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Phylogeographic analyses point to long-term survival on the spot in micro-endemic Lycian salamanders
(2020)
Lycian salamanders (genus Lyciasalamandra) constitute an exceptional case of microendemism of an amphibian species on the Asian Minor mainland. These viviparous salamanders are confined to karstic limestone formations along the southern Anatolian coast and some islands. We here study the genetic differentiation within and among 118 populations of all seven Lyciasalamandra species across the entire genus’ distribution. Based on circa 900 base pairs of fragments of the mitochondrial 16SrDNA and ATPase genes, we analysed the spatial haplotype distribution as well as the genetic structure and demographic history of populations. We used 253 geo-referenced populations and CHELSA climate data to infer species distribution models which we projected on climatic conditions of the Last Glacial Maximum (LGM). Within all but one species, distinct phyloclades were identified, which only in parts matched current taxonomy. Most haplotypes (78%) were private to single populations. Sometimes population genetic parameters showed contradicting results, although in several cases they indicated recent population expansion of phyloclades. Climatic suitability of localities currently inhabited by salamanders was significantly lower during the LGM compared to recent climate. All data indicated a strong degree of isolation among Lyciasalamandra populations, even within phyloclades. Given the sometimes high degree of haplotype differentiation between adjacent populations, they must have survived periods of deteriorated climates during the Quaternary on the spot. However, the alternative explanation of male biased dispersal combined with a pronounced female philopatry can only be excluded if independent nuclear data confirm this result.
Soil degradation due to erosion is a significant worldwide problem at different spatial (from pedon to watershed) and temporal scales. All stages and factors in the erosion process must be detected and evaluated to reduce this environmental issue and protect existing fertile soils and natural ecosystems. Laboratory studies using rainfall simulators allow single factors and interactive effects to be investigated under controlled conditions during extreme rainfall events. In this study, three main factors (rainfall intensity, inclination, and rainfall duration) were assessed to obtain empirical data for modeling water erosion during single rainfall events. Each factor was divided into three levels (− 1, 0, + 1), which were applied in different combinations using a rainfall simulator on beds (6 × 1 m) filled with soil from a study plot located in the arid Sistan region, Iran. The rainfall duration levels tested were 3, 5, and 7 min, the rainfall intensity levels were 30, 60, and 90 mm/h, and the inclination levels were 5, 15, and 25%. The results showed that the highest rainfall intensity tested (90 mm/h) for the longest duration (7 min) caused the highest runoff (62 mm3/s) and soil loss (1580 g/m2/h). Based on the empirical results, a quadratic function was the best mathematical model (R2 = 0.90) for predicting runoff (Q) and soil loss. Single-factor analysis revealed that rainfall intensity was more influential for runoff production than changes in time and inclination, while rainfall duration was the most influential single factor for soil loss. Modeling and three-dimensional depictions of the data revealed that sediment production was high and runoff production lower at the beginning of the experiment, but this trend was reversed over time as the soil became saturated. These results indicate that avoiding the initial stage of erosion is critical, so all soil protection measures should be taken to reduce the impact at this stage. The final stages of erosion appeared too complicated to be modeled, because different factors showed differing effects on erosion.
Die Polargebiete sind geprägt von harschen Umweltbedingungen mit extrem kalten Temperaturen und Winden. Besonders während der polaren Nacht werden Temperaturen von bis zu -89.2°C}$ auf dem Antarktischen Plateau beobachtet. Infolge der starken Abkühlung beginnt das Ozeanwasser zu gefrieren und die Eisproduktion beginnt. Der Antarktische Ozean ist dabei von einer ausgeprägten zwischen- und innerjährlichen Variabilität geprägt und die Eisbedeckung variiert zwischen 2.07 * 10^6 km^2 im Sommer und 20.14 * 10^6 km^2 im Winter. Die Eisproduktion und Eisschmelze beeinflussen die atmosphärische und ozeanische Zirkulation. Dynamische Prozesse führen zur Bildung von Rissen im Eis und letztlich zum Entstehen von Eisrinnen (leads). Leads sind langgestreckte Risse die mindestens einige Meter breit und hunderte Meter bis hunderte Kilometer lang sein können. In diesen Eisrinnen ist das warme Ozeanwasser in Kontakt mit der kalten Atmosphäre, wodurch die Austauschraten fühlbarer und latenter Wärme, Feuchtigkeit und von Gasen stark erhöht sind. Eisrinnen tragen zur Eisproduktion in den Polargebieten bei und sind Habitat für zahlreiche Tiere. Eisrinnen, zentraler Bestandteil der präsentierten Studie, sind bis heute nur unzureichend im Südpolarmeer erforscht und beobachtet. Daher ist es Ziel einen Algorithmus zu entwickeln, um Eisrinnen in Fernerkundungsdaten automatisiert zu identifizieren. Dabei kommen thermal-Infrarot Satellitendaten des Moderate-Resolution Imaging Spectroradiometer (MODIS) zum Einsatz, welches auf den beiden Satelliten Aqua und Terra montiert ist und seit 2000 (Terra) bzw. 2002 (Aqua) Satellitenbilder bereitstellt. Die einzelnen Satellitenbilder beinhalten die Eisoberflächentemperatur des MOD/MYD 29 Produktes, welche in einem zweistufigen Algorithmus für den Zeitraum April bis September 2003 bis 2019 prozessiert werden.
Im ersten Schritt werden potentielle Eisrinnen anhand der lokalen positiven Temperaturanomalie identifiziert. Aufgrund von Artefakten werden weitere temperatur- und texturbasierte Parameter abgeleitet und zu täglichen Kompositen zusammengefügt. Diese werden in der zweiten Prozessierungsstufe verwendet, um Wolkenartefakte von echten Eisrinnen-Observationen zu trennen. Hier wird Fuzzy Logic genutzt und eine Antarktis-spezifische Konfiguration wird definiert. In diesem werden ausgewählte Eingabedaten aus dem ersten Prozessierungslevel genutzt, um einen finalen Proxy, den Lead Score (LS), zu berechnen. Der LS wird abschließend mittels manueller Qualitätskontrolle in eine Unsicherheit überführt. Die darüber identifizierten Artefakte können so zusätzlich zur MODIS-Wolkenmaske genutzt werden.
Auf Basis der Eisrinnenbeobachtungen wird ein klimatologischer Referenzdatensatz erstellt, der die repräsentative Eisrinnenverteilung im Antarktischen Ozean für die Wintermonate April bis September, 2003 bis 2019 zeigt. In diesem ist sichtbar, dass Eisrinnen in manchen Gegenden systematischer auftreten als in anderen. Das sind vor allem die Regionen entlang der Küstenregion, des kontinentalen Schelfabhangs und einigen Erhebungen und Kanälen in der Tiefsee. Dabei sind die erhöhten Frequenzen entlang des Schelfabhangs besonders interessant und der Einfluss von atmosphärischen und ozeanischen Einflüssen wird untersucht. Ein regionales Eis-Ozeanmodell wird genutzt, um ozeanische Einflüsse in Zusammenhang mit erhöhten Eisrinnenfrequenzen zu setzen.
In der vorliegenden Studie wird außerdem ein umfangreicher Überblick über die großskalige Variabilität von Antarktischem Meereis gegeben. Tägliche Eiskonzentrationsdaten, abgeleitet aus passiven Mikrowellendaten, werden aus dem Zeitraum 1979 bis 2018 für die Klassifikation genutzt. Der dk-means Algorithmus wird verwendet, um zehn repräsentative Eisklassen zu identifizieren. Die geographische Verteilung dieser Klassen wird als Karte dargestellt, in der der typische jährliche Eiszyklus je Klasse sichtbar ist.
Veränderungen in dem räumlichen Auftreten von Eisklassen werden identifiziert und qualitativ interpretiert. Positive Abweichungen hin zu höheren Eisklassen werden im Weddell- und dem Ross-Meer und einigen Regionen in der Ostantarktis identifiziert. Negative Abweichungen sind im Amundsen-Bellingshausen-Meer vorhanden. Der neu entwickelte (Climatological Sea Ice Anomaly Index) wird genutzt, um Klassenabweichungen in der Zeitreihe zu identifizieren. Damit werden drei Jahre (1986, 2007, 2014) für eine Fallstudie ausgewählt und in Relation zu atmosphärischen Daten aus ERA-Interim und Eisdrift-Daten untersucht. Für die beiden Jahre 1986 und 2007 können bestimmte atmosphärische Zirkulationsmuster identifiziert werden, die die entsprechende Eisklassifikation beeinflusst haben. Für das Jahr 2014 können keine besonders ausgeprägten atmosphärischen Anomalien ausgemacht werden.
Der Eisklassen-Datensatz kann in Zukunft als Ergänzung zu vorhandenen Studien und für die Validierung von Meereismodellen genutzt werden. Dabei sind vor allem Anwendungen in Bezug auf den Eisrinnen-Datensatz möglich.
Data used for the purpose of machine learning are often erroneous. In this thesis, p-quasinorms (p<1) are employed as loss functions in order to increase the robustness of training algorithms for artificial neural networks. Numerical issues arising from these loss functions are addressed via enhanced optimization algorithms (proximal point methods; Frank-Wolfe methods) based on the (non-monotonic) Armijo-rule. Numerical experiments comprising 1100 test problems confirm the effectiveness of the approach. Depending on the parametrization, an average reduction of the absolute residuals of up to 64.6% is achieved (aggregated over 100 test problems).
Climate change is expected to cause mountain species to shift their ranges to higher elevations. Due to the decreasing amounts of habitats with increasing elevation, such shifts are likely to increase their extinction risk. Heterogeneous mountain topography, however, may reduce this risk by providing microclimatic conditions that can buffer macroclimatic warming or provide nearby refugia. As aspect strongly influences the local microclimate, we here assess whether shifts from warm south-exposed aspects to cool north-exposed aspects in response to climate change can compensate for an upward shift into cooler elevations.
Roof and wall slates are fine-grained rocks with slaty cleavage, and it is often difficult to determine their mineral composition. A new norm mineral calculation called slatecalculation allows the determination of a virtual mineral composition based on full chemical analysis, including the amounts of carbon dioxide (CO2), carbon (C), and sulfur (S). Derived norm minerals include feldspars, carbonates, micas, hydro-micas, chlorites, ore-minerals, and quartz. The mineral components of the slate are assessed with superior accuracy compared to the petrographic analysis based on the European Standard EN 12326. The inevitable methodical inaccuracies in the calculations are limited and transparent. In the present paper, slates, shales, and phyllites from worldwide occurrences were examined. This also gives an overview of the rocks used for discontinuous roofing and external cladding.
The formerly communist countries in Central and Eastern Europe (transitional economies in Europe and the Soviet Union – for example, East Germany, Czech Republic, Hungary, Lithuania, Poland, Russia) and transitional economies in Asia – for example, China, Vietnam had centrally planned economies, which did not allow entrepreneurship activities. Despite the political-socioeconomic transformations in transitional economies around 1989, they still had an institutional heritage that affects individuals’ values and attitudes, which, in turn, influence intentions, behaviors, and actions, including entrepreneurship.
While prior studies on the long-lasting effects of socialist legacy on entrepreneurship have focused on limited geographical regions (e.g., East-West Germany, and East-West Europe), this dissertation focuses on the Vietnamese context, which offers a unique quasi-experimental setting. In 1954, Vietnam was divided into the socialist North and the non-socialist South, and it was then reunified under socialist rule in 1975. Thus, the intensity of differences in socialist treatment in North-South Vietnam (about 21 years) is much shorter than that in East-West Germany (about 40 years) and East-West Europe (about 70 years when considering former Soviet Union countries).
To assess the relationship between socialist history and entrepreneurship in this unique setting, we survey more than 3,000 Vietnamese individuals. This thesis finds that individuals from North Vietnam have lower entrepreneurship intentions, are less likely to enroll in entrepreneurship education programs, and display lower likelihood to take over an existing business, compared to those from the South of Vietnam. The long-lasting effect of formerly socialist institutions on entrepreneurship is apparently deeper than previously discovered in the prominent case of East-West Germany and East-West Europe as well.
In the second empirical investigation, this dissertation focuses on how succession intentions differ from others (e.g., founding, and employee intentions) regarding career choice motivation, and the effect of three main elements of the theory of planned behavior (e.g., entrepreneurial attitude, subjective norms, and perceived behavioral control) in transition economy – Vietnam context. The findings of this thesis suggest that an intentional founder is labeled with innovation, an intentional successor is labeled with roles motivation, and an intentional employee is labeled with social mission. Additionally, this thesis reveals that entrepreneurial attitude and perceived behavioral control are positively associated with the founding intention, whereas there is no difference in this effect between succession and employee intentions.
The study analyzes the long-term trends (1998–2019) of concentrations of the air pollutants ozone (O3) and nitrogen oxides (NOx) as well as meteorological conditions at forest sites in German midrange mountains to evaluate changes in O3 uptake conditions for trees over time at a plot scale. O3 concentrations did not show significant trends over the course of 22 years, unlike NO2 and NO, whose concentrations decreased significantly since the end of the 1990s. Temporal analyses of meteorological parameters found increasing global radiation at all sites and decreasing precipitation, vapor pressure deficit (VPD), and wind speed at most sites (temperature did not show any trend). A principal component analysis revealed strong correlations between O3 concentrations and global radiation, VPD, and temperature. Examination of the atmospheric water balance, a key parameter for O3 uptake, identified some unusually hot and dry years (2003, 2011, 2018, and 2019). With the help of a soil water model, periods of plant water stress were detected. These periods were often in synchrony with periods of elevated daytime O3 concentrations and usually occurred in mid and late summer, but occasionally also in spring and early summer. This suggests that drought protects forests against O3 uptake and that, in humid years with moderate O3 concentrations, the O3 flux was higher than in dry years with higher O3 concentrations.
This thesis addresses three different topics from the fields of mathematical finance, applied probability and stochastic optimal control. Correspondingly, it is subdivided into three independent main chapters each of which approaches a mathematical problem with a suitable notion of a stochastic particle system.
In Chapter 1, we extend the branching diffusion Monte Carlo method of Henry-Labordère et. al. (2019) to the case of parabolic PDEs with mixed local-nonlocal analytic nonlinearities. We investigate branching diffusion representations of classical solutions, and we provide sufficient conditions under which the branching diffusion representation solves the PDE in the viscosity sense. Our theoretical setup directly leads to a Monte Carlo algorithm, whose applicability is showcased in two stylized high-dimensional examples. As our main application, we demonstrate how our methodology can be used to value financial positions with defaultable, systemically important counterparties.
In Chapter 2, we formulate and analyze a mathematical framework for continuous-time mean field games with finitely many states and common noise, including a rigorous probabilistic construction of the state process. The key insight is that we can circumvent the master equation and reduce the mean field equilibrium to a system of forward-backward systems of (random) ordinary differential equations by conditioning on common noise events. We state and prove a corresponding existence theorem, and we illustrate our results in three stylized application examples. In the absence of common noise, our setup reduces to that of Gomes, Mohr and Souza (2013) and Cecchin and Fischer (2020).
In Chapter 3, we present a heuristic approach to tackle stochastic impulse control problems in discrete time. Based on the work of Bensoussan (2008) we reformulate the classical Bellman equation of stochastic optimal control in terms of a discrete-time QVI, and we prove a corresponding verification theorem. Taking the resulting optimal impulse control as a starting point, we devise a self-learning algorithm that estimates the continuation and intervention region of such a problem. Its key features are that it explores the state space of the underlying problem by itself and successively learns the behavior of the optimally controlled state process. For illustration, we apply our algorithm to a classical example problem, and we give an outlook on open questions to be addressed in future research.
Structured Eurobonds - Optimal Construction, Impact on the Euro and the Influence of Interest Rates
(2020)
Structured Eurobonds are a prominent topic in the discussions how to complete the monetary and fiscal union. This work sheds light on several issues going hand in hand with the introduction of common bonds. At first a crucial question is on the optimal construction, e.g. what is the optimal common liability. Other questions that arise belong to the time after the introduction. The impact on several exchnage rates is examined in this work. Finally an approximation bias in forward-looking DSGE models is quantified which would lead to an adjustment of central bank interest rates and therefore has an impact on the other two topics.