current debate reviews and references literature that has specifically focused on the development of social entrepreneurship. An empirical analysis of factors directly related to the ambitious growth of social entrepreneurship is also carried out. Numerous social entrepreneurial groups have been studied concerning this association. Chapter 6 compares the growth ambitions of social and traditional (commercial) entrepreneurship as consequences at the micro level. This study examined many characteristics of social and commercial entrepreneurs' growth ambitions. Scholars have claimed to some extent that the growth of social entrepreneurship differs from commercial entrepreneurial activities due to objectivity differences (Lumpkin et al., 2013; Garrido-Skurkowicz et al., 2022). Qualitative research has been used in studies to support the evidence on related topics, including Gupta et al (2020) emphasized that research needs to focus on specific concepts of social entrepreneurship for the field to advance. Therefore, this study provides a quantitative, analysis-based assessment of facts and data. For this purpose, a data set from the Global Entrepreneurship Monitor (GEM) 2015 was used, which examined 12,695 entrepreneurs from 38 countries. Furthermore, this work conducted a regression analysis to evaluate the influence of various social and commercial characteristics of entrepreneurship on economic growth in developing countries. Chapter 7 briefly explains future directions and practical/theoretical implications.

Data Fusion in Official Statistics: An Evaluation of Classical versus Statistical Learning Approaches (2024)

Schaller, Jannik

Data fusions are becoming increasingly relevant in official statistics. The aim of a data fusion is to combine two or more data sources using statistical methods in order to be able to analyse different characteristics that were not jointly observed in one data source. Record linkage of official data sources using unique identifiers is often not possible due to methodological and legal restrictions. Appropriate data fusion methods are therefore of central importance in order to use the diverse data sources of official statistics more effectively and to be able to jointly analyse different characteristics. However, the literature lacks comprehensive evaluations of which fusion approaches provide promising results for which data constellations. Therefore, the central aim of this thesis is to evaluate a concrete plethora of possible fusion algorithms, which includes classical imputation approaches as well as statistical and machine learning methods, in selected data constellations. To specify and identify these data contexts, data and imputation-related scenario types of a data fusion are introduced: Explicit scenarios, implicit scenarios and imputation scenarios. From these three scenario types, fusion scenarios that are particularly relevant for official statistics are selected as the basis for the simulations and evaluations. The explicit scenarios are the fulfilment or violation of the Conditional Independence Assumption (CIA) and varying sample sizes of the data to be matched. Both aspects are likely to have a direct, that is, explicit, effect on the performance of different fusion methods. The summed sample size of the data sources to be fused and the scale level of the variable to be imputed are considered as implicit scenarios. Both aspects suggest or exclude the applicability of certain fusion methods due to the nature of the data. The univariate or simultaneous, multivariate imputation solution and the imputation of artificially generated or previously observed values in the case of metric characteristics serve as imputation scenarios. With regard to the concrete plethora of possible fusion algorithms, three classical imputation approaches are considered: Distance Hot Deck (DHD), the Regression Model (RM) and Predictive Mean Matching (PMM). With Decision Trees (DT) and Random Forest (RF), two prominent tree-based methods from the field of statistical learning are discussed in the context of data fusion. However, such prediction methods aim to predict individual values as accurately as possible, which can clash with the primary objective of data fusion, namely the reproduction of joint distributions. In addition, DT and RF only comprise univariate imputation solutions and, in the case of metric variables, artificially generated values are imputed instead of real observed values. Therefore, Predictive Value Matching (PVM) is introduced as a new, statistical learning-based nearest neighbour method, which could overcome the distributional disadvantages of DT and RF, offers a univariate and multivariate imputation solution and, in addition, imputes real and previously observed values for metric characteristics. All prediction methods can form the basis of the new PVM approach. In this thesis, PVM based on Decision Trees (PVM-DT) and Random Forest (PVM-RF) is considered. The underlying fusion methods are investigated in comprehensive simulations and evaluations. The evaluation of the various data fusion techniques focusses on the selected fusion scenarios. The basis for this is formed by two concrete and current use cases of data fusion in official statistics, the fusion of EU-SILC and the Household Budget Survey on the one hand and of the Tax Statistics and the Microcensus on the other. Both use cases show significant differences with regard to different fusion scenarios and thus serve the purpose of covering a variety of data constellations. Simulation designs are developed from both use cases, whereby the explicit scenarios in particular are incorporated into the simulations. The results show that PVM-RF in particular is a promising and universal fusion approach under compliance with the CIA. This is because PVM-RF provides satisfactory results for both categorical and metric variables to be imputed and also offers a univariate and multivariate imputation solution, regardless of the scale level. PMM also represents an adequate fusion method, but only in relation to metric characteristics. The results also imply that the application of statistical learning methods is both an opportunity and a risk. In the case of CIA violation, potential correlation-related exaggeration effects of DT and RF, and in some cases also of RM, can be useful. In contrast, the other methods induce poor results if the CIA is violated. However, if the CIA is fulfilled, there is a risk that the prediction methods RM, DT and RF will overestimate correlations. The size ratios of the studies to be fused in turn have a rather minor influence on the performance of fusion methods. This is an important indication that the larger dataset does not necessarily have to serve as a donor study, as was previously the case. The results of the simulations and evaluations provide concrete implications as to which data fusion methods should be used and considered under the selected data and imputation constellations. Science in general and official statistics in particular benefit from these implications. This is because they provide important indications for future data fusion projects in order to assess which specific data fusion method could provide adequate results along the data constellations analysed in this thesis. Furthermore, with PVM this thesis offers a promising methodological innovation for future data fusions and for imputation problems in general.

Die Rechtsfigur des Indigenats in der Geschichte Preußens und Württembergs von der Zeit des Heiligen Römischen Reichs bis zur Gründung des deutschen Nationalstaats von 1871 (2024)

Karbach, Maximilian

Der zentrale Gegenstand der Untersuchung ist die Rechtsfigur des Indigenats im Kontext der württembergischen und preußischen Staatenlandschaft. Das Indigenat lässt sich als ein Recht bestimmen, das seine potenziellen Rechtsträger maßgeblich über das Abstammungsprinzip definiert und ein Verhältnis zwischen Rechtsträger und einem übergeordneten Rechtssubjekt zum Ausdruck bringt, sei es lehns- oder standes-, staats- oder auch bundes- beziehungsweise reichsrechtlicher Natur. Der zeitliche Schwerpunkt der Betrachtung liegt auf dem 19. Jahrhundert. Es werden jedoch auch Rückblicke in die Frühe Neuzeit geworfen, weil Wandel und Kontinuität in der Entwicklung des Indigenats in einer solch langen Perspektive besonders klar hervortreten können. Die zentrale These dieser Arbeit ist, dass ein enger Zusammenhang zwischen der im 19. Jahrhundert entstehenden und bis heute geläufigen Form der Zuordnung von Menschen zum Staat und den aus diesem Verhältnis entspringenden Rechten einerseits und dem frühneuzeitlichen Indigenat andererseits besteht. Dabei kann gezeigt werden, dass Gesellschaften ihre politischen Machtpositionen gegenüber „fremdstämmigen“, etwa zuwandernden Personen abschirmten, indem sie sich auf indigenatrechtliche, ethnische Bestimmungen beriefen.

Exploring Financial Behavior: A multi-study thesis on adaptive markets, decision-making, comparison-based emotions, and Green Finance (2024)

Scherf, Matthias

This thesis contains four parts that are all connected by their contributions to the Efficient Market Hypothesis and decision-making literature. Chapter two investigates how national stock market indices reacted to the news of national lockdown restrictions in the period from January to May 2020. The results show that lockdown restrictions led to different reactions in a sample of OECD and BRICS countries: there was a general negative effect resulting from the increase in lockdown restrictions, but the study finds strong evidence for underreaction during the lockdown announcement, followed by some overreaction that is corrected subsequently. This under-/overreaction pattern, however, is observed mostly during the first half of our time series, pointing to learning effects. Relaxation of the lockdown restrictions, on the other hand, had a positive effect on markets only during the second half of our sample, while for the first half of the sample, the effect was negative. The third chapter investigates the gender differences in stock selection preferences on the Taiwan Stock Exchange. By utilizing trading data from the Taiwan Stock Exchange over a span of six years, it becomes possible to analyze trading behavior while minimizing the self-selection bias that is typically present in brokerage data. To study gender differences, this study uses firm-level data. The percentage of male traders in a company is the dependent variable, while the company’s industry and fundamental/technical aspects serve as independent variables. The results show that the percentage of women trading a company rises with a company’s age, market capitalization, a company’s systematic risk, and return. Men trade more frequently and show a preference for dividend-paying stocks and for industries with which they are more familiar. The fourth chapter investigated the relationship between regret and malicious and benign envy. The relationship is analyzed in two different studies. In experiment 1, subjects had to fill out psychological scales that measured regret, the two types of envy, core self-evaluation and the big 5 personality traits. In experiment 2, felt regret is measured in a hypothetical scenario, and the subject’s felt regret was regressed on the other variables mentioned above. The two experiments revealed that there is a positive direct relationship between regret and benign envy. The relationship between regret and malicious envy, on the other hand, is mostly an artifact of core self-evaluation and personality influencing both malicious envy and regret. The relationship can be explained by the common action tendency of self-improvement for regret and benign envy. Chapter five discusses the differences in green finance regulation and implementation between the EU and China. China introduced the Green Silk Road, while the EU adopted the Green Deal and started working with its own green taxonomy. The first difference comes from the definition of green finance, particularly with regard to coal-fired power plants. Especially the responsibility of nation-states’ emissions abroad. China is promoting fossil fuel projects abroad through its Belt and Road Initiative, but the EU’s Green Deal does not permit such actions. Furthermore, there are policies in both the EU and China that create contradictory incentives for economic actors. On the one hand, the EU and China are improving the framework conditions for green financing while, on the other hand, still allowing the promotion of conventional fuels. The role of central banks is also different between the EU and China. China’s central bank is actively working towards aligning the financial sector with green finance. A possible new role of the EU central bank or the priority financing of green sectors through political decision-making is still being debated.

The Formation of Ambivalent Attitudes: Evidence From Experimental Research (2024)

Hahn, Lena

When humans encounter attitude objects (e.g., other people, objects, or constructs), they evaluate them. Often, these evaluations are based on attitudes. Whereas most research focuses on univalent (i.e., only positive or only negative) attitude formation, little research exists on ambivalent (i.e., simultaneously positive and negative) attitude formation. Following a general introduction into ambivalence, I present three original manuscripts investigating ambivalent attitude formation. The first manuscript addresses ambivalent attitude formation from previously univalent attitudes. The results indicate that responding to a univalent attitude object incongruently leads to ambivalence measured via mouse tracking but not ambivalence measured via self-report. The second manuscript addresses whether the same number of positive and negative statements presented block-wise in an impression formation task leads to ambivalence. The third manuscript also used an impression formation task and addresses the question of whether randomly presenting the same number of positive and negative statements leads to ambivalence. Additionally, the effect of block size of the same valent statements is investigated. The results of the last two manuscripts indicate that presenting all statements of one valence and then all statements of the opposite valence leads to ambivalence measured via self-report and mouse tracking. Finally, I discuss implications for attitude theory and research as well as future research directions.

Gender Differences in Clinical Outcomes After Left Ventricular Assist Device (LVAD) Implantation – The Role of Psychosocial Risk Factors (2024)

Maukel, Lisa-Marie

Left ventricular assist devices (LVADs) have become a valuable treatment for patients with advanced heart failure. Women appear to be disadvantaged in the usage of LVADs and concerning clinical outcomes such as death and adverse events after LVAD implant. Contrary to typical clinical characteristics (e.g., disease severity), device-related factors such as the intended device strategy, bridge to a heart transplantation or destination therapy, are often not considered in research on gender differences. In addition, the relevance of pre-implant psychosocial risk factors, such as substance abuse and limited social support, for LVAD outcomes is currently unclear. Thus, the aim of this dissertation is to explore the role of pre-implant psychosocial risk factors for gender differences in clinical outcomes, accounting for clinical and device-related risk factors. In the first article, gender differences in pre-implant characteristics of patients registered in The European Registry for Patients with Mechanical Circulatory Support (EUROMACS) were investigated. It was found that women and men differed in multiple pre-implant characteristics depending on device strategy. In the second article, gender differences in major clinical outcomes (i.e., death, heart transplant, device explant due to cardiac recovery, device replacement due to complications) were evaluated for patients in the device strategy destination therapy in the Interagency Registry for Mechanically Assisted Circulation (INTERMACS). Additionally, the association of gender and psychosocial risk factors with the major outcomes were analyzed. Women had similar probabilities to die on LVAD support, and even higher probabilities to experience explant of the device due to cardiac recovery compared with men in the destination therapy subgroup. Pre-implant psychosocial risk factors were not associated with major outcomes. The third article focused on gender differences in 10 adverse events (e.g., device malfunction, bleeding) after LVAD implant in INTERMACS. The association of a psychosocial risk indicator with gender and adverse events after LVAD implantation was evaluated. Women were less likely to have psychosocial risk pre-implant but more likely to experience seven out of 10 adverse events compared with men. Pre-implant psychosocial risk was associated with adverse events, even suggesting a dose response-relationship. These associations appeared to be more pronounced in women. In conclusion, women appear to have similar survival to men when accounting for device strategy. They have higher probabilities of recovery, but higher probabilities of device replacement and adverse events compared with men. Regarding these adverse events, women may be more susceptible to psychosocial risk factors than men. The results of this dissertation illustrate the importance of gender-sensitive research and suggest considering device strategy when studying gender differences in LVAD recipients. Further research is warranted to elucidate the role of specific psychosocial risk factors that lead to higher probabilities of adverse events, to intervene early and improve patient care in both, women and men

Royaler Dress-Code. Die politischen Positionen in den Staatsporträts König Maximilians II. von Bayern (2. überarbeitete Auflage) (2024)

Kirsch, Anne-Karin

Anmerkung: Es handelt sich um die 2. überarbeitete Auflage der Dissertation. 1. Auflage siehe: "https://ubt.opus.hbz-nrw.de/frontdoor/index/index/docId/2083". Ausgangspunkt der politisch-ikonographischen Untersuchung, in deren Zentrum zwei Staatsporträts König Maximilians II. von Bayern stehen, ist die Beobachtung, dass diese beiden Bildnisse grundsätzlich unterschiedliche Inszenierungsformen wählen. Das erste von Max Hailer gefertigte Werk zeigt Maximilian II. im vollen bayerischen Krönungsornat und greift eine tradierte Darstellungsweise im Staatsporträt auf. Es entstand zwei Jahre nach Maximilians II. Thronbesteigung und damit nach den revolutionären Unruhen der Jahre 1848/49 im Jahr 1850. Das zweite wurde von Joseph Bernhardt 1857 bis 1858 gemalt und im Jahr 1858 zum zehnjährigen Thronjubiläum des Monarchen erstmals präsentiert. Die Inszenierung ändert sich im zweiten Bildnis: Das bayerische Krönungsornat ist der Generalsuniform gewichen, ebenso weitere Details, die sich noch in der ersten Darstellung finden: Draperie und Wappen fehlen, der übliche bayerisch-königliche Thronsessel ist durch einen anderen ersetzt. In den Hintergrund gedrängt ist die Verfassung, immerhin seit 1818 staatliche Rechtsgrundlage des bayerischen Königreichs. Die beiden Staatsporträts Maximilians II. leiten offensichtlich von den Herrscherbildnissen im vollen bayerischen Krönungsornat seines Großvaters Maximilian I. und Vaters Ludwig I. über zu einer solchen in Uniform mit Krönungsmantel wie sie sich bei Napoleon III. und Friedrich Wilhelm IV. finden und wie sie sein Sohn Ludwig II. weiterführte. Es stellt sich somit die Frage, welche Faktoren zu diesem prägnanten Wandel in der Inszenierung Maximilians II. als König von Bayern führten. Die Arbeit geht der These nach, dass beide Darstellungen grundlegend auf eine reaktionäre, gegen die Revolution 1848/49 gerichtete Politik ausgelegt sind, wobei dieser reaktionäre Charakter in Maximilians II. Bildnis von 1858 noch eine Steigerung im Vergleich zu derjenigen von 1850 erfährt. Zudem wandelt sich die innenpolitisch-historische Ausrichtung des ersten Porträts bei der zweiten Darstellung des bayerischen Monarchen in eine außenpolitisch-progressive. Die Legitimation Maximilians II. begründet sich nicht mehr, wie bei ersterem, in der Geschichte und der Herrschaft der Wittelsbacher, sondern in seinen eigenen Errungenschaften und seiner eigenen Herrschaft. Dieser Wechsel der politischen Bildaussage fußt sowohl auf den politischen Veränderungen und Entwicklungen innerhalb und außerhalb Bayerns als auch auf der Entwicklung des Staatsporträts in der Mitte des 19. Jahrhunderts. Nach nur zehn Jahren wird so eine veränderte Botschaft über Maximilians II. Position und Machtanspruch ausgesendet.

Knowledge Acquisition and Transfer – Three Meta-Analytic Investigations (2024)

Dlugosch, Aline

Knowledge acquisition comprises various processes. Each of those has its dedicated research domain. Two examples are the relations between knowledge types and the influences of person-related variables. Furthermore, the transfer of knowledge is another crucial domain in educational research. I investigated these three processes through secondary analyses in this dissertation. Secondary analyses comply with the broadness of each field and yield the possibility of more general interpretations. The dissertation includes three meta-analyses: The first meta-analysis reports findings on the predictive relations between conceptual and procedural knowledge in mathematics in a cross-lagged panel model. The second meta-analysis focuses on the mediating effects of motivational constructs on the relationship between prior knowledge and knowledge after learning. The third meta-analysis deals with the effect of instructional methods in transfer interventions on knowledge transfer in school students. These three studies provide insights into the determinants and processes of knowledge acquisition and transfer. Knowledge types are interrelated; motivation mediates the relation between prior and later knowledge, and interventions influence knowledge transfer. The results are discussed by examining six key insights that build upon the three studies. Additionally, practical implications, as well as methodological and content-related ideas for further research, are provided.

Improving Predictive Modeling With Machine Learning Techniques (2023)

Bennemann, Björn

There is no longer any doubt about the general effectiveness of psychotherapy. However, up to 40% of patients do not respond to treatment. Despite efforts to develop new treatments, overall effectiveness has not improved. Consequently, practice-oriented research has emerged to make research results more relevant to practitioners. Within this context, patient-focused research (PFR) focuses on the question of whether a particular treatment works for a specific patient. Finally, PFR gave rise to the precision mental health research movement that is trying to tailor treatments to individual patients by making data-driven and algorithm-based predictions. These predictions are intended to support therapists in their clinical decisions, such as the selection of treatment strategies and adaptation of treatment. The present work summarizes three studies that aim to generate different prediction models for treatment personalization that can be applied to practice. The goal of Study I was to develop a model for dropout prediction using data assessed prior to the first session (N = 2543). The usefulness of various machine learning (ML) algorithms and ensembles was assessed. The best model was an ensemble utilizing random forest and nearest neighbor modeling. It significantly outperformed generalized linear modeling, correctly identifying 63.4% of all cases and uncovering seven key predictors. The findings illustrated the potential of ML to enhance dropout predictions, but also highlighted that not all ML algorithms are equally suitable for this purpose. Study II utilized Study I’s findings to enhance the prediction of dropout rates. Data from the initial two sessions and observer ratings of therapist interventions and skills were employed to develop a model using an elastic net (EN) algorithm. The findings demonstrated that the model was significantly more effective at predicting dropout when using observer ratings with a Cohen’s d of up to .65 and more effective than the model in Study I, despite the smaller sample (N = 259). These results indicated that generating models could be improved by employing various data sources, which provide better foundations for model development. Finally, Study III generated a model to predict therapy outcome after a sudden gain (SG) in order to identify crucial predictors of the upward spiral. EN was used to generate the model using data from 794 cases that experienced a SG. A control group of the same size was also used to quantify and relativize the identified predictors by their general influence on therapy outcomes. The results indicated that there are seven key predictors that have varying effect sizes on therapy outcome, with Cohen's d ranging from 1.08 to 12.48. The findings suggested that a directive approach is more likely to lead to better outcomes after an SG, and that alliance ruptures can be effectively compensated for. However, these effects were reversed in the control group. The results of the three studies are discussed regarding their usefulness to support clinical decision-making and their implications for the implementation of precision mental health.

An Integer Optimization Approach to k-Anonymity on Nominal Data (2023)

Cost, Vera Charlotte

The publication of statistical databases is subject to legal regulations, e.g. national statistical offices are only allowed to publish data if the data cannot be attributed to individuals. Achieving this privacy standard requires anonymizing the data prior to publication. However, data anonymization inevitably leads to a loss of information, which should be kept minimal. In this thesis, we analyze the anonymization method SAFE used in the German census in 2011 and we propose a novel integer programming-based anonymization method for nominal data. In the first part of this thesis, we prove that a fundamental variant of the underlying SAFE optimization problem is NP-hard. This justifies the use of heuristic approaches for large data sets. In the second part, we propose a new anonymization method belonging to microaggregation methods, specifically designed for nominal data. This microaggregation method replaces rows in a microdata set with representative values to achieve k-anonymity, ensuring each data row is identical to at least k − 1 other rows. In addition to the overall dissimilarities of the data rows, the method accounts for errors in resulting frequency tables, which are of high interest for nominal data in practice. The method employs a typical two-step structure: initially partitioning the data set into clusters and subsequently replacing all cluster elements with representative values to achieve k-anonymity. For the partitioning step, we propose a column generation scheme followed by a heuristic to obtain an integer solution, which is based on the dual information. For the aggregation step, we present a mixed-integer problem formulation to find cluster representatives. To this end, we take errors in a subset of frequency tables into account. Furthermore, we show a reformulation of the problem to a minimum edge-weighted maximal clique problem in a multipartite graph, which allows for a different perspective on the problem. Moreover, we formulate a mixed-integer program, which combines the partitioning and the aggregation step and aims to minimize the sum of chi-squared errors in frequency tables. Finally, an experimental study comparing the methods covered or developed in this work shows particularly strong results for the proposed method with respect to relative criteria, while SAFE shows its strength with respect to the maximum absolute error in frequency tables. We conclude that the inclusion of integer programming in the context of data anonymization is a promising direction to reduce the inevitable information loss inherent in anonymization, particularly for nominal data.

Building Fortress Europe Economic realism, China, and Europe’s investment screening mechanisms (2023)

Flaherty, Nicholas

This thesis deals with the construction of investment screening mechanisms across the major economic powers in Europe and at the supranational level during the post-2015 period. The core puzzle at the heart of this research is how, in a traditional bastion of economic liberalism such as Europe, could a protectionist tool such as investment screening be erected in such a rapid manner. Within a few years, Europe went from a position of being highly welcoming towards foreign investment to increasingly implementing controls on it, with the focus on China. How are we to understand this shift in Europe? I posit that Europe’s increasingly protectionist shift on inward investment can be fruitfully understood using an economic realist approach, where the introduction of investment screening can be seen as part of a process of ‘balancing’ China’s economic rise and reasserting European competitiveness. China has moved from being the ‘workshop of the world’ to becoming an innovation-driven economy at the global technological frontier. As China has become more competitive, Europe, still a global economic leader, broadly situated at the technological frontier, has begun to sense a threat to its position, especially in the context of the fourth industrial revolution. A ‘balancing’ process has been set in motion, in which Europe seeks to halt and even reverse the narrowing competitiveness gap between it and China. The introduction of investment screening measures is part of this process.

Visual Transfer Learning using Knowledge Graphs (2023)

Monka, Sebastian

While humans find it easy to process visual information from the real world, machines struggle with this task due to the unstructured and complex nature of the information. Computer vision (CV) is the approach of artificial intelligence that attempts to automatically analyze, interpret, and extract such information. Recent CV approaches mainly use deep learning (DL) due to its very high accuracy. DL extracts useful features from unstructured images in a training dataset to use them for specific real-world tasks. However, DL requires a large number of parameters, computational power, and meaningful training data, which can be noisy, sparse, and incomplete for specific domains. Furthermore, DL tends to learn correlations from the training data that do not occur in reality, making DNNs poorly generalizable and error-prone. Therefore, the field of visual transfer learning is seeking methods that are less dependent on training data and are thus more applicable in the constantly changing world. One idea is to enrich DL with prior knowledge. Knowledge graphs (KG) serve as a powerful tool for this purpose because they can formalize and organize prior knowledge based on an underlying ontological schema. They contain symbolic operations such as logic, rules, and reasoning, and can be created, adapted, and interpreted by domain experts. Due to the abstraction potential of symbols, KGs provide good prerequisites for generalizing their knowledge. To take advantage of the generalization properties of KG and the ability of DL to learn from large-scale unstructured data, attempts have long been made to combine explicit graph and implicit vector representations. However, with the recent development of knowledge graph embedding methods, where a graph is transferred into a vector space, new perspectives for a combination in vector space are opening up. In this work, we attempt to combine prior knowledge from a KG with DL to improve visual transfer learning using the following steps: First, we explore the potential benefits of using prior knowledge encoded in a KG for DL-based visual transfer learning. Second, we investigate approaches that already combine KG and DL and create a categorization based on their general idea of knowledge integration. Third, we propose a novel method for the specific category of using the knowledge graph as a trainer, where a DNN is trained to adapt to a representation given by prior knowledge of a KG. Fourth, we extend the proposed method by extracting relevant context in the form of a subgraph of the KG to investigate the relationship between prior knowledge and performance on a specific CV task. In summary, this work provides deep insights into the combination of KG and DL, with the goal of making DL approaches more generalizable, more efficient, and more interpretable through prior knowledge.

Single Family Offices and their portfolio firms: financial performance, cash holdings, and capital structure (2023)

Eroglu, Onur

Family firms play a crucial role in the DACH region (Germany, Austria, Switzerland). They are characterized by a long tradition, a strong connection to the region, and a well-established network. However, family firms also face challenges, especially in finding a suitable successor. Wealthy entrepreneurial families are increasingly opting to establish Single Family Offices (SFOs) as a solution to this challenge. An SFO takes on the management and protection of family wealth. Its goal is to secure and grow the wealth over generations. In Germany alone, there are an estimated 350 to 450 SFOs, with 70% of them being established after the year 2000. However, research on SFOs is still in its early stages, particularly regarding the role of SFOs as firm owners. This dissertation delves into an exploration of SFOs through four quantitative empirical studies. The first study provides a descriptive overview of 216 SFOs from the DACH-region. Findings reveal that SFOs exhibit a preference for investing in established companies and real estate. Notably, only about a third of SFOs engage in investments in start-ups. Moreover, SFOs as a group are heterogeneous. Categorizing them into three groups based on their relationship with the entrepreneurial family and the original family firm reveals significant differences in their asset allocation strategies. Subsequent studies in this dissertation leverage a hand-collected sample of 173 SFO-owned firms from the DACH region, meticulously matched with 684 family-owned firms from the same region. The second study focusing on financial performance indicates that SFO-owned firms tend to exhibit comparatively poorer financial performance than family-owned firms. However, when members of the SFO-owning family hold positions on the supervisory or executive board of the firm, there's a notable improvement. The third study, concerning cash holdings, reveals that SFO-owned firms maintain a higher cash holding ratio compared to family-owned firms. Notably, this effect is magnified when the SFO has divested its initial family firms. Lastly, the fourth study regarding capital structure highlights that SFO-owned firms tend to display a higher long-term debt ratio than family-owned firms. This suggests that SFO-owned firms operate within a trade-off theory framework, like private equity-owned firms. Furthermore, this effect is stronger for SFOs that sold their original family firm. The outcomes of this research are poised to provide entrepreneurial families with a practical guide for effectively managing and leveraging SFOs as a strategic long-term instrument for succession and investment planning.

Foundation and Family Office-owned Firms: Heterogeneity, Firm Growth, M&A Behavior, and Capital Structure (2023)

Fathollahi, Ali Reza

Some of the largest firms in the DACH region (Germany, Austria, Switzerland) are (partially) owned by a foundation and/or a family office, such as Aldi, Bosch, or Rolex. Despite their growing importance, prior research neglected to analyze the impact of these intermediaries on the firms they own. This dissertation closes this research gap by contributing to a deeper understanding of two increasingly used family firm succession vehicles, through four empirical quantitative studies. The first study focuses on the heterogeneity in foundation-owned firms (FOFs) by applying a descriptive analysis to a sample of 169 German FOFs. The results indicate that the family as a central stakeholder in a family foundation fosters governance that promotes performance and growth. The second study examines the firm growth of 204 FOFs compared to matched non-FOFs from the DACH region. The findings suggest that FOFs grow significantly less in terms of sales but not with regard to employees. In addition, it seems that this negative effect is stronger for the upper than for the middle or lower quantiles of the growth distribution. Study three adopts an agency perspective and investigates the acquisition behavior within the group of 164 FOFs. The results reveal that firms with charitable foundations as owners are more likely to undertake acquisitions and acquire targets that are geographically and culturally more distant than firms with a family foundation as owner. At the same time, they favor target companies from the same or related industries. Finally, the fourth study scrutinizes the capital structure of firms owned by single family-offices (SFOs). Drawing on a hand-collected sample of 173 SFO-owned firms in the DACH region, the results show that SFO-owned firms display a higher long-term debt ratio than family-owned firms, indicating that SFO-owned firms follow trade-off theory, similar to private equity-owned firms. Additional analyses show that this effect is stronger for SFOs that sold their original family firm. In conclusion, the outcomes of this dissertation furnish valuable research contributions and offer practical insights for families navigating such intermediaries or succession vehicles in the long term.

Kontext, Inhibition und willentliche Unterdrückung im motorischen Gedächtnis (2023)

Schmidt, Markus

Diese Dissertationsschrift befasst sich mit der Erforschung des motorischen Gedächtnisses. Wir gehen der Frage nach, ob sich dort Analogien zu im deklarativen Gedächtnis bekannten kontextuellen und inhibitorischen Effekten finden lassen. Der erste von drei peer reviewed Artikeln setzt sich mit der generellen Bedeutung von externen Kontextmerkmalen für einen motorischen Gedächtnisabruf auseinander. Wir veränderten zwei verschiedene Sätze motorischer Sequenzen entlang einer hohen Zahl entsprechender Merkmale. Signifikant unterschiedliche Erinnerungsleistungen wiesen auf eine Kontextabhängigkeit motorischer Inhalte hin. Die Erinnerungsleistung variierte entlang der seriellen Output-Position. Bei einem Kontextwechsel blieb die Erinnerungsleistung über den Abrufverlauf nahezu stabil, bei Kontextbeibehaltung fiel diese schnell signifikant ab. Beide weiteren peer reviewed Artikel wenden sich dann der Inhibition motorischer Sequenzen zu. Im zweiten Artikel begutachten wir drei Sätze motorischer Sequenzen, die wir mit verschiedenen Händen ausführen ließen, auf ein selektives gerichtetes Vergessen. Die Vergessen-Gruppe zeigte dies nur, wenn für Satz Zwei und Drei dieselbe Hand benutzt wurde und somit ein hohes Interferenzpotenzial zwischen diesen Listen bestand. War dieses im Vergleich niedrig, indem beide Sätze mit verschiedenen Händen auszuführen waren, trat kein selektives gerichtetes Vergessen auf. Das deutet auf kognitive Inhibition als wirkursächlichen Prozess. Im dritten Artikel schließlich untersuchen wir Effekte willentlicher kognitiver Unterdrückung sowohl des Gedächtnisabrufs als auch des Ausführens in einer motorischen Adaptation des TNT (think/no-think) – Paradigmas (Anderson & Green, 2001). Waren die Sequenzen in Experiment 1 anfänglich stärker trainiert worden, so zeigten willentlich unterdrückte (no-think) motorische Repräsentationen eine deutliche Verlangsamung in deren Zugänglichkeit und tendenziell auch in der Ausführung, - im Vergleich zu Basisraten-Sequenzen. Waren die Sequenzen in Experiment 2 dagegen nur moderat trainiert, wurden diese auch schlechter erinnert und deutlich verlangsamt ausgeführt. Willentliche kognitive Unterdrückung kann motorische Gedächtnisrepräsentation und deren Ausführung beeinflussen. Unsere drei Artikel bestätigen motorische Analogien bekannter Kontext- und Inhibitionseffekte im deklarativen Gedächtnis. Wir führen ein selektives gerichtetes Vergessen motorischer Inhalte eindeutig auf Inhibition zurück und bestätigen darüber hinaus Effekte der willentlichen Unterdrückung motorischer Gedächtnisrepräsentation.

Royaler Dress-Code. Die politischen Positionen in den Staatsporträts König Maximilians II. von Bayern (1. Auflage) (2023)

Kirsch, Anne-Karin

Anmerkung: Es handelt sich um die 1. Auflage der Dissertation. 2. überarbeitete Auflage siehe: "https://ubt.opus.hbz-nrw.de/frontdoor/index/index/docId/2166". Ausgangspunkt der politisch-ikonographischen Untersuchung, in deren Zentrum zwei Staatsporträts König Maximilians II. von Bayern stehen, ist die Beobachtung, dass diese beiden Bildnisse grundsätzlich unterschiedliche Inszenierungsformen wählen. Das erste von Max Hailer gefertigte Werk zeigt Maximilian II. im vollen bayerischen Krönungsornat und greift eine tradierte Darstellungsweise im Staatsporträt auf. Es entstand zwei Jahre nach Maximilians II. Thronbesteigung und damit nach den revolutionären Unruhen der Jahre 1848/49 im Jahr 1850. Das zweite wurde von Joseph Bernhardt 1857 bis 1858 gemalt und im Jahr 1858 zum zehnjährigen Thronjubiläum des Monarchen erstmals präsentiert. Die Inszenierung ändert sich im zweiten Bildnis: Das bayerische Krönungsornat ist der Generalsuniform gewichen, ebenso weitere Details, die sich noch in der ersten Darstellung finden: Draperie und Wappen fehlen, der übliche bayerisch-königliche Thronsessel ist durch einen anderen ersetzt. In den Hintergrund gedrängt ist die Verfassung, immerhin seit 1818 staatliche Rechtsgrundlage des bayerischen Königreichs. Die beiden Staatsporträts Maximilians II. leiten offensichtlich von den Herrscherbildnissen im vollen bayerischen Krönungsornat seines Großvaters Maximilian I. und Vaters Ludwig I. über zu einer solchen in Uniform mit Krönungsmantel wie sie sich bei Napoleon III. und Friedrich Wilhelm IV. finden und wie sie sein Sohn Ludwig II. weiterführte. Es stellt sich somit die Frage, welche Faktoren zu diesem prägnanten Wandel in der Inszenierung Maximilians II. als König von Bayern führten. Die Arbeit geht der These nach, dass beide Darstellungen grundlegend auf eine reaktionäre, gegen die Revolution 1848/49 gerichtete Politik ausgelegt sind, wobei dieser reaktionäre Charakter in Maximilians II. Bildnis von 1858 noch eine Steigerung im Vergleich zu derjenigen von 1850 erfährt. Zudem wandelt sich die innenpolitisch-historische Ausrichtung des ersten Porträts bei der zweiten Darstellung des bayerischen Monarchen in eine außenpolitisch-progressive. Die Legitimation Maximilians II. begründet sich nicht mehr, wie bei ersterem, in der Geschichte und der Herrschaft der Wittelsbacher, sondern in seinen eigenen Errungenschaften und seiner eigenen Herrschaft. Dieser Wechsel der politischen Bildaussage fußt sowohl auf den politischen Veränderungen und Entwicklungen innerhalb und außerhalb Bayerns als auch auf der Entwicklung des Staatsporträts in der Mitte des 19. Jahrhunderts. Nach nur zehn Jahren wird so eine veränderte Botschaft über Maximilians II. Position und Machtanspruch ausgesendet.

Zwischen Wahrheit und Evidenz. Eine wissenssoziologische Analyse der Debatte zwischen einem Neuen Realismus und Konstruktivismus (2023)

Gossing, Christoph

Debatten führen nicht immer zu einem Konsens. Selbst die Vorlage von Beweisen bewirkt nicht immer eine Überzeugung der Gegenseite. Dies zeigt sich nicht nur in der Geschichte der Wissenschaften (vgl. Ludwik Fleck, Bruno Latour), sondern auch in der in unterschiedlichen Disziplinen geführten zeitgenössischen Debatte unter dem Label ‚science wars‘ zwischen einem Realismus und Konstruktivismus beziehungsweise Relativismus. Unterschiede in ihren Legitimierungen zeigen systematisch verschiedene Wirklichkeits- und Wahrheitsverständnisse, die sich aus den vom Seinsstandort der Perspektive abhängigen Grundannahmen konstituieren. Über einen wissenssoziologischen Zugriff wird es möglich die (sozio-)strukturlogische Konstitution von Perspektivität zu analysieren, die eine epistemologisch vorstrukturierte Revolvierung untereinander inkommensurabler Beiträge in der Debatte aufdeckt, was als Erklärung für ungelöste Debatten in Wissenschaft, Politik und Alltag überhaupt fungieren kann. Die vorliegende Arbeit orientiert sich in ihrem Vorgehen an dem von Paul Boghossian veröffentlichten Werk ‚Angst vor der Wahrheit‘ als zeitgenössischen Vertreter eines Neuen Realismus. Hierbei werden zum einen den direkten Bezügen von Boghossian die Aussagen der kritisierten Perspektiven (v.a. Latour und Goodman) gegenübergestellt, als auch zum anderen weitere Spielarten eines Konstruktivismus (kognitionstheoretischer Konstruktivismus nach Maturana und Varela, soziologischer Konstruktivismus nach Berger und Luckmann, Wissenschaftssoziologie am Beispiel von Bloor und Latour, die Systemtheorie von Luhmann sowie postkonstruktivistische Positionen) in den Dimensionen ‚Wissensverständnis‘, ‚Subjektrelevanz‘ und ‚Einstellung zu einer naturalistischen Grundlage‘ vorgestellt. Es wird eine systematische und beidseitige Fehlinterpretation in der Debatte zwischen Realismus und Konstruktivismus sichtbar. Diese wird auf die Seinsgebundenheit von Perspektiven nach dem Verständnis einer mannheimschen Wissenssoziologie zurückgeführt. Anhand einer Rekonstruktion der Erkenntnistheorie des frühen Mannheims (1922: ‚Strukturanalyse der Erkenntnistheorie‘) wird die (sozio-)strukturlogische Konstitution erkenntnistheoretischer Elemente von Grundwissenschaften herausgearbeitet, wodurch denkstilgemäße Objektivierungen (und damit Wahrheitsverständnisse) unterschieden werden können. Diese Unterschiede erklären nicht nur die Inkommensurabilität von heterogenen Perspektiven in Debatten, sondern zeigen auf, dass das Aufeinandertreffen der Debattierenden vorstrukturiert sind. Der Ablauf einer Debatte ist soziostrukturell determiniert. Abschließend wird in der vorliegenden Arbeit diskutiert, inwiefern der verfahrenen Situation einer Debatte entgegengewirkt werden kann und auf welche Weise eine wissenssoziologische Analyse zu einem gegenseitigen Verständnis zwischen debattierenden Parteien beitragen kann.

An Intersectional Reading of Contemporary Chinese Canadian Fiction (2023)

Thiesen, Diana

Diese Dissertation beschäftigt sich mit der Fragestellung, ob und wie Intersektionalität als analytische Perspektive für literarische Texte eine nützliche Ergänzung für ethnisch geordnete Literaturfelder darstellt. Diese Fragestellung wird anhand der Analyse dreier zeitgenössischer chinesisch-kanadischer Romane untersucht. In der Einleitung wird die Relevanz der Themenbereiche Intersektionalität und asiatisch-kanadische Literatur erörtert. Das darauffolgende Kapitel bietet einen historischen Überblick über die chinesisch-kanadische Einwanderung und geht detailliert auf die literarischen Produktionen ein. Es wird aufgezeigt, dass, obwohl kulturelle Güter auch zur Artikulation von Ungleichheitsverhältnissen aufgrund von zugeschriebener ethnischer Zugehörigkeit entstehen, ein Diversifizierungsbestreben innerhalb der literarischen Gemeinschaft von chinesisch-kanadischen Autor:innen identifiziert werden kann. Das dritte Kapitel widmet sich dem Begriff „Intersektionalität“ und stellt, nach einer historischen Einordnung des Konzeptes mit seinen Ursprüngen im Black Feminism, Intersektionalität als bindendes Element zwischen Postkolonialismus, Diversität und Empowerment dar – Konzepte, die für die Analyse (kanadischer) Literatur in dieser Dissertation von besonderer Relevanz sind. Anschließend wird die Rolle von Intersektionalität in der Literaturwissenschaft aufgegriffen. Die darauffolgenden exemplarischen Analysen von Kim Fus For Today I Am a Boy, Wayson Choys The Jade Peony und Yan Lis Lily in the Snow veranschaulichen die vorangegangen methodischen Überlegungen. Allen drei Romanen vorangestellt ist die Kontextualisierung des jeweiligen Werkes als chinesisch-kanadisch, aber auch bisher vorgenommene Überlegungen, die diese Einordnung infrage stellen. Nach einer Zusammenfassung des Inhalts folgt eine intersektionale Analyse auf der inhaltlichen Ebene, die in den familiären und weiteren sozialen Bereich unterteilt ist, da sich die Hierarchiemechanismen innerhalb dieser Bereiche unterscheiden oder gegenseitig verstärken, wie aus den Analysen hervorgeht. Anschließend wird die formale Analyse mit einem intersektionalen Schwerpunkt in einem separaten Unterkapitel näher beleuchtet. Ein drittes Unterkapitel widmet sich einem dem jeweiligen Roman spezifischen Aspekt, der im Zusammenhang mit einer intersektionalen Analyse von besonderer Relevanz ist. Die Arbeit schließt mit einem übergreifenden Fazit, welches die wichtigsten Ergebnisse aus der Analyse zusammenfasst und mit weiteren Überlegungen zu den Implikationen dieser Dissertation, vor allem im Hinblick auf sogenannte kanadische „master narratives“, die eine weitreichende, kontextuelle Relevanz für das Arbeiten mit literarischen Texten aufweisen und durch einen intersektionalen literarischen Ansatz in Zukunft gegebenenfalls gewinnbringend ergänzt werden können.

Makers and entrepreneurial opportunities (2023)

Brandstetter, Christian

In recent years, the establishment of new makerspaces in Germany has increased significantly. The underlying phenomenon of the Maker Movement is a cultural and technological movement focused on making physical and digital products using open source principles, collaborative production, and individual empowerment. Because of its potential to democratize the innovation and production process, empower individuals and communities, and enable innovators to solve problems at the local level, the Maker Movement has received considerable attention in recent years. Despite numerous indicators, little is known about the phenomenon and its individual members, especially in Germany. Initial research suggests that the Maker Movement holds great potential for innovation and entrepreneurship. However, there is still a gap in understanding how Makers discover, evaluate and exploit entrepreneurial opportunities. Moreover, there is still controversy - both among policy makers and within the maker community itself - about the impact the maker movement has and can have on innovation and entrepreneurship in the future. This dissertation uses a mixed-methods approach to explore these questions. In addition to a quantitative analysis of maker characteristics, the results show that social impact, market size, and property rights have significant effects on the evaluation of entrepreneurial opportunities. The findings within this dissertation expand research in the field of the Maker Movement and offer multiple implications for practice. This dissertation provides the first quantitative data on makers in makerspaces in Germany, their characteristics and motivations. In particular, the relationship between the Maker Movement and entrepreneurship is explored in depth for the first time. This is complemented by the presentation of different identity profiles of the individuals involved. In this way, policy-makers can develop a better understanding of the movement, its personalities and values, and consider them in initiatives and formats.

Real Estate Investment Trusts: Regulation and Capital Structure (2023)

Bosl, Katharina Klara

This thesis deals with REITs, their capital structure and the effects on leverage that regulatory requirements might have. The data used results from a combination of Thomson Reuters data with hand-collected data regarding the REIT status, regulatory information and law variables. Overall, leverage is analysed across 20 countries in the years 2007 to 2018. Country specific data, manually extracted from yearly EPRA reportings, is merged with company data in order to analyse the influence of different REIT restrictions on a firm's leverage. Observing statistically significant differences in means across NON-REITs and REITs, causes motivation for further investigations. My results show that variables beyond traditional capital structure determinants impact the leverage of REITs. I find that explicit restrictions on leverage and the distribution of profits have a significant effect on leverage decisions. This supports the notion that the restrictions from EPRA reportings are mandatory. I test for various combinations of regulatory variables that show both in isolation as well as in combination significant effects on leverage. My main result is the following: Firms that operate under regulation that specifies a maximum leverage ratio, in addition to mandatory high dividend distributions, have on average lower leverage ratios. Further the existence of sanctions has a negative effect on REITs' leverage ratios, indicating that regulation is binding. The analysis clearly shows that traditional capital structure determinants are of second order relevance. This relationship highlights the impact on leverage and financing decisions caused by regulation. These effects are supported by further analysis. Results based on an event study show that REITs have statistically lower leverage ratios compared to NON-REITs. Based on a structural break model, the following effect becomes apparent: REITs increase their leverage ratios in years prior REIT status. As a consequence, the ex ante time frame is characterised by a bunker and adaption process, followed by the transformation in the event. Using an event study and a structural break model, the analysis highlights the dominance of country-specific regulation.

Sustainability of Mittelstand Firms ‒ A Multi-Perspective Investigation of Regional Development, Investment Behavior, and Firm Strategies (2023)

Benz, Lena

Striving for sustainable development by combating climate change and creating a more social world is one of the most pressing issues of our time. Growing legal requirements and customer expectations require also Mittelstand firms to address sustainability issues such as climate change. This dissertation contributes to a better understanding of sustainability in the Mittelstand context by examining different Mittelstand actors and the three dimensions of sustainability - social, economic, and environmental sustainability - in four quantitative studies. The first two studies focus on the social relevance and economic performance of hidden champions, a niche market leading subgroup of Mittelstand firms. At the regional level, the impact of 1,645 hidden champions located in Germany on various dimensions of regional development is examined. A higher concentration of hidden champions has a positive effect on regional employment, median income, and patents. At the firm level, analyses of a panel dataset of 4,677 German manufacturing firms, including 617 hidden champions, show that the latter have a higher return on assets than other Mittelstand firms. The following two chapters deal with environmental strategies and thus contribute to the exploration of the environmental dimension of sustainability. First, the consideration of climate aspects in investment decisions is compared using survey data from 468 European venture capital and private equity investors. While private equity firms respond to external stakeholders and portfolio performance and pursue an active ownership strategy, venture capital firms are motivated by product differentiation and make impact investments. Finally, based on survey data from 443 medium-sized manufacturing firms in Germany, 54% of which are family-owned, the impact of stakeholder pressures on their decarbonization strategies is analyzed. A distinction is made between symbolic (compensation of CO₂-emissions) and substantive decarbonization strategies (reduction of CO₂-emissions). Stakeholder pressures lead to a proactive pursuit of decarbonization strategies, with internal and external stakeholders varying in their influence on symbolic and substantial decarbonization strategies, and the relationship influenced by family ownership.

Digital transformation, economic success, and regional impact of the German Mittelstand (2023)

Johann, Matthias

The German Mittelstand is closely linked to the success of the German economy. Mittelstand firms, thereof numerous Hidden Champions, significantly contribute to Germany’s economic performance, innovation, and export strength. However, the advancing digitalization poses complex challenges for Mittelstand firms. To benefit from the manifold opportunities offered by digital technologies and to defend or even expand existing market positions, Mittelstand firms must transform themselves and their business models. This dissertation uses quantitative methods and contributes to a deeper understanding of the distinct needs and influencing factors of the digital transformation of Mittelstand firms. The results of the empirical analyses of a unique database of 525 mid-sized German manufacturing firms, comprising both firm-related information and survey data, show that organizational capabilities and characteristics significantly influence the digital transformation of Mittelstand firms. The results support the assumption that dynamic capabilities promote the digital transformation of such firms and underline the important role of ownership structure, especially regarding family influence, for the digital transformation of the business model and the pursuit of growth goals with digitalization. In addition to the digital transformation of German Mittelstand firms, this dissertation examines the economic success and regional impact of Hidden Champions and hence, contributes to a better understanding of the Hidden Champion phenomenon. Using quantitative methods, it can be empirically proven that Hidden Champions outperform other mid-sized firms in financial terms and promote regional development. Consequently, the results of this dissertation provide valuable research contributions and offer various practical implications for firm managers and owners as well as policy makers.

51 to 100

Refine

Author

Year of publication

Document Type

Language

Has Fulltext

Keywords

Institute

911 search hits