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Memory consists of multiple anatomically and functionally distinct systems. Animal studies suggest that stress modulates multiple memory systems in a manner that favors nucleus caudatus-based stimulus-response learning at the expense of hippocampus-based spatial learning. The present work aimed (i) to translate these findings to humans, (ii) to determine the involvement of the stress hormone cortisol in this effect, and (iii) to assess whether the use of stimulus-response and spatial strategies is a long lasting person characteristic. To address these issues we developed a new paradigm that differentiates the use of spatial and stimulus-response learning in humans. Our findings indicate that (i) psychosocial stress (Trier Social Stress Test) modulates the use of spatial and stimulus-response learning in humans, (ii) cortisol plays a key role in this modulatory effect of stress, and (iii) the use of spatial and stimulus-response learning is affected by situational rather than long lasting person factors.
In this thesis, we study the convergence behavior of an efficient optimization method used for the identification of parameters for underdetermined systems. The research is motivated by optimization problems arising from the estimation of parameters in neural networks as well as in option pricing models. In the first application, we are concerned with neural networks used to forecasting stock market indices. Since neural networks are able to describe extremely complex nonlinear structures they are used to improve the modelling of the nonlinear dependencies occurring in the financial markets. Applying neural networks to the forecasting of economic indicators, we are confronted with a nonlinear least squares problem of large dimension. Furthermore, in this application the number of parameters of the neural network to be determined is usually much larger than the number of patterns which are available for the determination of the unknowns. Hence, the residual function of our least squares problem is underdetermined. In option pricing, an important but usually not known parameter is the volatility of the underlying asset of the option. Assuming that the underlying asset follows a one-factor continuous diffusion model with nonconstant drift and volatility term, the value of an European call option satisfies a parabolic initial value problem with the volatility function appearing in one of the coefficients of the parabolic differential equation. Using this system equation, the estimation of the volatility function is described by a nonlinear least squares problem. Since the adaption of the volatility function is based only on a small number of observed market data these problems are naturally ill-posed. For the solution of these large-scale underdetermined nonlinear least squares problems we use a fully iterative inexact Gauss-Newton algorithm. We show how the structure of a neural network as well as that of the European call price model can be exploited using iterative methods. Moreover, we present theoretical statements for the convergence of the inexact Gauss-Newton algorithm applied to the less examined case of underdetermined nonlinear least squares problems. Finally, we present numerical results for the application of neural networks to the forecasting of stock market indices as well as for the construction of the volatility function in European option pricing models. In case of the latter application, we discretize the parabolic differential equation using a finite difference scheme and we elucidate convergence problems of the discrete scheme when the initial condition is not everywhere differentiable.
Globalization and Divergence: Dynamics of Dissensus in Non-Dominant Cinema Cultures of South India
(2002)
Based on her field studies between 1999 and 2003 in the South Indian State Kerala, the author critically reflects about Habermas's concept of the (bourgeois) public sphere, and also about later critiques of Habermas (eg. Eley). Schulze adds the new dimensions of human emotionality and humane ethics to the discussion of today's public (spheres) and civil societies which are part of globalising modernisations. It is poor and marginalized women's strongly felt compassion and love practised in their daily lives, which Schulze focusses on: these Marginalized ethics of the 'Good life' do sharply contrast the dominant societies' value systems; these latters consequently don't provide to the Marginaliezed a 'model'. However, Kerala, which is widely refered to as a development model - particularly with respect to the situation/ education of its women - is thus analysed by the author as a historically and culturally specific kind of 'modernity', which follows are rather violent and aggressive path of development in consonance with the general ruling anti-human/ nature philosophy of 'globalization'. Schulze's tool in her field work is 'participatory action research' and also her 'empathic camera' (camcoder). She mixed with local women who had organized themselves in women's groups with the urge to truly represent themSelves and their own ethics and goals in life - without the usual intervention of men/ of nationalist politics ruling Kerala's public sphere(s). In the course of Schulze and the local women groups becoming acquainted with each other, the scholar and the Marginalized felt the desire to support each other in their respective struggles for empowerment and for being respected as a human being. The author finally understood the fallacy and cynicism which lies in applying as a scholar the term 'women in Kerala' as if there wasn't the day to day particular violence which women of dalit ('untouchable'), or of adivasi (indigenous) background experience. Women's lives are moulded by networks of violence which are inherent to Kerala's castes, classes, and ethnicities, parallel to the basic oppression which women face because they are women. A group of dalit women in Kerala became particularly close companions in Schulze's quest for unravelling seemingly contradictory facts: Kerala's official claim to provide to women and other persons who were generally discriminated against in the larger Indian context, a supportive social and educational environment, on the one hand, and on the other hand the comparatively high number of suicides among Keralite women (and men), and the absence of women in what appears as Kerala's public sphere and 'civil society'. In several analytical steps which always centre around the experiences and feelings of the many poor and marginalized women, their life-worlds, their daily life philosophies, their views, voices, their ethics, dreams, Schulze unfolds these Marginalized visions, and tries to interpret them on their own terms. In this manner not only the mainstream society's propaganda about the 'Kerala development model' is demystified, but also to the reader insights become possible into a totally different set of ethics held by these women. They transgress notions of competition, of the 'necessary' monetarisation of all spheres of human life and of nature, of caste, religious, or gender conflicts. By means of 13 small video films the women together with Schulze showed and reflected upon their philosophy of an empowered 'Good life'.
The present thesis addresses the validity of Binge Eating Disorder (BED) as well as underlying mechanisms of BED from three different angles. Three studies provide data discriminating obesity with BED from obesity without BED. Study 1 demonstrates differences between obese individuals with and without BED regarding eating in the natural environment, psychiatric comorbidity, negative affect as well as self reported tendencies in eating behavior. Evidence for possible psychological mechanisms explaining increased intake of BED individuals in the natural environment was given by analyzing associations of negative affect, emotional eating, restrained eating and caloric intake in obese BED compared to NBED controls. Study 2 demonstrated stress-induced changes in the eating behavior of obese individuals with BED. The impact of a psychosocial stressor, the Trier Social Stress Test (TSST, Kirschbaum, Pirke, & Hellhammer, 1993), on behavioral patterns of eating behavior in laboratory was investigated. Special attention was given to stress-induced changes in variables that reflect mechanisms of appetite regulation in obese BED individuals compared to controls. To further explore by which mechanisms stress might trigger binge eating, study 3 investigated differences in stress-induced cortisol secretion after a socially evaluated cold pressure test (SECPT, Schwabe, Haddad, & Schachinger, 2008) in obese BED as compared to obese NBED individuals.
The present work considers the normal approximation of the binomial distribution and yields estimations of the supremum distance of the distribution functions of the binomial- and the corresponding standardized normal distribution. The type of the estimations correspond to the classical Berry-Esseen theorem, in the special case that all random variables are identically Bernoulli distributed. In this case we state the optimal constant for the Berry-Esseen theorem. In the proof of these estimations several inequalities regarding the density as well as the distribution function of the binomial distribution are presented. Furthermore in the estimations mentioned above the distribution function is replaced by the probability of arbitrary, not only unlimited intervals and in this new situation we also present an upper bound.
Interoception - the perception of bodily processes - plays a crucial role in the subjective experience of emotion, consciousness and symptom genesis. As an alternative to interoceptive paradigms that depend on the participants" active cooperation, five studies are presented to show that startle methodology may be employed to study visceral afferent processing. Study 1 (38 volunteers) showed that startle responses to acoustic stimuli of 105 dB(A) intensity were smaller when elicited during the cardiac systole (R-wave +230 ms) as compared to the diastole (R +530 ms). In Study 2, 31 diabetic patients were divided into two groups with normal or diminished (< 6 ms/mmHg) baroreflex sensitivity (BRS) of heart rate control. Patients with normal BRS showed a startle inhibition during the cardiac systole as was found for healthy volunteers. Diabetic patients with diminished BRS did not show this pattern. Because diminished BRS is an indicator of impaired baro-afferent signal transmission, we concluded that cardiac modulation of startle is associated with intact arterial baro-afferent feedback. Thus, pre-attentive startle methodology is feasible to study visceral afferent processing. rnVisceral- and baro-afferent information has been found to be mainly processed in the right hemisphere. To explore whether cardiac modulation of startle eye blink is lateralized as well, in Study 3, 37 healthy volunteers received 160 unilateral acoustic startle stimuli presented to both ears, one at a time (R +0, 100, 230, 530 ms). Startle response magnitude was only diminished at R +230 ms and for left-ear presentation. This lateralization effect in the cardiac modulation of startle eye blink may reflect the previously described advantages of right-hemispheric brain structures in relaying viscero- and baro-afferent signal transmission. rnThis lateralization effect implies that higher cognitive processes may also play a role in the cardiac modulation of startle. To address this question, in Study 4, 25 volunteers responded first by 'fast as possible' button pushes (reaction time, RT), and second, rated perceived intensity of 60 acoustic startle stimuli (85, 95, or 105 dB; R +230, 530 ms). RT was divided into evaluation and motor response time. Increasing stimulus intensity enhanced startle eye blink, intensity ratings, and RT components. Eye blinks and intensity judgments were lower when startle was elicited at a latency of R +230 ms, but RT components were differentially affected. It is concluded that the cardiac cycle affects the attentive processing of acoustic startle stimuli. rnBeside the arterial baroreceptors, the cardiopulmonary baroreceptors represent another important system of cardiovascular perception that may have similar effects on startle responsiveness. To clarify this issue, in Study 5, Lower Body Negative Pressure at gradients of 0, -10, -20, and -30 mmHg was applied to unload cardiopulmonary baroreceptors in 12 healthy males, while acoustic startle stimuli were presented (R +230, 530 ms). Unloading of cardiopulmonary baroreceptors increased startle eye blink responsiveness. Furthermore, the effect of relative loading/unloading of arterial baroreceptors on startle eye blink responsiveness was replicated. These results demonstrate that the loading status of cardiopulmonary baroreceptors also has an impact on brainstem-based CNS processes. rnThus, the cardiac modulation of acoustic startle is feasible to reflect baro-afferent signal transmission of multiple neural sources, it represents a pre-attentive method that is independent of active cooperation, but its modulatory effects also reach higher cognitive, attentive processes.rn
This thesis comprises of four research papers on the economics of education and industrial relations, which contribute to the field of empirical economic research. All of the corresponding papers focus on analysing how much time individuals spend on specific activities. The allocation of available time resources is a decision that individuals make throughout their lifetime. In this thesis, we consider individuals at different stages of their lives - students at school, university students, and dependent employees at the workplace.
Part I includes two research studies on student's behaviour in secondary and tertiary education.
Chapter 2 explores whether students who are relatively younger or older within the school year exhibit differential time allocation. Building on previous findings showing that relatively younger students perform worse in school, the study shows that relatively younger students are aware of their poor performance in school and feel more strain as a result. Nevertheless, there are no clear differences to be found in terms of time spent on homework, while relatively younger students spend more time watching television and less time on sports activities. Thus, the results suggest that the lower learning outcomes are not associated with different time allocations between school-related activities and non-school-related activities.
Chapter 3 analyses how individual ability and labour market prospects affect study behaviour. The theoretical modelling predicts that both determinants increase study effort. The empirical investigation is based on cross-sectional data from the National Educational Panel Study (NEPS) and includes thousands of students in Germany. The analyses show that more gifted students exhibit lower subjective effort levels and invest less time in self-study. In contrast, very good labour market prospects lead to more effort exerted by the student, both qualitatively and quantitatively. The potential endogeneity problem is taken into account by using regional unemployment data as an instrumental variable.
Part II includes two labour economic studies on determinants of overtime. Both studies belong to the field of industrial relations, as they focus on union membership on the one hand and the interplay of works councils and collective bargaining coverage on the other.
Chapter 4 shows that union members work less overtime than non-members do. The econometric approach takes the problem of unobserved heterogeneity into account; but provides no evidence that this issue affects the results. Different channels that could lead to this relationship are analysed by examining relevant subgroups separately. For example, this effect of union membership can also be observed in establishments with works councils and for workers who are very likely to be covered by collective bargaining agreements. The study concludes that the observed effect is due to the fact that union membership can protect workers from corresponding increased working time demands by employers.
Chapter 5 builds on previous studies showing a negative effect of works councils on overtime. In addition to co-determination by works councils at the firm level, collective bargaining coverage is an important factor in the German industrial relations system. Corresponding data was not available in the SOEP for quite some time. Therefore, the study uses recent SOEP data, which also contains information on collective bargaining coverage. A cross-sectional analysis is conducted to examine the effects of works councils in establishments with and without collective bargaining coverage. Similar to studies analysing other outcome variables, the results show that the effect of works councils exists only for employees covered by a collective bargaining agreement.
Chemical communication in the reproductive behaviour of Neotropical poison frogs (Dendrobatidae)
(2013)
Chemical communication is the evolutionary oldest communication system in the animal kingdom that triggers intra- and interspecific interactions. It is initiated by the emitter releasing either a signal or a cue that causes a reaction of the receiving individual. Compared to other animals there are relatively few studies regarding chemical communication in anurans. In this thesis the impact of chemical communication on the behaviour of the poison frog Ranitomeya variabilis (Dendrobatidae) and its parental care performance was investigated. This species uses phytotelmata (small water bodies in plants) for both clutch and tadpole depositions. Since tadpoles are cannibalistic, adult frogs do not only avoid conspecifics when depositing their eggs but also transport their tadpoles individually into separated phytotelmata. The recognition of already occupied phytotelmata was shown to be due to chemical substances released by the conspecific tadpoles. In order to gain a deeper comprehension about the ability of adult R. variabilis to generally recognize and avoid tadpoles, in-situ pool choice experiments were conducted, offering chemical substances of tadpole of different species to the frogs (Chapter I). It turned out that they were able to recognize all species and avoid their chemical substances for clutch depositions. However, for tadpole depositions only dendrobatid tadpoles occurring in phytotelmata were avoided, while those species living in rivers were not. Additionally, the chemical substances of a treefrog tadpole (Hylidae) were recognized by R. variabilis. Yet, they were not avoided but preferred for tadpole depositions; thus these tadpoles might be recognized as a potential prey for the predatory poison frog larvae. One of the poison frog species which was avoided for both tadpole and clutch depositions, was the phytotelmata breeding Hyloxalus azureiventris. The chemical substances released by its tadpoles were analysed together with those of the R. variabilis tadpoles (Chapter II). After finding a suitable solid-phase extraction sorbent (DSC-18), the active chemical compounds from the water of both tadpole species were extracted and fractionated. In order to determine which fractions triggered the avoidance behaviour of the frogs, in-situ bioassays were conducted. It was found that the biologically active compounds differed between both species. Since the avoidance of the conspecific tadpoles is not advantageous to the releaser tadpoles (losing a potential food resource) the chemicals released by them might be defined as chemical cues. However, as it turned out that the avoidance of the heterospecific tadpoles was not triggered by a mere byproduct based on the close evolutionary relationship between the two species, the chemical compounds released by H. azureiventris tadpoles might be defined as chemical signals (being advantageous to the releasing tadpoles) or, more specifically as synomones, interspecificly acting chemicals that are advantageous for both emitter and receiver (since R. variabilis avoids a competition situation for its offspring, too). Another interspecific communication system investigated in this thesis was the avoidance of predator kairomones (Chapter III). Using chemical substances from damselfly larvae, it could be shown that R. variabilis was unable to recognize and avoid kairomones of these tadpole predators. However, when physically present, damselfly larvae were avoided by the frogs. For the recognition of conspecific tadpoles in contrast, chemical substances were necessary, since purely visible artificial tadpole models were not avoided. If R. variabilis is also capable to chemically communicate with adult conspecifics was investigated by presenting chemical cues/signals of same-sex or opposite-sex conspecifics to the frogs (Chapter IV). It was suggested that males would be attracted to chemical substances of females and repelled by those of conspecific males. But instead all individuals showed avoidance behaviour towards the conspecific chemicals. This was suggested to be an artefact due to confinement stress of the releaser animals, emitting disturbance cues that triggered avoidance behaviour in their conspecifics. The knowledge gained about chemical communication in parental care thus far, was used to further investigate a possible provisioning behaviour in R. variabilis. In-situ pool-choice experiments with chemical cues of conspecific tadpoles were carried out throughout the change from rainy to dry season (Chapter V). With a changepoint analysis, the exact seasonal change was defined and differences between frogs" choices were analysed. It turned out that R. variabilis does not avoid but prefer conspecific cues during the dry season for tadpole depositions, what might be interpreted as a way to provide their tadpoles with food (i.e. younger tadpoles) in order to accelerate their development when facing desiccation risk. That tadpoles were also occasionally fed with fertilized eggs could be shown in a comparative study, where phytotelmata that contained a tadpole deposited by the frogs themselves received more clutch depositions than freshly erected artificial phytotelmata containing unfamiliar tadpoles (i.e. their chemical cues; Chapter VI). Conducting home range calculations with ArcGIS, it turned out that R. variabilis males showed unexpectedly strong site fidelity, leading to the suggestion that they recognize their offspring by phytotelmata location. However, in order to test if R. variabilis is furthermore able to perform chemical offspring recognition, frogs were confronted in in-situ pool-choice experiments with chemical cues of single tadpoles that were found in their home ranges (Chapter VII). Genetic kinship analyses were conducted between those tadpoles emitting the chemical cues and those deposited together with or next to them. The results, however, indicated that frogs did not choose to deposit their offspring with or without another tadpole due to relatedness, i.e. kin recognition by chemical cues could not be confirmed in R. variabilis.
Social innovation became a widely discussed topic in politics, research funding programs, and business development. Recent European and US economic and science policies have set aside significant funds to generate and foster social innovation. In view of current challenges such as digitization, Work 4.0, inclusion or migrant integration, the question of how organizations can be empowered to develop new and innovative approaches and service models to social challenges is becoming increasingly urgent. This especially applies to organizations in the fields of education and social services. In education, implementing new ideas and concepts is usually discussed as educational reform, which mostly addresses changes in policy agendas with consequences for national and international education systems. The concept of social innovation however has a different starting point: the source of new ideas and services are identified new, emergent needs in society or re-conceptualized. Such need-based perspectives might bring new impulses to the field of education. Therefore, this paper identifies important existing strands of social innovation research, which need to be considered in the emerging academic discourse on social innovation in education. Looking at social innovation through an education research lens reveals the close relation between learning, creativity, and innovation. Individuals, teams, and even organizations learn, engage in creative problem solving to create new and innovative products and services. From an organizational education perspective, the questions arise, how social innovation emerges and even more important, how the process of developing social innovation can be supported. After a brief introduction in the concept of social innovation, the paper discusses therefore the sites, where social innovation emerges, social innovators, approaches to foster social innovation as well as promoting and hindering factors for social innovation.
In this psycho-neuro-endocrine study the molecular basis of different variants of steroid receptors as well as highly conserved non steroidal receptors was investigated. These nuclear receptors (NRs) are important key regulators of a wide variety of different physiological and pathophysiological challenges ranging from inflammation and stress to complex behaviour and disease. NRs control gene transcription in a ligand dependent manner and are embedded in the huge interaction network of the neuroendocrine and immune system. Two receptors, the glucocorticoid receptor (GR) and the chicken ovalbumin upstream promoter-transcription factorII (Coup-TFII), both expressed in the immune and nervous system, were investigated regarding possible splice variants and their implication in the control of gene transcription. Both NRs are known to interact and modulate each other- target gene regulation. This study could be shown that both NRs have different splice variants that are expressed in a tissue specific manner. The different 5-´alternative transcript variants of the human GR were in silico identified in other species and evidence for a highly conserved and tightly controlled function was provided. Investigations of the N-terminal transactivation domain of the GR showed a deletion suggesting an altered glucocorticoid-dependent transactivation profile. The newly identified alternative transcript variant of Coup-TFII leads to a DNA binding deficient Coup-TFII isoform that is highly expressed in the brain. This Coup-TFII isoform alters Coup-TFII target gene expression and is suggested to interact with GR via its ligand binding domain resulting in an impaired GR target gene regulation in the nervous system. In this thesis it was demonstrated that NR variants are important for the understanding of the enormous regulatory potential of this receptor family and have to be taken into account for the development of therapeutic strategies for complex diseases such as stress related and neurodegenerative disorders.
Primary focal hyperhidrosis (PFH, OMIM %144110) is a genetically influenced condition characterised by excessive sweating. Prevalence varies between 1.0–6.1% in the general population, dependent on ethnicity. The aetiology of PFH remains unclear but an autosomal dominant mode of inheritance, incomplete penetrance and variable phenotypes have been reported. In our study, nine pedigrees (50 affected, 53 non-affected individuals) were included. Clinical characterisation was performed at the German Hyperhidrosis Centre, Munich, by using physiological and psychological questionnaires. Genome-wide parametric linkage analysis with GeneHunter was performed based on the Illumina genome-wide SNP arrays. Haplotypes were constructed using easyLINKAGE and visualised via HaploPainter. Whole-exome sequencing (WES) with 100x coverage in 31 selected members (24 affected, 7 non-affected) from our pedigrees was achieved by next generation sequencing. We identified four genome-wide significant loci, 1q41-1q42.3, 2p14-2p13.3, 2q21.2-2q23.3 and 15q26.3-15q26.3 for PFH. Three pedigrees map to a shared locus at 2q21.2-2q23.3, with a genome-wide significant LOD score of 3.45. The chromosomal region identified here overlaps with a locus at chromosome 2q22.1-2q31.1 reported previously. Three families support 1q41-1q42.3 (LOD = 3.69), two families share a region identical by descent at 2p14-2p13.3 (LOD = 3.15) and another two families at 15q26.3 (LOD = 3.01). Thus, our results point to considerable genetic heterogeneity. WES did not reveal any causative variants, suggesting that variants or mutations located outside the coding regions might be involved in the molecular pathogenesis of PFH. We suggest a strategy based on whole-genome or targeted next generation sequencing to identify causative genes or variants for PFH.
Background: Hyperhidrosis (excessive sweating, OMIM %114110) is a complex disorder with multifactorial causes. Emotional strains and social stress increase symptoms and lead to a vicious circle. Previously, we showed significantly higher depression scores, and normal cortisol awakening responses in patients with primary focal hyperhidrosis (PFH). Stress reactivity in response to a (virtual) Trier Social Stress Test (TSST-VR) has not been studied so far. Therefore, we measured sweat secretion, salivary cortisol and alpha amylase (sAA) concentrations, and subjective stress ratings in affected and non-affected subjects in response to a TSST-VR.
Method: In this pilot study, we conducted TSST-VRs and performed general linear models with repeated measurements for salivary cortisol and sAA levels, heart rate, axillary sweat and subjective stress ratings for two groups (diagnosed PFH (n = 11), healthy controls (n = 16)).
Results: PFH patients showed significantly heightened sweat secretion over time compared to controls (p = 0.006), with highest quantities during the TSST-VR. In both groups, sweating (p < 0.001), maximum cortisol levels (p = 0.002), feelings of stress (p < 0.001), and heart rate (p < 0.001) but not sAA (p = 0.068) increased significantly in response to the TSST-VR. However, no differences were detected in subjective ratings, cortisol concentrations and heart rate between PFH patients and controls (pall > 0.131).
Conclusion: Patients with diagnosed PFH showed stress-induced higher sweat secretion compared to healthy controls but did not differ in the stress reactivity with regard to endocrine or subjective markers. This pilot study is in need of replication to elucidate the role of the sympathetic nervous system as a potential pathway involved in the stress-induced emotional sweating of PFH patients.
We are living in a connected world, surrounded by interwoven technical systems. Since they pervade more and more aspects of our everyday lives, a thorough understanding of the structure and dynamics of these systems is becoming increasingly important. However - rather than being blueprinted and constructed at the drawing board - many technical infrastructures like for example the Internet's global router network, the World Wide Web, large scale Peer-to-Peer systems or the power grid - evolve in a distributed fashion, beyond the control of a central instance and influenced by various surrounding conditions and interdependencies. Hence, due to this increase in complexity, making statements about the structure and behavior of tomorrow's networked systems is becoming increasingly complicated. A number of failures has shown that complex structures can emerge unintentionally that resemble those which can be observed in biological, physical and social systems. In this dissertation, we investigate how such complex phenomena can be controlled and actively used. For this, we review methodologies stemming from the field of random and complex networks, which are being used for the study of natural, social and technical systems, thus delivering insights into their structure and dynamics. A particularly interesting finding is the fact that the efficiency, dependability and adaptivity of natural systems can be related to rather simple local interactions between a large number of elements. We review a number of interesting findings about the formation of complex structures and collective dynamics and investigate how these are applicable in the design and operation of large scale networked computing systems. A particular focus of this dissertation are applications of principles and methods stemming from the study of complex networks in distributed computing systems that are based on overlay networks. Here we argue how the fact that the (virtual) connectivity in such systems is alterable and widely independent from physical limitations facilitates a design that is based on analogies between complex network structures and phenomena studied in statistical physics. Based on results about the properties of scale-free networks, we present a simple membership protocol by which scale-free overlay networks with adjustable degree distribution exponent can be created in a distributed fashion. With this protocol we further exemplify how phase transition phenomena - as occurring frequently in the domain of statistical physics - can actively be used to quickly adapt macroscopic statistical network parameters which are known to massively influence the stability and performance of networked systems. In the case considered in this dissertation, the adaptation of the degree distribution exponent of a random, scale-free overlay allows - within critical regions - a change of relevant structural and dynamical properties. As such, the proposed scheme allows to make sound statements about the relation between the local behavior of individual nodes and large scale properties of the resulting complex network structures. For systems in which the degree distribution exponent cannot easily be derived for example from local protocol parameters, we further present a distributed, probabilistic mechanism which can be used to monitor a network's degree distribution exponent and thus to reason about important structural qualities. Finally, the dissertation shifts its focus towards the study of complex, non-linear dynamics in networked systems. We consider a message-based protocol which - based on the Kuramoto model for coupled oscillators - achieves a stable, global synchronization of periodic heartbeat events. The protocol's performance and stability is evaluated in different network topologies. We further argue that - based on existing findings about the interrelation between spectral network properties and the dynamics of coupled oscillators - the proposed protocol allows to monitor structural properties of networked computing systems. An important aspect of this dissertation is its interdisciplinary approach towards a sensible and constructive handling of complex structures and collective dynamics in networked systems. The associated investigation of distributed systems from the perspective of non-linear dynamics and statistical physics highlights interesting parallels both to biological and physical systems. This foreshadows systems whose structures and dynamics can be analyzed and understood in the conceptual frameworks of statistical physics and complex systems.
Traditionell werden Zufallsstichprobenerhebungen so geplant, dass nationale Statistiken zuverlässig mit einer adäquaten Präzision geschätzt werden können. Hierbei kommen vorrangig designbasierte, Modell-unterstützte (engl. model assisted) Schätzmethoden zur Anwendung, die überwiegend auf asymptotischen Eigenschaften beruhen. Für kleinere Stichprobenumfänge, wie man sie für Small Areas (Domains bzw. Subpopulationen) antrifft, eignen sich diese Schätzmethoden eher nicht, weswegen für diese Anwendung spezielle modellbasierte Small Area-Schätzverfahren entwickelt wurden. Letztere können zwar Verzerrungen aufweisen, besitzen jedoch häufig einen kleineren mittleren quadratischen Fehler der Schätzung als dies für designbasierte Schätzer der Fall ist. Den Modell-unterstützten und modellbasierten Methoden ist gemeinsam, dass sie auf statistischen Modellen beruhen; allerdings in unterschiedlichem Ausmass. Modell-unterstützte Verfahren sind in der Regel so konstruiert, dass der Beitrag des Modells bei sehr grossen Stichprobenumfängen gering ist (bei einer Grenzwertbetrachtung sogar wegfällt). Bei modellbasierten Methoden nimmt das Modell immer eine tragende Rolle ein, unabhängig vom Stichprobenumfang. Diese Überlegungen veranschaulichen, dass das unterstellte Modell, präziser formuliert, die Güte der Modellierung für die Qualität der Small Area-Statistik von massgeblicher Bedeutung ist. Wenn es nicht gelingt, die empirischen Daten durch ein passendes Modell zu beschreiben und mit den entsprechenden Methoden zu schätzen, dann können massive Verzerrungen und / oder ineffiziente Schätzungen resultieren.
Die vorliegende Arbeit beschäftigt sich mit der zentralen Frage der Robustheit von Small Area-Schätzverfahren. Als robust werden statistische Methoden dann bezeichnet, wenn sie eine beschränkte Einflussfunktion und einen möglichst hohen Bruchpunkt haben. Vereinfacht gesprochen zeichnen sich robuste Verfahren dadurch aus, dass sie nur unwesentlich durch Ausreisser und andere Anomalien in den Daten beeinflusst werden. Die Untersuchung zur Robustheit konzentriert sich auf die folgenden Modelle bzw. Schätzmethoden:
i) modellbasierte Schätzer für das Fay-Herriot-Modell (Fay und Herrot, 1979, J. Amer. Statist. Assoc.) und das elementare Unit-Level-Modell (vgl. Battese et al., 1988, J. Amer. Statist. Assoc.).
ii) direkte, Modell-unterstützte Schätzer unter der Annahme eines linearen Regressionsmodells.
Das Unit-Level-Modell zur Mittelwertschätzung beruht auf einem linearen gemischten Gauss'schen Modell (engl. mixed linear model, MLM) mit blockdiagonaler Kovarianzmatrix. Im Gegensatz zu bspw. einem multiplen linearen Regressionsmodell, besitzen MLM-Modelle keine nennenswerten Invarianzeigenschaften, so dass eine Kontamination der abhängigen Variablen unvermeidbar zu verzerrten Parameterschätzungen führt. Für die Maximum-Likelihood-Methode kann die resultierende Verzerrung nahezu beliebig groß werden. Aus diesem Grund haben Richardson und Welsh (1995, Biometrics) die robusten Schätzmethoden RML 1 und RML 2 entwickelt, die bei kontaminierten Daten nur eine geringe Verzerrung aufweisen und wesentlich effizienter sind als die Maximum-Likelihood-Methode. Eine Abwandlung von Methode RML 2 wurde Sinha und Rao (2009, Canad. J. Statist.) für die robuste Schätzung von Unit-Level-Modellen vorgeschlagen. Allerdings erweisen sich die gebräuchlichen numerischen Verfahren zur Berechnung der RML-2-Methode (dies gilt auch für den Vorschlag von Sinha und Rao) als notorisch unzuverlässig. In dieser Arbeit werden zuerst die Konvergenzprobleme der bestehenden Verfahren erörtert und anschließend ein numerisches Verfahren vorgeschlagen, das sich durch wesentlich bessere numerische Eigenschaften auszeichnet. Schließlich wird das vorgeschlagene Schätzverfahren im Rahmen einer Simulationsstudie untersucht und anhand eines empirischen Beispiels zur Schätzung von oberirdischer Biomasse in norwegischen Kommunen illustriert.
Das Modell von Fay-Herriot kann als Spezialfall eines MLM mit blockdiagonaler Kovarianzmatrix aufgefasst werden, obwohl die Varianzen des Zufallseffekts für die Small Areas nicht geschätzt werden müssen, sondern als bereits bekannte Größen betrachtet werden. Diese Eigenschaft kann man sich nun zunutze machen, um die von Sinha und Rao (2009) vorgeschlagene Robustifizierung des Unit-Level-Modells direkt auf das Fay-Herriot Model zu übertragen. In der vorliegenden Arbeit wird jedoch ein alternativer Vorschlag erarbeitet, der von der folgenden Beobachtung ausgeht: Fay und Herriot (1979) haben ihr Modell als Verallgemeinerung des James-Stein-Schätzers motiviert, wobei sie sich einen empirischen Bayes-Ansatz zunutze machen. Wir greifen diese Motivation des Problems auf und formulieren ein analoges robustes Bayes'sches Verfahren. Wählt man nun in der robusten Bayes'schen Problemformulierung die ungünstigste Verteilung (engl. least favorable distribution) von Huber (1964, Ann. Math. Statist.) als A-priori-Verteilung für die Lokationswerte der Small Areas, dann resultiert als Bayes-Schätzer [=Schätzer mit dem kleinsten Bayes-Risk] die Limited-Translation-Rule (LTR) von Efron und Morris (1971, J. Amer. Statist. Assoc.). Im Kontext der frequentistischen Statistik kann die Limited-Translation-Rule nicht verwendet werden, weil sie (als Bayes-Schätzer) auf unbekannten Parametern beruht. Die unbekannten Parameter können jedoch nach dem empirischen Bayes-Ansatz an der Randverteilung der abhängigen Variablen geschätzt werden. Hierbei gilt es zu beachten (und dies wurde in der Literatur vernachlässigt), dass die Randverteilung unter der ungünstigsten A-priori-Verteilung nicht einer Normalverteilung entspricht, sondern durch die ungünstigste Verteilung nach Huber (1964) beschrieben wird. Es ist nun nicht weiter erstaunlich, dass es sich bei den Maximum-Likelihood-Schätzern von Regressionskoeffizienten und Modellvarianz unter der Randverteilung um M-Schätzer mit der Huber'schen psi-Funktion handelt.
Unsere theoriegeleitete Herleitung von robusten Schätzern zum Fay-Herriot-Modell zeigt auf, dass bei kontaminierten Daten die geschätzte LTR (mit Parameterschätzungen nach der M-Schätzmethodik) optimal ist und, dass die LTR ein integraler Bestandteil der Schätzmethodik ist (und nicht als ``Zusatz'' o.Ä. zu betrachten ist, wie dies andernorts getan wird). Die vorgeschlagenen M-Schätzer sind robust bei Vorliegen von atypischen Small Areas (Ausreissern), wie dies auch die Simulations- und Fallstudien zeigen. Um auch Robustheit bei Vorkommen von einflussreichen Beobachtungen in den unabhängigen Variablen zu erzielen, wurden verallgemeinerte M-Schätzer (engl. generalized M-estimator) für das Fay-Herriot-Modell entwickelt.
The Role of Dopamine and Acetylcholine as Modulators of Selective Attention and Response Speed
(2015)
The principles of top-down and bottom-up processing are essential to cognitive psychology. At their broadest, most general definition, they denote that processing can be driven either by the salience of the stimulus input or by individual goals and strategies. Selective top-down attention, specifically, consists in the deliberate prioritizing of stimuli that are deemed goal-relevant, while selective bottom-up attention relies on the automatic allocation of attention to salient stimuli (Connor, Egeth, & Yantis, 2004; Schneider, Schote, Meyer, & Frings, 2014). Variations within neurotransmitter systems can modulate cognitive performance in a domain-specific fashion (Greenwood, Fossella, & Parasuraman, 2005). Noudoost and Moore (2011a) proposed that the influence of the dopaminergic neurotransmitter system on selective top-down attention might be greater than the influence of this system on selective bottom-up attention; likewise, they assumed that the cholinergic neurotransmitter system might be more important for selective bottom-up than top-down attention. To test this hypothesis, naturally occurring variations within the two neurotransmitter systems were assessed. Five polymorphisms were selected; two of the dopaminergic system (the COMT Val158Met polymorphism and the DAT1 polymorphism) and three of the cholinergic system (the CHRNA4 rs1044396 polymorphism, the CHRNA5 rs3841324 polymorphism, and the CHRNA5 rs16969968 polymorphism). It was tested whether these polymorphisms modulated the performance in tasks of selective top-down attention (a Stroop task and a Negative priming task) and in a task of selective bottom-up attention (a Posner-Cuing task). Indeed, the dopaminergic polymorphisms influenced selective top-down attention, but exerted no effects on bottom-up attention. This aligned with the hypothesis proposed by Noudoost and Moore (2011a). In contrast, the cholinergic polymorphisms were not found to modulate selective bottom-up attention. The three cholinergic polymorphisms, however, affected the general response speed in the Stroop task, Negative priming task, and Posner-Cuing task (irrespective of attentional processing). In sum, the findings of this study provide strong indications that the dopaminergic system modulates selective top-down attention, while the cholinergic system is highly relevant for the general speed of information processing.
Dry tropical forests undergo massive conversion and degradation processes. This also holds true for the extensive Miombo forests that cover large parts of Southern Africa. While the largest proportional area can be found in Angola, the country still struggles with food shortages, insufficient medical and educational supplies, as well as the ongoing reconstruction of infrastructure after 27 years of civil war. Especially in rural areas, the local population is therefore still heavily dependent on the consumption of natural resources, as well as subsistence agriculture. This leads, on one hand, to large areas of Miombo forests being converted for cultivation purposes, but on the other hand, to degradation processes due to the selective use of forest resources. While forest conversion in south-central rural Angola has already been quantitatively described, information about forest degradation is not yet available. This is due to the history of conflicts and the therewith connected research difficulties, as well as the remote location of this area. We apply an annual time series approach using Landsat data in south-central Angola not only to assess the current degradation status of the Miombo forests, but also to derive past developments reaching back to times of armed conflicts. We use the Disturbance Index based on tasseled cap transformation to exclude external influences like inter-annual variation of rainfall. Based on this time series, linear regression is calculated for forest areas unaffected by conversion, but also for the pre-conversion period of those areas that were used for cultivation purposes during the observation time. Metrics derived from linear regression are used to classify the study area according to their dominant modification processes.rnWe compare our results to MODIS latent integral trends and to further products to derive information on underlying drivers. Around 13% of the Miombo forests are affected by degradation processes, especially along streets, in villages, and close to existing agriculture. However, areas in presumably remote and dense forest areas are also affected to a significant extent. A comparison with MODIS derived fire ignition data shows that they are most likely affected by recurring fires and less by selective timber extraction. We confirm that areas that are used for agriculture are more heavily disturbed by selective use beforehand than those that remain unaffected by conversion. The results can be substantiated by the MODIS latent integral trends and we also show that due to extent and location, the assessment of forest conversion is most likely not sufficient to provide good estimates for the loss of natural resources.
Dry tropical forests are facing massive conversion and degradation processes and they are the most endangered forest type worldwide. One of the largest dry forest types are Miombo forests that stretch across the Southern African subcontinent and the proportionally largest part of this type can be found in Angola. The study site of this thesis is located in south-central Angola. The country still suffers from the consequences of the 27 years of civil war (1975-2002) that provides a unique socio-economic setting. The natural characteristics are a representative cross section which proved ideal to study underlying drivers as well as current and retrospective land use change dynamics. The major land change dynamic of the study area is the conversion of Miombo forests to cultivation areas as well as modification of forest areas, i.e. degradation, due to the extraction of natural resources. With future predictions of population growth, climate change and large scale investments, land pressure is expected to further increase. To fully understand the impacts of these dynamics, both, conversion and modification of forest areas were assessed. By using the conceptual framework of ecosystem services, the predominant trade-off between food and timber in the study area was analyzed, including retrospective dynamics and impacts. This approach accounts for products that contribute directly or indirectly to human well-being. For this purpose, data from the Landsat archive since 1989 until 2013 was applied in different study area adapted approaches. The objectives of these approaches were (I) to detect underlying drivers and their temporal and spatial extent of impact, (II) to describe modification and conversion processes that reach from times of armed conflicts over the ceasefire and the post-war period and (III) to provide an assessment of drivers and impacts in a comparative setting. It could be shown that major underlying drivers for the conversion processes are resettlement dynamics as well as the location and quality of streets and settlements. Furthermore, forests that are selectively used for resource extraction have a higher chance of being converted to a field. Drivers of forest degradation are on one hand also strongly connected to settlement and infrastructural structures. But also to a large extent to fire dynamics that occur mostly in more remote and presumably undisturbed forest areas. The loss of woody biomass as well as its slow recovery after the abandonment of fields could be quantified and stands in large contrast to the amount of potentially cultivated food that is necessarily needed. The results of the thesis support the fundamental understanding of drivers and impacts in the study area and can thus contribute to a sustainable resource management.
A phenomenon of recent decades is that digital marketplaces on the Internet are establishing themselves for a wide variety of products and services. Recently, it has become possible for private individuals to invest in young and innovative companies (so-called "start-ups"). Via Internet portals, potential investors can examine various start-ups and then directly invest in their chosen start-up. In return, investors receive a share in the firm- profit, while companies can use the raised capital to finance their projects. This new way of financing is called "Equity Crowdfunding" (ECF) or "Crowdinvesting". The aim of this dissertation is to provide empirical findings about the characteristics of ECF. In particular, the question of whether ECF is able to overcome geographic barriers, the interdependence of ECF and capital structure, and the risk of failure for funded start-ups and their chances of receiving follow-up funding by venture capitalists or business angels will be analyzed. The results of the first part of this dissertation show that investors in ECF prefer local companies. In particular, investors who invest larger amounts have a stronger tendency to invest in local start-ups. The second part of the dissertation provides first indications of the interdependencies between capital structure and ECF. The analysis makes clear that the capital structure is not a determinant for undertaking an ECF campaign. The third part of the dissertation analyzes the success of companies financed by ECF in a country comparison. The results show that after a successful ECF campaign German companies have a higher chance of receiving follow-up funding by venture capitalists compared to British companies. The probability of survival, however, is slightly lower for German companies. The results provide relevant implications for theory and practice. The existing literature in the area of entrepreneurial finance will be extended by insights into investor behavior, additions to the capital structure theory and a country comparison in ECF. In addition, implications are provided for various actors in practice.
This doctoral thesis examines intergenerational knowledge, its antecedents as well as how participation in intergenerational knowledge transfer is related to the performance evaluation of employees. To answer these questions, this doctoral thesis builds on a literature review and quantitative research methods. A systematic literature study shows that empirical evidence on intergenerational knowledge transfer is limited. Building on prior literature, effects of various antecedents at the interpersonal and organizational level regarding their effects on intergenerational and intragenerational knowledge transfer are postulated. By questioning 444 trainees and trainers, this doctoral thesis also demonstrates that interpersonal antecedents impact how trainees participate in intergenerational knowledge transfer with their trainers. Thereby, the results of this study provide support that interpersonal antecedents are relevant for intergenerational knowledge transfer, yet, also emphasize the implications attached to the assigned roles in knowledge transfer (i.e., whether one is a trainee or trainer). Moreover, the results of an experimental vignette study reveal that participation in intergenerational knowledge transfer is linked to the performance evaluation of employees, yet, is susceptible to whether the employee is sharing or seeking knowledge. Overall, this doctoral thesis provides insights into this topic by covering a multitude of antecedents of intergenerational knowledge transfer, as well as how participation in intergenerational knowledge transfer may be associated with the performance evaluation of employees.